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Subject: No Subject


Hi,

Attached is the most recent version of the ICE specification. This specification
is not available to the general public -
hence do not distribute this specification to anyone outside the ebXML transport
working group.

(See attached file: NOTE1_1N-ICE-19991212.htm)

Regards,
Erik J Leckner
http://www.idealliance.org/ice/ice_ag.htm
Seagate Technology, Inc. and ICE Authoring Group Member

Title: NOTE-ICE-19991212 AC Review Version - N

NOTE-ice-19991212

The Information and Content Exchange (ICE) Protocol
AC Review Version 1.1 N

12 December 1999

This version
http://www.w3.org/TR/1999/NOTE-ice-19991212
Latest version
http://www.w3.org/TR/NOTE-ice
Previous version
http://www.w3.org/TR/Note-ice-19991115
 
Editors:
Jay Brodsky, Tribune Media Services
Bruce Hunt, Adobe Systems, Inc.
Sami Khoury, Microsoft Corporation, What U Want, Inc.
Laird Popkin, Sothebys.com
 
ICE Authoring Group:
Paula Angerstein, Vignette Corporation
Jay Brodsky, Tribune Media Services
Phil Gibson, National Semiconductor Corporation
Martin Hardee, Sun Microsystems, Inc.
Bruce Hunt, Adobe Systems, Inc.
Brad Husick, (Invited Expert)Vignette Corporation
Kimberly Jones, CNET: The Computer Network
Dianne Kennedy, (Invited Expert), XMLXperts & GCA
Sami Khoury, Microsoft Corporation, What U Want, Inc.
Daniel Koger, Best Consulting
Rick Levine, Formerly with Sun Microsystems, Inc.
Richard Martin, RNCi
Laird Popkin, Chairman ICE-AG, Sothebys.com
Nathan Pride, Wavo, Inc.
Adam Souzis, ShiftKey, Inc.
Andy Werth, Formerly with CNET: The Computer Network

Status of this Document

This document is a submission to the World Wide Web Consortium (see Submission Request, W3C Staff Comment). It is intended for review and comment by W3C members and other interested parties.

This document is a NOTE made available by the W3 Consortium for discussion only. This indicates no endorsement of its content, nor that the Consortium has, is, or will be allocating any resources to the issues addressed by this NOTE.

ICE 1.1 is an ICE 1.0 compatible update to the ICE 1.0 specification.  This update is made in response to the implementation experience that has been gained over the past year.  It differs from the ICE 1.0 specification in that it corrects several minor deficiencies in the original specification.  It corrects several typographic errors.  It continues the clarification of the specification  to assist  developers in achieving inter-operable implementations.  Finally, ICE 1.1 specifies several of the most asked for implementation features.   ICE 1.1 is fully upwards compatible with ICE 1.0 in that an ICE 1.0 implementation can inter-operate with an ICE 1.1 implementation using any function of ICE 1.0.  ICE 1.1 implementations add capabilities ( most notably extensibility ) that are only accessible to other ICE 1.1 implementations.

The ICE authoring group and IDEAlliance recommend that implementations be updated to conform to the ICE 1.1 specification. The minor changes and added function greatly enhance the usability of the protocol in a very wide range of syndication applications and can provide a substantial foundation for delivering syndication solutions.

Abstract

This document describes the Information and Content Exchange protocol for use by content Syndicators and their subscribers. The ICE protocol defines the roles and responsibilities of Syndicators and subscribers, defines the format and method of content exchange, and provides support for management and control of syndication relationships. We expect ICE to be useful in automating content exchange and reuse, both in traditional publishing contexts and in business-to-business relationships.

Table of Contents

  1. Introduction
    1. ICE Design Goals
    2. How ICE relates to other standards
      1. XML
      2. CDF
      3. OSD
      4. P3P
      5. WebDAV
      6. HTTP DRP
      7. SMIL
    3. Definitions
      1. Requirement Wording Note
      2. ICE Semantic Definitions
    4. Technical Decisions
      1. ICE Constraints and XML-Data
      2. Defining ICE using a DTD and XML-Data
      3. Use of HTTP POST transport mechanism
      4. Security
    5. Internationalization Issues
    6. Structure of this Document
  2. ICE Overview
    1. Simple ICE Scenarios
      1. Headline Scenario
      2. Parts Scenario
    2. Protocol Overview
      1. Payloads, Requests, and Responses
      2. Request/Response model
      3. Subscriber/Syndicator, Requester/Responder, Sender/Receiver
      4. Minimal Subscriber Implementation and Unsolicited Message
    3. Binding of ICE to HTTP
      1. Use of HTTP POST
      2. Mapping the ICE Request/Response Model to HTTP POST/Response
      3. Multiple Requests in a Single Payload
      4. Content Type in HTTP Header
  3. Protocol Infrastructure
    1. Syntax and Format
      1. XML Syntax
      2. Generic Rules for Attribute Formats
    2. Identifiers
      1. Subscriber and Syndicator Identifiers
      2. Other Identifiers
    3. Dates and Times
      1. ICE Date Format
      2. ICE Time Format
      3. Sub second Resolution
      4. Time Zones
      5. ICE Date and Time Format
      6. ICE Duration Format
    4. Status and Error code formats
      1. No HTTP Relationship
      2. Status Code Format
      3. Body
      4. Defined Status Codes
      5. Redirection
    5. ICE Payload Detail
      1. Payload XML Declarations
      2. Payload Element Definition
    6. Payload Header Fields
      1. ice-sender
      2. ice-receiver
      3. ice-user-agent
    7. ICE Requests and ICE Responses
      1. ice-request
      2. ice-response
      3. Responses containing errors and additional data
    8. Surprise ice-code Messages, and Package Confirmation
      1. Format of ice-code message
      2. Semantics of Package Confirmation
      3. Specific Confirmation Codes
    9. Example NOP Message
      1. A Single NOP
      2. Multiple NOPs
    10. Unsolicited Message Operation
      1. General Unsolicited Model
      2. Format of unsolicited-now
      3. Format of unsolicited-request
      4. Format of unsolicited-response
      5. Asymmetry and Implementation Requirements
      6. Policy decisions
      7. Example exchanges
  4. Catalogs and Subscription Establishment
    1. Subscription Establishment Overview
    2. Delivery Policies
      1. ice-delivery-policy
      2. ice-delivery-rule
      3. Negotiation information
    3. Catalogs
      1. Catalog Format
      2. Offer Group and Offer Formats
      3. Business Terms
      4. Protocol Operation: Get Catalog
    4. Subscribing and Negotiation Model
      1. Negotiation Model
      2. Basic Negotiation Flow: Offer / Sorry / OK
      3. Protocol operation
      4. Trivial Negotiation Implementation
      5. Non-trivial Negotiation Implementation
      6. Negotiation Process
        1. Overview
        2. Single Parameter Resolution
        3. Multiple Parameter Resolution
        4. Convergence
    5. Parameter Negotiation Elements
      1. Ice-negotiable Content
      2. Ice-range
      3. Ice-range-define
      4. Ice-span
      5. Ice-enum
      6. Subscription Operating Parameters
        1. Month Day
        2. Week Day
        3. Start Date
        4. Stop Date
        5. Start Time
        6. Duration
        7. Minimum Update Interval
        8. Maximum Update Interval
        9. Minimum Number of Updates
        10. Maximum Number of Updates
        11. Push or Pull mode
      7. Negotiation Examples
        1. Multiple Video Stream Syndication
        2. ICE Delivery Rule Negotiation
    6. Status Operations
      1. ice-cancel
      2. ice-change-subscription
      3. ice-get-status
  5. Packages and Delivery
    1. Sequenced Package Model
      1. Discrete Package Model
      2. Strictly Ordered Package Model
      3. Package Sequence Identifier
      4. Packages and Package Sequence Identifiers
      5. Sequenced Package Example
      6. Example Pseudo protocol Exchange
    2. Package containment model
      1. Package format
      2. Add operations
        1. ice-item
        2. ice-item-ref
        3. ice-item-group
      3. Remove operation
      4. Extensibility
    3. Package Pull Operations
    4. Package Push Operations
    5. Miscellaneous Package Operations
      1. Awaiting Confirmations
      2. Obtaining Package Sequence Information
      3. Individual Asset Repair
  6. Event Logs
    1. ICE defines generic transport for multiple log file formats
    2. Event log operations
    3. ICE event log format
    4. Issues and Discussion
  7. Miscellaneous Protocol Operations
    1. No Operation
    2. Notify: Text Messages
  8. Extending ICE
    1. Introduction
    2. Content Model Extensions
      1. Elements permitting extension
      2. Required extension Semantics
      3. Alternative Log Format
      4. Extending ice-items content
      5. Domain specific package content
    3. Subscription Extensions
    4. Protocol Extensions
      1. Example Protocol Extension - Down-time Messages
  1. Appendix: Complete ICE DTD
  2. Appendix: ICE Revisions
  3. Appendix: Change Log

1. Introduction

Reusing and redistributing information and content from one Web site to another is an ad hoc and expensive process. The expense derives from two different types of problem:

Successful content syndication requires solving both halves of this puzzle. Fortunately, industry specific efforts already exist for solving the vocabulary problems. For example, Ontology.org (http://www.ontology.org) is an organization devoted to fostering development of industry specific XML DTDs. Other examples of this type of effort include HL7 for the health care industry, or recent W3C XML efforts for mathematics. Although many industries have yet to establish efforts in this area, more will do so as XML and the Web continue to create opportunities for economic gain via on-line applications.

ICE completes the picture by providing the solution for the other half of the puzzle. Specifically, ICE manages and automates establishment of syndication relationships, data transfer, and results analysis. When combined with an industry specific vocabulary, ICE provides a complete solution for syndicating any type of information between information providers and their subscribers.

1.1 ICE Design Goals

The authoring group defined a number of design goals for ICE based on requirements analysis and much thought and discussion. Some of the most important design goals for ICE are included here for reference: Note: These goals are non normative. They are included here for historical purposes only.

  1. ICE shall be straightforwardly usable over the Internet.
  2. ICE shall support a wide variety of applications and not constrain data formats.
  3. ICE shall conform to a specific XML syntax.
  4. The ICE requirements shall constrain the ICE process to practical and implementable mechanisms.
  5. ICE shall be open for future, unknown uses.
  6. Compactness of representation in ICE is of minimal importance. Note: this is a statement about low level encoding methodology, e.g., the use of XML in general and the particular choice of tag and attribute names in particular.
  7. ICE shall keep protocol and packaging overhead to a minimum. Note: this is a statement about protocol overhead in the sense of round trips, complexity, and other high level performance effects. It is not a contradiction of the previous point. The design of ICE achieves its performance objectives by optimizing the high level design of the protocol flow and state management, not by micro optimizing the spelling of individual packets.

1.2 How ICE relates to other standards

Many other standards describe how to transmit data of one form or another between systems. This section briefly discusses some of these protocols and describes their relationship to ICE.

1.2.1 XML

ICE is an application of the Extensible Mark-up Language (XML). Basic concepts in ICE are represented using the element/attribute mark-up model of XML. Note, however, that ICE is a protocol, not just a DTD, and so in that way differs fundamentally from other pure document applications of XML such as MathML (mathematical formula mark-up language), PGML (Precision Graphics Mark-up Language), etc.

1.2.2 CDF

Channel Definition Format (CDF) specifies the operation of push channels. Like ICE, it defines a mechanism for scheduling delivery of encapsulated content. ICE builds on some of the concepts of CDF, such as delivery schedules. Note that ICE goes well beyond what CDF can do; CDF has no notion of explicit subscription relationship management, asset management, reliable sequenced package delivery, asset repair operations, constraints, etc.

We expect ICE will be useful for server to server syndication to distribute and/or aggregate content to/from various push servers, whereas CDF is useful for server to browser applications.

1.2.3 OSD

The Open Software Description (OSD) Format automates distribution of software packages. OSD focuses on concepts such as package dependencies, OS requirements, environmental requirements (such as: how much disk space does a software package require), etc. ICE has very little overlap or relationship to OSD.

We expect ICE to be useful for server to server syndication to distribute and/or aggregate content to/from one OSD server to another, whereas OSD continues to be useful for its intended domain of distributing and installing software directly to target desktop and work group server machines.

1.2.4 P3P

Quoting from [P3P-arch]: The Platform for Privacy Preferences (P3P) protocol addresses the twin goals of meeting the data privacy expectations of consumers on the Web while assuring that the medium remains available and productive for electronic commerce. When ICE is being used to share user profile information from one business to another, it is the responsibility of the applications on both sides of such a relationship to enforce the appropriate privacy policies in accord with the principles described in P3P, as well as in accord with any governing laws. ICE is merely the transport mechanism for those profiles and is not involved in the enforcement of user profile privacy principles.

1.2.5 WebDAV

Quoting from [WebDAV]: WebDAV (Distributed Authoring and Versioning) specifies a set of methods, headers, and content types ancillary to HTTP/1.1 for the management of resource properties, creation and management of resource collections, name space manipulation, and resource locking (collision avoidance).

WebDAV addresses a collaborative authoring environment and has very little overlap with ICE.

1.2.6 HTTP DRP

Quoting from [NOTE-DRP]: The HTTP Distribution and Replication protocol was designed to efficiently replicate a hierarchical set of files to a large number of clients. No assumption is made about the content or type of the files; they are simply files in some hierarchical organization.

DRP focuses on the differential update of information organized as a hierarchy of files. As such, it could be used to solve a portion of the data transfer problems addressed by ICE, but only for those content syndication situations that are file centric. ICE solves a more general problem of asset exchange, where assets may not necessarily be files in a hierarchy. ICE also addresses explicit subscription relationship management, asset management, reliable sequenced package delivery, asset repair operations, constraints, etc. whereas DRP addresses none of those.

1.2.7 SMIL

Quoting from [NOTE-SMIL]: SMIL allows integrating a set of independent multimedia objects into a synchronized multimedia presentation. Using SMIL, an author can
   1. describe the temporal behavior of the presentation
   2. describe the layout of the presentation on a screen
   3. associate hyper-links with media objects

SMIL (the Synchronized Multimedia Interchange Language) is an appropriate container format to be carried in an ICE package.  SMIL defines the temporal, layout and linking relationship between media components of a presentation and therefore has the potential to be an important content manager format for syndicated media.  ICE optimally carries content described by XML documents. SMIL is a standardized means for managing dynamic content based on an XML document.  There is a natural complementary affinity between ICE and SMIL.

1.3 Definitions

1.3.1  Requirement Wording Note

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119.

In the HTML version of this specification, those key words are CAPITALIZED BOLD. Capitalization is significant; uncapitalized uses of the key words are intended to be interpreted in their normal, informal, English language way. Bold face is not significant, and is used to aid comprehension, but the bold font is non normative and the absence of a bold font MUST NOT be given any semantic interpretation.

1.3.2 ICE Semantic Definitions

These definitions are used throughout this document. Readers will most likely not fully understand these definitions without also reading through the specification.

catalog
A set of subscription offers. A Subscriber obtains a catalog from a Syndicator, and uses the offers within the catalog to initiate the ICE subscription protocol.
collection
The result of a Subscriber processing all package deliveries in a single subscription, that is, the current content of a subscription. This is equivalent to the set of all items that a Syndicator would deliver in a full update of a subscription. This is not necessarily every item a Syndicator would transmit over time in a given subscription, because of incremental update.
ICE
Information and Content Exchange.
item
A single delivery instance of an arbitrary data type. For example, if a database record were being distributed, each field might be encapsulated as an item. Or, if a prospectus consisting of an HTML file and two GIF image files is being distributed, each of the files would be an item.
ICE/HTTP
The specific binding of the ICE protocol to the HTTP protocol.
message
The abstract concept of an atomic unit of communication. In this specification, the term message does not denote any specific protocol structure; rather, it is used to denote an abstract communication concept.
Minimal Subscriber
A Subscriber ICE implementation that has no persistent server component and therefore cannot receive syndicator initiated request messages.
negotiation
The Subscriber and Syndicator may negotiate to arrive at mutually agreeable delivery methods and schedules.
For example, both sides may have a preferred set of delivery times.  The ICE negotiation model is not an attempt to automate the arcane and baroque nature of human to human business deal negotiation.
package
A single delivery instance of a group of items. For example, a single issue of a parts manual or a single set of headlines. A package is the atomic unit of information distribution in ICE.
package sequence
An ordered series of packages delivered over time.
payload
A protocol structure encapsulating a set of logical ICE operations delivered at discrete intervals. A payload is a single instance of an XML document formatted according to the protocol definitions contained in this specification.
Receiver
Generic term referring to the target of an ICE payload. The term Receiver is used when it is possible for either the Subscriber or the Syndicator to be the party receiving the payload.
Request
A message asking for the performance of an operation. Requests in ICE are messages carried by payloads.
Requester
Generic term referring to the initiator of an ICE payload request.
Responder
Generic term referring to the recipient of an ICE payload request.
Response
A message containing the results of an operation. Responses in ICE are messages carried by payloads.
Sender
Generic term referring to the originator of an ICE payload. The term Sender is used when it is possible for either the Subscriber or the Syndicator to be the party sending the payload.
Subscriber
One of the two parties in an ICE relationship (the other one being the Syndicator). The Subscriber uses ICE to obtain information and content from the Syndicator.
subscription
An agreement to deliver a package sequence from a Syndicator to a Subscriber. There may be many independent subscriptions between a Syndicator and a Subscriber.
subscription element
A persistent identifier of all versions of an item or item group in a subscription. The subscription element may have many versions over time, and thus may have been represented by different items. For example, a company logo is a single subscription element, that can be updated over time. Every subscription element has a unique subscription element ID assigned by the syndicator.
subscription offer
A proposed set of parameters for a particular subscription. Within ICE, the term subscription offer has a precise meaning directly related to the corresponding protocol data structure; do not confuse the usage of the term "offer" in this specification with the more generic and abstract concept of offers in the business world sense.
Syndicator
One of the two parties in an ICE relationship (the other one being the Subscriber). The Syndicator uses ICE to send information and content to the Subscriber.
unsolicited message
A protocol mechanism used in ICE to provide a way for a Syndicator to initiate communication to a Minimal Subscriber.

1.4 Technical Decisions

The Authoring Group went through several major topics of discussion while designing ICE, and some of the decisions reached are of sufficient interest to warrant recording the thought processes that led to them.

1.4.1 ICE Constraints and XML-Data

The ICE Authoring Group searched for an existing schema and constraint definition language that would meet the ICE requirements. As an example of these requirements, consider banner ads. A desirable constraint mechanism could represent the rule "banner ads are GIFs and are no larger than X pixels by Y pixels." None of the existing or planned schema and constraint languages can express the "ad banner" constraint.

The ICE Authoring Group felt strongly that:

Therefore, ICE defines a constraint reference and transport mechanism, and does not define an actual constraint language. Specifically, this means:

This approach allows constraints to be specified and managed by ICE, without regard to a specific constraint implementation. Indeed, the Authoring Group concluded that having the constraint mechanism defined separately from the transport protocol had additional value in that it provided a natural and flexible way to accommodate a variety of constraint languages, which might develop to address industry specific requirements.

The Authoring Group intends to go one step further and define an interim constraint language, tentatively named ICE Constraints. The ICE Constraints language will suffice to meet the basic requirements of content Syndicators and their subscribers, while allowing time for general and more complete solutions to develop. We expect the ICE Constraints language will also be a useful source of requirements for future general purpose constraint language designers.

Note that a conforming ICE implementation need not implement any constraint processing at all; like DTD validation and a number of other ICE features, constraint processing is entirely a quality of implementation issue. Its presence or absence has no effect whatsoever on the interoperability of two ICE implementations, because nothing in the protocol state machine flow depends on constraint processing.

1.4.2 Defining ICE using a DTD and XML-Data

This specification uses DTD syntax to define the format of the ICE protocol. The question of why this was done occasionally comes up, given that XML allows for DTDs but does not require them, and given that there are a number of other mechanisms (XML-Data, XSchema, DCD etc.) for defining XML document structure.

Inherently, because ICE is built using well formed XML documents, many different methods could have been used to specify syntax. For example, BNF can be used to define the protocol format as a grammar, complete with '<' and '/>' as literal elements in the productions. The authors of CDF in fact did this (albeit probably for historical reasons).

The use of a DTD mechanism implies very little about interoperability among implementations and about the ability to use other mechanisms in the future. The important question to ask is: what is the format of the pattern of bits exchanged over the wire. Whether specified using a DTD, XML-Data, BNF, a lex/yacc grammar, or lisp program, the "instance" (pattern of bits in the ICE document) is the same. This is the important point.

There are two places where a DTD is implied. One is in the following requirements:

Note, however, that "validation" could in principle be implemented in a variety of ways. A Receiver MAY use any alternate representation of ICE syntax, and perform some alternate form of validation against that representation, as long as the results are AS-IF the governing ICE DTD had been used.

The second place where a DTD is implied is in the DOCTYPE declaration of an ICE packet. A Receiver MAY simply ignore this declaration if the Receiver is not using a DTD. A Sender MUST supply this declaration, but this presents no particular burden to Sender implementations that function without DTDs; they can simply point to a publicly available known ICE DTD for the purposes of meeting this requirement.

1.4.3 Use of HTTP POST transport mechanism

One of the requirements identified early in the design process for ICE was to design a protocol that was transport independent, so that the concepts and development work done for ICE can be leveraged in a variety of situations. Therefore, the ICE protocol has been designed based on the concept of XML document exchange: each protocol message consists of a valid XML document, and the protocol involves sending such documents back and forth between syndicator and subscriber.

This specification explicitly discusses the binding of the generic ICE protocol to the HTTP transport mechanism. This specification uses the term ICE/HTTP where necessary to specifically refer to the concept of ICE bound to an HTTP transport mechanism.

To preserve the goal of being transport independent, and also to enable ICE to operate within existing network infrastructures, ICE/HTTP transmits payloads using the HTTP POST/Response mechanism. ICE/HTTP does not define any new HTTP headers or modify the HTTP protocol in any way; rather, the entire ICE request/response exchange is contained in the body of the HTTP POST and its associated HTTP Response.

1.4.4 Security

The ICE protocol itself deliberately does not address security, because the required levels of security can be achieved via existing and emerging Internet/Web security mechanisms.

In the specific case of digital signatures, non repudiation, and similar concepts, two things have happened that have steered the Authoring Group away from the notion of having digital signatures inside ICE itself:

Independent of any future XML digital signing standards, ICE implementations can achieve necessary security using a variety of methods, including:

Also, for interoperability, syndicators and subscribers need to agree on how they will negotiate the security parameters for a given relationship. This may be done inside of ICE by using subscription extension or by using protocol extension. Or it may be done outside of ICE by, for example, an agreement to use SSL at a certain level of encryption, or by some other external means.

1.5 Internationalization Issues

Few internationalization issues occur at the protocol level at which ICE operates, but four specific issues are worthy of note:

  1. Support for International Character Sets. ICE itself defines no specific mechanisms for encoding or identifying character sets. Instead, ICE relies on capabilities in XML for encoding and supporting international character sets.
  2. Protocol Error Message Text. The error messages in an ice-code (see 3.4) include both a numeric error code and a short phrase, such as "OK" or "Not found". As is described in detail in 3.4.4, the phrase is intended for informational purposes only; it is the numeric error code itself that defines the semantics of the error message. Internationalized implementations of ICE are expected to convert the numeric ICE error code into an appropriate presentation string in the local language. Thus, there is no requirement for ICE to support multi-lingual versions of the error code phrase, such as "Mahalo" instead of "OK" in the 200 code.
  3. Other Protocol Text Strings. The ICE protocol sometimes uses string values as semantic identifiers. For example, an ice-sender (see 3.6.1) encodes the senders role as either "subscriber" or "syndicator". These textual strings are intended as arbitrary tokens representing a specific concept; they are not intended for presentation and thus have no impact on internationalization issues.
  4. Language identifier for textual data. Some ICE elements and attributes are specifically designed for the transport of textual data intended for use by humans. For example, the ice-business-term element (see 4.3.1). ICE provides a xml:lang attribute in all places where human readable text is being transported and might require an identification of its specific language encoding. When used, the xml:lang attribute MUST be filled in according to standards RFC-1766 (Tags for the Identification of Languages) and ISO-639 (Code for the representation of names of languages) as is required by the XML Specification.

1.6 Structure of this Document

The remainder of this document is organized as follows:

2. ICE Overview

Two entities are involved in forming a business relationship where ICE is used. The Syndicator produces content that is consumed by Subscribers. The Syndicator produces a subscription offer from input from various departments in an organization. Decisions are made about how to make these goods available to prospects. The subscription offer includes terms such as delivery policy, usage reporting, presentation constraints, etc. An organization's sales team engages prospects and reaches a business agreement typically involving legal or contract departments. Once the legal and contractual discussions are concluded, the technical team is provided with the subscription offer details and information regarding the Subscriber. The subscription offer is expressed in terms that a Web application can manage (this could be database records, an XML file, a plain text file, and so on). In addition, the technical team may have to set up an account for the subscriber entity, so that the Web site can identify who it is accessing the syndication application.

The Subscriber receives the information regarding their account (their subscriber identification and location to request their catalog) and how to obtain a catalog of subscription offers. At this point actual ICE operation can begin. The important point to understand is that ICE starts after the two parties have already agreed to have a relationship, and have already worked out the contractual, monetary, and business implications of that relationship.

The ICE protocol covers four general types of operations:

>From the ICE perspective, a relationship between a Syndicator and a Subscriber starts off with some form of Subscription Establishment. In ICE, the subscriber typically begins by obtaining a catalog of possible subscriptions (really, subscription offers) from the Syndicator. The Subscriber then subscribes to particular subscriptions, possibly engaging in protocol parameter negotiation to arrive at mutually agreeable delivery methods and schedules.

The relationship then moves on to the steady state, where the primary message exchanges center on data delivery. ICE uses a package concept as a container mechanism for generic data items. ICE defines a sequenced package model allowing syndicators to support both incremental and full update models. ICE also defines push and pull data transfer models.

Managing exceptional conditions and being able to diagnose problems is an important part of syndication management; accordingly, ICE defines a mechanism by which event logs can be automatically exchanged between (consenting) Subscribers and Syndicators.

Finally, ICE provides a number of mechanisms for supporting miscellaneous operations, such as the ability to renegotiate protocol parameters in an established relationship, the ability to send unsolicited ad-hoc notifications (i.e., textual messages) between systems (presumably ultimately targeted at administrators), the ability to query and ascertain the state of the relationship, etc.

2.1 Simple ICE Scenarios

Two simple scenarios are used throughout this specification as the source for examples: syndication of news headlines from an online publisher to other online services, and syndication of a parts catalog from a manufacturer to its distributors.

2.1.1 Headline Scenario

An online content provider, Headlines.com, allows other online sites to subscribe to their headline service. Headlines.com updates headlines three times a day during weekdays, and once each on Saturday and Sunday. A headline consists of four fields: the headline text, a small thumbnail GIF image, a date, and a URL link that points back to the main story on Headlines.com.

Subscribers who sign up for the headline service can collect these headlines and use them on their own site. They display the headlines on their own site, with the URL links pointing back to Headlines.com. For an extra fee, subscribers may harvest the actual story bodies from Headlines.com and thus keep the traffic on their own site instead of linking back to Headlines.com.

2.1.2 Parts Scenario

A jet powered pencil sharpener manufacturer, JetSharp.com, wants to keep its distributors up to date with the latest parts and optional accessories catalog at all times. It is very important to JetSharp that its distributors always have easy access to the latest service bulletins, and also that they have the latest information about optional accessories and the corresponding price lists.

Each item in the JetSharp parts catalog consists of some structured data, such as price, shipping weight, and size, and also contains unstructured data consisting of a set of HTML files and GIF images describing the product.

The JetSharp catalog is huge, but, fortunately, changes fairly slowly over time.

2.2 Protocol Overview

The ICE protocol is a request/reply protocol that allows for fully symmetric implementations, where both the Syndicator and Subscriber can initiate requests.  The ICE protocol also allows for a Minimal Subscriber implementation where only the Subscriber can initiate requests (i.e., no agent that would be considered a "server" resides on the Subscriber machine).

There are several key concepts that form the foundation of the ICE protocol. They are introduced here, without regard to their spelling (i.e., how they appear in the protocol). The next chapter (3.0 Protocol Infrastructure) revisits these concepts, and more, with a complete description of the protocol format. But first it is important to understand the basic concepts.

2.2.1 Payloads, Requests, and Responses

ICE uses payload exchange as its fundamental protocol model, where a payload is defined for the purposes of this specification to be a single instance of an XML document formatted according to the ICE protocol definition (See Appendix A). The word payload was chosen simply because it is unusual and does not occur in ordinary casual writing; therefore, it can be carefully and unambiguously used throughout a specification.

Payloads can contain requests, responses or unsolicited messages. The unsolicited messages are used to support Minimal Subscriber implementations and will be explained in that context, later (see 2.2.4). A request is a message asking for the performance of an operation, and a payload is used to transmit the request. For example, when a Subscriber wishes to initiate a relationship by obtaining a catalog from a Syndicator, the Subscriber sends the Syndicator a payload containing a "get catalog" request. Similarly, a response is a message containing the results of an operation and a payload is also used to transmit responses.

2.2.2 Request/Response model

Every logical operation in ICE is described by a request/response pair. All operations are forced to fit this model; thus, a valid ICE protocol session always comprises an even number of messages when it is in the idle state (i.e., there is a matching response for every request).

There are a few operations in ICE that have no logical requirement for a response. Nevertheless, to preserve the nature of the request/response protocol, responses are returned anyway.

2.2.3 Subscriber/Syndicator, Requester/Responder, Sender/Receiver

The Subscriber and Syndicator assume several different roles during ICE protocol operations: Subscriber versus Syndicator, Requester versus Responder, and Sender versus Receiver.

The definition of Subscriber and Syndicator is based on the business relationships: the Syndicator distributes content to the Subscriber. These terms are capitalized throughout this specification wherever they refer specifically to the roles of the parties in an ICE relationship, as opposed to the general concepts of subscribing and syndicating.

The definition of Requester/Responder is based on who initiates the ICE operation. The initiator is the Requester, and the other party, who performs the operation, is the Responder. It is possible for a Syndicator to be either a Requester or a Responder, depending on the particular operation. The same is true for a Subscriber. For example, when a Subscriber initiates a "get catalog" request to a Syndicator, the Subscriber is the Requester. When a Syndicator initiates a "push package update" request to a Subscriber, the Syndicator is the Requester.

Finally, the concept of Sender and Receiver are used in this specification to describe the relationship with respect to the transmission of a single payload. A payload travels from Sender to Receiver (and this thus forms the definition of Sender and Receiver).

Note that an ICE operation inherently consists of a Request/Response pair. Thus, the Requester starts out being a Sender, sending a payload, containing a request, to the Receiver. The Receiver of this first payload is the Responder. When the Responder has performed the operation and wishes to return the results, the Responder becomes the Sender of a payload containing the response, and the initial Requester is now the Receiver.

2.2.4 Minimal Subscriber Implementation and Unsolicited Message

Due to the nature of the content syndication business, it is important for ICE to support Subscriber implementations of varying levels of sophistication. In the most general case, a Subscriber is a sophisticated server implementation capable of not only sending ICE requests, but also receiving communications initiated by the Syndicator at any time, such as the "push" of new content. That is, a "full" Subscriber has an ICE server running at all times. ICE also supports the concept of a Minimal Subscriber implementation. This is a Subscriber that can initiate communicates (e.g. polling for updates) but does not have a persistent server available to receive requests. A Minimal Subscriber is expected to be run on demand, either by a user or by an automated script.

Thus, in a Minimal Subscriber implementation, the Subscriber always initiates any communication, and therefore the Syndicator cannot initiate any communication to the Subscriber. In that case the Subscriber is always the Requester, and never the Responder. However, sometimes a Syndicator needs to initiate a message to a Subscriber. For example, the Syndicator might wish to send a "notify" message containing warning that the system will be down next week.

To support Minimal Subscribers and yet still allow Syndicators to initiate requests, ICE defines a mechanism called the Unsolicited Message mechanism. This mechanism supports sending ICE requests from a Syndicator to the Subscriber in a protocol communication initiated by the Subscriber.

As will be seen later when unsolicited messages are explained in detail, the unsolicited message mechanism is largely orthogonal to the primary ICE request/response protocol mechanism. It is defined as an additional set of message types that can be carried by payloads, and as such can be understood separately. See section 3.10, Unsolicited Message Operation for more details. For explanatory purposes, most of this specification ignores the implication of the unsolicited message mechanism when explaining how ICE works; section 3.10 then describes in detail how the unsolicited message mechanism interacts with the rest of ICE. It is important to note, however, that support for unsolicited messages is not optional; all ICE Subscribers and Syndicators MUST implement the unsolicited message mechanism as described in this specification.

2.3 Binding of ICE to HTTP

ICE uses XML document exchange as its fundamental protocol model. ICE messages are valid XML documents, with a single ice-payload root element (defined in detail later) and a structured hierarchy of tags describing the ICE operations and data.

This section describes the specifics of how ICE payload exchange is performed using HTTP.

2.3.1 Use of HTTP POST

To send an ICE/HTTP payload, the Sender performs an HTTP POST to a URL provided by the Receiver. ICE does not define the mechanism by which the Sender first obtains this URL; typically it will be communicated during a phone call, e-mail, or contract exchange when the two parties are establishing their initial relationship. It is expected that conventions for this URL will develop over time, in much the same way the convention of "http://www.domain-name" has developed for Web sites.

2.3.2 Mapping the ICE Request/Response Model to HTTP POST/Response

Every ICE logical operation begins with a Sender sending a request; typically this is the Subscriber initiating an operation to the Syndicator. In some cases, such as push delivery of packages, the Syndicator initiates the operation and is the Sender.

As will be shown in detail later, ICE requests are specified using an ice-request XML element, and ICE responses are specified using an ice-response element. For ICE/HTTP, the ice-request MUST be sent in an HTTP POST, and the ice-response to that request MUST be sent in the HTTP Response to that POST. Thus, a single ICE request/response pair always maps directly to a single HTTP POST/Response pair.

Operations involving package transmission can ask for an additional confirmation, i.e., a third message (request/response/confirmation). In that case the confirmation message is actually a separate request with its own response, so the physical realization of (request/response/confirmation) is actually (request/response/request/response). This will be explained in more detail in the confirmation section, for now it suffices to understand that a confirmation message is simply POSTed as another ice-request.

An example will help illustrate this. Consider package update: the Subscriber makes a "get package" request to the Syndicator, the Syndicator sends a "package" response, and if the Syndicator asks for confirmation then the Subscriber sends a second "confirmation" request.. In a pseudo-code representation of the protocol, the exchanges look like the following. Note, this is pseudo-code, it does not represent the actual protocol format. (The symbol, "==>", can be read as, "sends the following message to the" and the symbol, "<==",  can be read as "receives the following message from the"):

Package Update Example

(1) SUBSCRIBER ==> SYNDICATOR:

    HTTP POST:

      <ice-payload>

         <ice-request> 

           Get Package

         </ice-request>

      </ice-payload>



(2) SUBSCRIBER <== SYNDICATOR:

    HTTP Response to the POST:

      <ice-payload>

         <ice-response> 

            Package: X

            Confirmation Required

         </ice-response>

      </ice-payload>

This exchange of an ice-request and an ice-response occurs entirely within a single HTTP POST/Response transport level transaction.

Package Update Example

(3) SUBSCRIBER ==> SYNDICATOR:

    HTTP POST:

      <ice-payload>

         <ice-request> 

            Confirmation of Package X

         </ice-request>

      </ice-payload>



(4) SUBSCRIBER <== SYNDICATOR:

    HTTP Response to the POST:

      <ice-payload>

         <ice-response> 

         </ice-response>

      </ice-payload>

A confirmation message is a request that (logically) needs no response, other than the "acknowledge" necessary to maintain the request/response nature of the ICE protocol.

2.3.3 Multiple Requests in a Single Payload

ICE allows multiple requests or responses to be sent in a single ice-payload. This allows round trips to be minimized whenever possible. For example, a Subscriber with ten subscriptions to a single Syndicator can send all ten "get package" requests and receive all ten updates in a single HTTP POST/Response communication.

Four key restrictions about the multiple request/response model must be clearly understood:

  1. Placing multiple ice-request elements in a single ice-payload does not imply any ordering or transactional semantics. A Sender MUST assume the Receiver processes the requests in an arbitrary order, AS-IF each request had been sent separately in its own payload.
  2. A Sender MUST NOT mix ice-request elements and ice-response elements within a single ice-payload.
  3. The number of ice-response elements in a response payload MUST be the same as the number of ice-request elements in the initiating payload, with the sole exception to this rule being errors and conditions related to the entire payload, as explained in the discussion of 3xx Payload Level Status Codes in section 3.4.4 (Defined Status Codes).
  4. Each ice-response element in a response payload MUST be a response to an ice-request element in the initiating payload.

Package update responses can potentially be quite large; the above rules provide no relief from the possibility that asking for ten package updates would result in a response that is 900 megabytes in length (or longer). This problem can be called the Huge Response problem. ICE provides Syndicators with two mechanisms by which they can avoid causing the Huge Response problem: the use of external XML entities and/or the use of an ice-item-ref mechanism for transmitting package content external to the actual response. Whether or not a Syndicator chooses to use these mechanisms (and thus avoid causing the Huge Response problem) is a quality of implementation issue.
 

  Informational Note
  for historical reference
  As already noted, a single ice-payload always contains only one type of element: a number of ice-request elements (but no other types), a number of ice-response elements (but no other types), etc. This restriction simplifies ICE implementations, at the possible expense of lost opportunities to optimize protocol traffic. 

A more general model would allow arbitrary packing and a mixture of requests and responses into the HTTP POST/Response stream. This design was explicitly rejected because it imposes complexity on ICE implementations and makes it impossible to implement simple programs that create ICE/HTTP connections and perform simple operations. To see why this is so, consider an "ICE Ping" utility: 

  • Open a TCP connection 
  • POST an ICE nop message 
  • Read the HTTP Response, print it, and exit 

If arbitrary mixtures were permitted, the Ping utility might get a 900 megabyte package pushed at it when all it was expecting was a simple reply. The implication of the arbitrary mixture model on implementations is profound: all communication would have to be mediated through a message queue multiplexor/demultiplexer agent that can appropriately dispatch any mixed messages. In such an environment it becomes impossible to simply write a Perl script (for example) that creates a direct HTTP connection, sends a preformatted packet, and simply prints the response. 

The restrictions on requests and responses in single payloads in ICE were chosen to avoid this complexity. The ability to create simple implementations was considered more compelling than the ability to further optimize HTTP communication via arbitrary request/response mixing.

2.3.4 Content Type in HTTP Header

When ICE payloads are transmitted via HTTP, the Content Type MUST be application/x-ice.

3. Protocol Infrastructure

This section describes aspects of the ICE protocol that are common across all types of operations, whereas later sections of the document describe the specific operations themselves.

3.1 Syntax and Format

3.1.1 XML Syntax

ICE uses XML as the format for its payloads, and all ICE payloads MUST be formatted in accordance with the XML 1.0 specification [W3C-WD-xml]. Furthermore, ICE payloads MUST be well formed and MUST be valid according to the ICE DTD.

This document does not repeat the general rules for proper XML encoding; readers are expected to refer to the XML specification.

3.1.2 Generic Rules for Attribute Formats

ICE makes extensive use of XML attributes for representing values. The following requirements apply to the interpretation of attribute values:

3.2 Identifiers

ICE defines a number of identifiers.

3.2.1 Subscriber and Syndicator Identifiers

ICE uses globally unique identifiers for identifying Subscribers and Syndicators. The globally unique identifier for the Subscriber and Syndicator MUST conform to the Universal Unique Identifier defined by the Open Group [OG-UUID]. Note that if a given installation sometimes functions as a Subscriber and sometimes functions as a Syndicator then it MAY use the same UUID as its identification in both roles.

The UUID format as specified consists of 32 hexadecimal digits, with optional embedded hyphen characters. Per the requirements in the Universal Unique Identifier specification, ICE implementations MUST ignore all hyphens when comparing UUID values for equality, regardless of where the hyphens occur. Also, note that comparisons MUST be case insensitive.

3.2.2 Other Identifiers

As distinct from the Subscriber UUID and the Syndicator UUID, ICE does not define the format of other identifiers it specifies except for uniqueness constraints.  All other identifiers function as being unique only within a certain scope. For example, a subscription identifier is generated by a Syndicator when the relationship between a Subscriber and a Syndicator is first established. The identification string used for the subscription ID need only be unique within the domain of all subscription identifiers generated by that Syndicator for the Subscriber.

The table below describes each identifier in ICE, its scope, a description of where in an ICE payload the ID value is assigned, the role of the party that assigns the ID value, where this ID value is referenced, and finally, the section in the specification where the identifier is discussed.
 
 

Identifier Scope Where assigned By Whom Assigned ID Referenced By Section described in
Syndicator's UUID  Unique identifier of  a Syndicator  When ICE syndicator created   Entity wishing to use ICE to Syndicate Content. See 3.2.1 above  sender-id attribute on ice-sender element or receiver-id attribute on ice-receiver element (depending on role)  3.6.1, 3.6.2, 6.3
Subscribers UUID  Unique identifier of  a Subscriber  When ICE subscriber created  Entity wishing to use ICE to Subscribe to Content.  See 3.2.1 above.  sender-id attribute on ice-sender element or receiver-id attribute on ice-receiver element (depending on role)  3.6.1, 3.6.2, 6.3
payload ID  Unique across all payloads from a sender to a receiver  payload-id attribute on ice-payload element  Sender assigns.  See 3.5.2 payload-id attribute on ice-code element  3.4.2, 3.5.2
package ID  Unique across all packages within a subscription  package-id attribute on ice-package element  Syndicator assigns.  See 5.2.1 package-id attribute on ice-code, ice-package-state elements  3.4.2, 5.2.1, 5.5.2
request ID  Unique across all payloads from a sender to a receiver  request-id attribute on ice-request, ice-unsolicited-now elements  Sender assigns.  See 3.7.1 message-id attribute on ice-code element; request-id attribute on ice-event-msg element  3.7.1, 3.10.2, 6.3
response ID  Unique across all payloads from a  sender to a receiver  response-id attribute on ice-response element  Sender assigns.  See 3.7.2 response-id attribute on ice-event-msg element  3.7.2, 6.3
unsolicited request ID  Unique across payloads from a  sender to a receiver  unsolicited-request-id attribute on ice-unsolicited-request element  Syndicator assigns.  See 3.10.3 message-id attribute on ice-code element; request-id attribute on ice-event-msg  3.10.3, 6.3
unsolicited response ID  Unique across payloads from a sender to a receiver  unsolicited-response-id attribute on ice-unsolicited-response element  Subscriber assigns.  See 3.10.4 response-id attribute on ice-event-msg  3.10.4, 6.3
subscription ID  Unique across subscriptions from a Syndicator to a Subscriber  subscription-id attribute on ice-subscription element  Syndicator assigns.  See 4.3.1 and 4.6.3 subscription-id attribute on ice-cancel, ice-change-subscription, 
ice-get-events, ice-get-package, ice-get-sequence, ice-get-status, ice-repair-item, ice-send-confirmation, ice-cancellation, ice-events, ice-sequence, ice-subscription, ice-offer, ice-package, ice-event-msg elements 
4.3.1, 4.6.1, 4.6.2, 4.6.3. 5.2.1. 5.3, 5.5.1, 5.5.2, 5.5.3, 6.2, 6.3
cancellation ID (see note in 4.6.1 Unique across all cancellations  cancellation-id attribute on ice-cancellation element  Responder assigns.  See 4.6.1 Not referenced deprecated 4.6.1
package sequence ID  Unique across all packages of a subscription, or "ICE-INITIAL" or "ICE-ANY"  new-state attribute on ice-package element  Syndicator assigns.  See 5.1.3 current-state attribute on ice-get-package, ice-get-sequence, ice-repair-item, ice-subscription, elements; old-state attribute on ice-package element  5.1.3
item ID  Unique across items in a package  item-id attribute on  ice-item, ice-item-ref elements  Syndicator assigns. See 5.2.2.1 Not referenced  5.2.2.1
subscription element ID  Unique within a subscription  subscription-element attribute on ice-item, ice-item-ref, ice-item-group elements  Syndicator assigns. 
See 5.2.2.1
subscription-element attribute on ice-repair-item, ice-item-remove elements  5.2.2.1, 5.2.2.2, 5.2.2.3, 5.2.3
item group ID  Unique across all group-items in a package  item-group-id attribute on ice-item-group element  Syndicator assigns. 
See 5.2.2.3
Not referenced  5.2.2.3
extension UUID Universally Unique Extension identifier UUID attribute on ice-extension element  Syndicator or Subscriber assigns. See 4.5.5 (ice-extension) ICE application processor uses UUID to obtain an extension. 4.5.5 8.4.1
offer ID Unique within the catalog of offers made by a Syndicator to a Subscriber. offer-id attribute on ice-offer element  Syndicator assigns. ICE processor MAY use it to verify received offers. 4.3.2
ID Payload-wide (XML document) unique identifier id attribute on ice-access, ice-negotiable, ice-range, ice-range-define, ice-span, ice-span-max, ice-span-min, ice-span-point, ice-default-value, ice-enum, ice-enum-item, ice-limit and ice-extension elements  Syndicator or Subscriber assigns. See 4.5  ref attribute on ice-access, ice-span, ice-default-value, ice-span-max, ice-span-min, ice-span-point, ice-enum, ice-enum-item, and ice-limit 5.2.2.2
4.5.2
4.5.3
4.5.4
4.5.5

Many attributes in ICE contain as values the identifiers described above and use them to track and signal specific states in the syndication relationship.  The table below describes the attributes that contain the identifiers described in the table above.
 

Attribute containing an
Identifier
Identifier Contained Spec. Reference
sender-id Syndicator's UUID or Subscribers UUID  3.5.1
receiver-id Syndicator's UUID or Subscribers UUID  3.5.2
message-id request-id or response-id  3.3.2
old-state package-sequence-id  5.1.4
new-state package-sequence-id  5.1.4
current-state package-sequence-id  5.3
sequence-id package-sequence-id  5.5.2
other-id Syndicator's UUID or Subscribers UUID  6.3
ref element identifier to access and use previously defined elements such as ice-span, ice-span-max, ice-span-min, ice-span-point, ice-default-value, ice-enum, ice-enum-item or ice-limit 4.5.2
4.5.3
4.5.4
4.5.5

3.3 Dates and Times

This section describes the date and time format used by ICE in all contexts where a parse-able date is required. The format shown here is a selected profile of options from ISO8601:1988 (with Technical Corrigendum 1 applied), hereinafter referred to as [ISO8601].

3.3.1 ICE Date Format

The format for a date string in ICE Date Format is:

   CCYY-MM-DD

where CCYY is the four digit year (century and year, as described in [ISO8601]), MM is a two digit month number, DD is the two digit ordinal number of the day within the calendar month, and the separator character is a "-" (hyphen). This format is the Extended Format described in [ISO8601] section 5.2.1.1, with the separator as described in [ISO8601] section 4.4, and ICE implementations MUST use this format for all date strings specified as being in ICE Date Format.

Note that specifying a Date without a time rarely makes sense because of time zones (without a time attached to a Date it is hard to know exactly what the Date really means); see 3.3.5 for how to specify both in an ICE DateTime format. No fields defined by ICE have been defined to be "naked" dates; ICE always uses the DateTime format.

3.3.2 ICE Time Format

The format for a time string in ICE Time Format is:

    hh:mm:ss

where hh is the two digit hour in 24 hour notation ranging from 00 to 24 (this is not a typo), mm is the two digit minute ranging from 00 to 59, ss is the two digit seconds ranging from 00 to 59, and the separator character is a ":" (colon). Note that ISO8601 and UTC support  leap seconds, therefore implementations are required to support 60, 61 and 62 seconds.  This format is the Extended Format described in [ISO8601] section 5.3.1.1, with the separator as described in [ISO8601] section 4.4, and ICE implementations MUST use this format for all time strings specified as being in ICE Time Format.

Midnight has two Representations



  00:00:00 (midnight behind or current)

  24:00:00 (midnight ahead -- i.e. 00:00:00 tomorrow )  

Note alternatively, that 00:00:00 on one day is the same time as 24:00:00 on the previous day. This is deliberate, and in accordance with [ISO8601] section 5.3.2.

3.3.3 Sub-second Resolution

ICE Time Format for representing sub-second granularity follows [ISO8601] section 5.3.1.3, and thus uses a "," (comma) separator and an arbitrary number of digits representing the fraction down to whatever level of precision is appropriate. Thus, the format for time with sub second resolution is:

    hh:mm:ss,s

where the "," (comma) is a literal character ([ISO8601] separator) and s after the comma is "to the right of the decimal mark" and symbolizes the sub second value. The number of digits in the sub second value, and the precision of the sub second value, and the ability of a given implementation to honor that precision, are quality of implementation issues and are not specified by ICE. Implementations MUST properly parse sub second values up to at least 9 digits. Note that this does not imply the ability to actually resolve time down to the nanosecond; it merely implies the ability to read such a time stamp and then process it as best as the implementation can. Implementations SHOULD properly parse fractions with an arbitrary number of digits in the sub second value.

3.3.4 Time Zones

All times specified within ICE MUST be specified using Coordinated Universal Time (UTC). Implementations are expected to translate these times into the appropriate local time presentation format before interacting with users.

3.3.5 ICE Date and Time Format

When a Date and Time need to be specified in a single string, the ICE Date and Time format is:

    CCYY-MM-DDThh:mm:ss,s

where "T" (upper case letter T) is a literal character ([ISO8601] designator). This format is the Extended Format of calendar date and time of day as described in [ISO8601] section 5.4.1 clause (a).

Senders MUST NOT specify invalid combinations of fields, such as February 31. Receivers SHOULD reject invalid combinations of fields, rather than trying to interpret them.

3.3.6 ICE Duration Format

When a period of time needs to be specified, the ICE Duration format is:

    PnS

where the "P" (upper case letter P) is a literal character ([ISO8601] designator), "n" is an arbitrarily large integer value, and "S" (upper case letter S) is a literal character. This format denotes a number of seconds. It is a specific profile of the choices available in [ISO8601] section 5.5.3.2; note that the alternative format restrictions (5.5.3.2.1) are not used by ICE. Implementations are expected to translate this representation into a more appropriate form before interacting with users.

To describe a period of time with sub second granularity, the format is:

     Pn,nS

i.e., using the same sub second granularity syntax as described in 3.2.3 above.

All periods of time described as being in ICE Duration Format in ICE MUST be specified in either the PnS or Pn,nS format.

Note that long periods of time are represented by large quantities of seconds in the above formats. For example, a period of one day is P86400S. It is expected that implementations will translate these time periods into a more familiar form as part of their user interfaces.

3.4 Status and Error code formats

ICE uses the familiar Internet protocol paradigm of three digit status values in responses to protocol operations. This paradigm was chosen because it is well understood and is suited to both machine to machine communication and human interpretation.

3.4.1 No HTTP Relationship

There is no relationship between the status codes in ICE and the status codes at the HTTP transport level. As already described above, HTTP is merely the transport mechanism for ICE payloads, and any ICE implementation MUST appropriately handle HTTP status or error conditions at the transport level. For example, if a Subscriber encounters an HTTP level redirect (3XX code), the Subscriber MUST honor it. The semantics of completing the HTTP transport operation do not affect the semantics of the ICE operations, as defined by the exchange of payloads, in any way.

Throughout the rest of this discussion, an HTTP status of "200 OK" is implicit for the transport of the ICE payloads.

3.4.2 Status Code Format

The format of status codes is described by the following DTD fragment:

 

ice-code format
<!ELEMENT ice-code  (#PCDATA)      > 
<!ATTLIST ice-code 
          numeric     CDATA #REQUIRED 
          phrase      CDATA #REQUIRED 
          payload-id  CDATA #IMPLIED 
          message-id  CDATA #IMPLIED 
          package-id  CDATA #IMPLIED 
          xml:lang    CDATA #IMPLIED 
>

An example would be:

Ice-code example.

  <ice-code 

        numeric="402" 

        phrase="Not well formed XML"

        message-id="1998-07-01T11:34:10@nr3.com-1"

  >

  Your XML contained overlapping elements.

  Here is the offending fragment: 

       &lt;a&gt;&lt;b&gt;cdefg&lt;/a&gt;&lt;/b&gt;

  </ice-code>

The attributes are:

3.4.3 Body

The body of the ice-code element is free-form text (#PCDATA) and can be used by implementations to report human readable descriptions. It has no semantics in ICE.

Implementation note: it is very important to properly escape any fragments reported in the body of the ice-code. See, for example, the example shown in 3.4.2. Note in particular that XML and HTML (and, more generally, any text containing angle brackets and other syntactically significant characters) must be properly escaped.

3.4.4 Defined Status Codes

The defined status codes are shown below. Each bullet item contains the three digit numeric value, the corresponding phrase, and a description in italics. Note that the description in italics is part of the explanation and not part of the status message.

When generating codes:

When receiving codes:

The status values defined by ICE are:

2xx: Success

3xx: Payload level Status Codes

These indicate something about the ice-payload itself, as opposed to the individual requests and responses within the payload. These codes have one very explicit and important semantic: they are used when the payload could not be properly interpreted, meaning that even if there were multiple requests in the payload, there will be only one ice-code in the response. For example, if the payload had been corrupted, it might be so corrupted that it isn't even possible to determine how many requests it contains, let alone respond to them individually.

The specific codes are:

4xx: Request level Status Codes

These indicate errors caused by an inability to carry out an individual request. Note that in some cases there are similar errors between the 3xx and 4xx class; the difference is whether or not the error is supplied as a single, payload level error code (3xx) or whether it is supplied as a prerequisite code.

5xx: Implementation errors and operational failures

These indicate errors caused by internal or operational problems, rather than by incorrect requests. Note that, like all other codes except for the 3xx series, these must be sent individually with each response; if the error condition or operational problem prevents the Responder from resolving the original payload down to the request level, use a 3xx code instead.

6xx: Pending State

These codes indicate a state condition where the Subscriber is expected to send something to the Syndicator, or vice versa.

7xx: Local Use Codes

These codes are reserved for use by the local ICE implementation and MUST NOT ever be sent to another ice processor over the transport medium. The intent is that this range of codes can be used by the local ICE implementation software to communicate transport level error conditions, or other specific local conditions, using the ice-code mechanism in a way guaranteed to not collide with any other usage of ice-code values.

9xx: Experimental Codes

ICE implementations MUST NOT use any codes not listed in this specification, unless those codes are in the 9xx range. The 9xx range allows implementations to experiment with new codes and new facilities without fear of collision with future versions of ICE.

How a given system treats any 9xx code is a quality of implementation issue.

3.4.5 Redirection

Two special codes have been defined explicitly to support the concept of redirection at the ICE level: 390 for temporary redirection, and 391 for permanent redirection.

When performing a redirection, the Responder sends the appropriate ice-code and an ice-location structure, shown here:

ice-location format
<!ELEMENT ice-location EMPTY         > 
<!ATTLIST ice-location
          target       CDATA #REQUIRED
>

The target attribute MUST be filled in with the correct new transport communication endpoint. In ICE/HTTP, this means that target is filled in with a new URL.

Redirection applies at the payload level, and not individually to the requests within the payload.

3.5 ICE Payload Detail

Each message in ICE is encapsulated in a single top level structure known as an ice-payload, or just "payload" for short. This payload is a well formed XML document that is also valid according to the ICE DTD.

3.5.1 Payload XML Declarations

ICE messages MUST begin with a suitable XML document type declaration such as:

ICE XML Document Type Declaration

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.com/ICE/ICE1_1.dtd" [

] >

Any alternate form of the above declaration is acceptable; the requirement is simply that a DTD MUST be specified somehow.

This declares the message to be valid XML according to the supplied DTD. The specific URL MUST be a functional URL that will return the DTD defining the version of the ICE protocol used to create this message.

3.5.2 Payload Element Definition

The root node of the payload is the ice-payload element as shown here:

 

ice-payload format
<!ELEMENT ice-payload ( ice-header, 
                        ( ice-request+ | 
                          ice-response+ |
                          ice-unsolicited-now |
                          ice-unsolicited-request+ | 
                          ice-unsolicited-response+
                        )
                      )

<!ATTLIST ice-payload 
          payload-id      CDATA #REQUIRED
          timestamp       CDATA #REQUIRED
          sender-location CDATA #REQUIRED
          ice.version     CDATA #REQUIRED
>

A single ICE payload contains a header and either:

Note that payloads are homogeneous, in the sense that elements from the above list MUST NOT be mixed together in a single payload. For example, a single payload can contain multiple ice-request elements, but it cannot contain ice-request elements and ice-response elements. The DTD representation shown above enforces this constraint.

The semantics of the unsolicited elements are described in section 3.10 and will not be discussed further until then.

There are several attributes:

  Informational Note
  for historical reference
  The ICE Authoring Group wishes to acknowledge the authors of the XML specification, from whom we copied (and adapted) our description of the semantics of the ice.version attribute.

3.6 Payload Header Fields

The ice-header is common among all ICE payloads and contains a consistent structure for both syndicators and subscribers. The following DTD fragment describes the header structure. The basic data captured in the ice-header element is the Sender identification. The Sender of the ICE message can either be a syndicator or a subscriber.

ice-header, ice-sender, ice-receiver
and ice-user-agent formats

<!ELEMENT ice-header (ice-sender,

                     ice-receiver? ,

                     ice-user-agent?

                    )

>


<!ELEMENT ice-sender       EMPTY       >

<!ATTLIST ice-sender

          sender-id CDATA      #REQUIRED 

          name      CDATA      #REQUIRED

          role  (subscriber | syndicator)

                    #REQUIRED

>


<!ELEMENT ice-receiver     EMPTY       > 

<!ATTLIST ice-receiver

          receiver-id CDATA    #REQUIRED

          name        CDATA    #REQUIRED

>

<!ELEMENT ice-user-agent    (#PCDATA)  

>

3.6.1 ice-sender

The ice-sender element describes the originator of the payload. The attribute fields are:

3.6.2 ice-receiver

The ice-receiver element is optional, and describes the intended target of the payload. It is optional because the target of the payload presumably already knows this information; however, some implementations MAY choose to supply this data as a debugging aid. Note that the element is optional; however, if the element is supplied the following attributes are REQUIRED:

3.6.3 ice-user-agent

This field allows ICE tools to identify themselves with an arbitrary string, in a way analogous to the HTTP User Agent string. Implementations SHOULD supply this string when sending a payload. No semantics for the contents of this string are defined by this specification.

3.7 ICE Requests and ICE Responses

Each ICE payload contains one or more ice-request elements, or one or more ice-response elements, or the unsolicited support elements which are described later in this document. Note that a Sender MUST NOT mix request and response elements within a single payload, and a Receiver SHOULD reject such a payload with a 303 Payload validation failure error.

ice-request and ice-response format

<!ELEMENT ice-request  ( ice-cancel |

                        ice-change-subscription |

                        ice-code |

                        ice-get-catalog |

                        ice-get-events |

                        ice-get-package |

                        ice-get-sequence |

                        ice-get-status |

                        ice-nop |

                        ice-notify |

                        ice-offer |

                        ice-package+ |

                        ice-send-confirmations |

                        ice-repair-item 

                      )

>

<!ATTLIST ice-request

          request-id  CDATA #REQUIRED

>


<!ELEMENT ice-response (ice-code,

                           (ice-cancellation |

                            ice-catalog |

                            ice-event-log |

                            ice-offer |

                            ice-location |

                            ice-package+ |

                            ice-sequence |

                            ice-status |

                            ice-subscription |

                           )?

                       )

>

<!ATTLIST ice-response

          response-id         CDATA          #REQUIRED

          unsolicited-pending (false | true) "false" 

>

3.7.1 ice-request

An ice-request describes a requested ICE operation. Other parts of this specification describe the elements representing the actual ICE operations (ice-cancel, ice-get-catalog, etc.); only the attributes of the ice-request are described here.

The sole attribute is:

3.7.2 ice-response

An ice-response describes a response to a previously requested ICE operation. Other parts of this specification describe the elements representing the actual ICE responses (ice-cancellation, ice-catalog, etc.); only the sub elements and the attributes of the ice-response are described here.

Note that an ice-response consists of an ice-code, containing the code, and an optional additional element chosen from ice-cancellation, ice-catalog, etc. For this discussion, call those elements "results elements." Considering the possibility of a successful versus. unsuccessful code value, and the presence or absence of the results element, there are four combinations possible:

There are several attributes:

3.7.3 Responses containing errors and additional data

The complete set of conditions under which an ice-response will contain a code value other than 200 (OK) and also contain a results element are given here. In all other cases, a code value other than 200 will have no results element in the ice-response.

390 Payload temporary redirect
The results element is an ice-location, describing the new transport endpoint for ICE communication.
391 Payload permanent redirect
The results element is an ice-location, describing the new transport endpoint for ICE communication.
441 Counter-proposal
The results element is an ice-offer, describing a new set of proposed subscription parameters.

3.8 Surprise ice-code Messages, and Package Confirmation

When ICE transmits a package, it is possible that the Syndicator might want a separate confirmation that the Subscriber correctly received and processed all the data. This is especially important for packages that require resolution (and fetching) of remote URLs in order to fully resolve their data. The confirmation flag attribute present in the ice-package element provides a method for the Syndicator to indicate it wants the subscriber to return an additional confirmation message.

More generally, there are times when an implementation might wish to communicate an explicit processing error at some later point in time, long after the actual ICE Request/Response message exchange has completed. Consider the case where a Syndicator pushes a package to a Subscriber, without a confirmation flag. After acknowledging the receipt of the bits and returning a 200 (OK) code, the Subscriber later determines that the package cannot be processed. Perhaps the XML will not validate, or a remote resource named in the package could not be fetched. To communicate this back to the Syndicator, the Subscriber uses a surprise ice-code. This is simply an ice-request where the request contains an ice-code. It is called a surprise message because, unlike the ice-code field in an ice-response, a surprise ice-code appears asynchronously to any other state transitions implied by the ICE protocol. To help the Receiver interpret the surprise message, the message-id attribute in the ice-code MUST refer back to a previous message in the stream, said previous message being the message that initiated the chain of events leading to the surprise error. Using a surprise message, either party can send an ice-request consisting of an ice-code letting the other side know that something bad happened. The protocol dictates that a Receiver respond to a surprise ice-code with an ice-response containing an ice-code and no other elements. Note that the Receiver's ice-code value merely indicates the usual protocol level acceptance/rejection of the message itself; it does not semantically describe anything about how the Receiver feels about the surprise error. Beyond defining the response to a surprise error, the protocol does not define what the Receiver should do upon receipt of such an error code; at a minimum the most likely implementation will be to bring the situation to the attention of an administrator.

Explicit confirmation requests in package delivery can then be seen as a specific variation of this concept. In confirmation, the Syndicator is explicitly soliciting a future "surprise" ice-code message and expects to receive it even if the result is 200 (OK).

3.8.1 Format of ice-code message

The format of an ice-code message is simply an ice-request containing an ice-code; both elements have already been described and will not be described again here. As an example, here is an ice-code message that a Subscriber might send after a package failed to validate:

Package validation failure message.

  <ice-request

     request-id="1998-08-11T12:34:56@xyz.com-1"

  >

    <ice-code 

        numeric="403" 

        phrase="Validation failure"

        message-id="1998-07-01T11:34:10@nr3.com-1"

        package-id="pkg5519923"

    >

     Could not validate the package you sent.

    </ice-code>

  </ice-request>

The response packet might look like this:

Package validation failure message.

  <ice-response

     request-id="1998-07-05T02:03:45@nr3.com-1"

  >

    <ice-code

       numeric="200"

       phrase="OK"

       message-id="1998-08-11T12:34:56@xyz.com-1"

    >

    </ice-code>

  </ice-response>

3.8.2 Semantics of Package Confirmation

Packages can be sent in either an ice-request or an ice-response (depending on push/pull mode). Regardless of how sent, whenever a Subscriber receives packages with a confirmation flag with value true, the Subscriber MUST eventually send an appropriate ice-code message as the confirmation. As noted above, the right way to think of this is that the confirmation ice-code message is a surprise ice-codemessage, except that in this case the Syndicator has explicitly solicited it and so the Subscriber MUST eventually send it.

Package confirmation specifically implies the following:

This is a much stricter set of acknowledgments than that implied by the 200 (OK) response to the package transmission. After a Syndicator receives a confirmation message, it may assume that the package has been fully processed by the Subscriber and that no further error conditions will occur regarding that particular package.

In push subscriptions, a Subscriber will send two different code messages to the Syndicator if confirmation has been requested. The first will be the one contained in the ice-response that the Subscriber will send in response to the (pushed) ice-request containing the package. That code will describe whether or not the Subscriber correctly received the push message. Second, sometime later the Subscriber will send another ice-code to describe the higher level results noted above as being part of confirmation.

Note that the Syndicator can control the level of complexity associated with the confirmation mechanism. In the simplest implementations, a Syndicator need never ask for any confirmations. Another simple implementation would be to ask for confirmations, and never allow a subsequent package to be delivered until the preceding confirmation is received (effectively implementing a "stop-and-wait" fully serial style protocol). Much more complex implementations, including windowing (allowing multiple outstanding confirmations) are possible. Note that the protocol includes two other tools for Syndicators to use in implementing confirmations: ice-send-confirmations as a request allowing a Syndicator to poll a Subscriber for outstanding confirmations (see 5.5.1), and the 602 (Excessive confirmations outstanding) error code, which allows a Syndicator to force a Subscriber to synchronize (i.e., to send outstanding confirmations before proceeding any further). These mechanisms give complete control over confirmation to the Syndicators, and allow Syndicators to implement many different models as necessary to meet their requirements.

3.8.3 Specific Confirmation Codes

Two codes have been defined specifically for use with confirmation messages: 201 (Confirmed) and 430 (Not confirmed).

To confirm success, a Sender MUST use the 201 code, not the 200 code. The purpose of this restriction is to emphasize that confirmation is performing a higher level application oriented check that is different from the ordinary processing implied by 200. For interoperability, a Receiver SHOULD accept either the 200 or 201 code as an acceptable positive confirmation.

To confirm failure, a Sender MUST use an error code. The error code 430 ("Not confirmed") has been set aside for use as a generic "something bad happened" code, but if more details can be accurately conveyed by a different code then the Sender SHOULD use it.

3.9 Example NOP Message

This section shows a complete ICE nop exchange between a Sender and a Receiver, as a way of illustrating the basic ICE protocol principles outlined above.

3.9.1 A Single NOP

In this example, the Sender sends a payload containing only one nop request. The Sender initiates the NOP by POSTing the following payload to the Receivers ICE/HTTP URL:

Request

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-05T02:02:23@xyz.com"

   timestamp="02:02:23,449"

   sender-location="//www.gca.org/ice/syndication"

   ice.version="1.1">

  <ice-header>

    <ice-sender

       sender-id="4af37b30-2c35-11d2-be4a-204c4f4f5020"

       name="XYZ Corporation"

       role="subscriber"/>

    <ice-user-agent>

       Acme Ray Gun ICE System, V0.9beta

    </ice-user-agent>

  </ice-header>

  <ice-request

     request-id="1998-07-05T02:02:23@xyz.com-1">

    <ice-nop/>

  </ice-request>

</ice-payload>

The response would come back in the HTTP Response of the POST, and look like this:

Response

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-05T02:03:45@nr3.com"

   timestamp="02:03:45,31416"

   sender-location="//www.adobe.com/ice/atg/RICE/subscriber"

   ice.version="1.1">

  <ice-header>

    <ice-sender

       sender-id="4a2180c9-9435-d00f-9317-204d974e3410"

       name="Number Three Corporation"

       role="syndicator"/>

    <ice-user-agent>

       Road Kill Systems ICE Processor, V17 patch 9

       Adam Souzis, CEO

    </ice-user-agent>

  </ice-header>

  <ice-response

     response-id="1998-07-05T02:03:45@nr3.com-1">

    <ice-code

       numeric="200"

       phrase="OK"

       message-id="1998-07-05T02:02:23@xyz.com-1"

    >

    </ice-code>

  </ice-response>

</ice-payload>

3.9.2 Multiple NOPs

This example shows a Subscriber sending a payload containing two nop requests, and the Syndicator responding with two responses. Note that the responses to the NOPs come back in a different order within the payload than the requests, illustrating one possible side effect of the fact that no ordering is implied by having multiple requests in a single payload.

Request:

Request

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-05T03:03:34@sothebys.com"

   timestamp="03:03:34,449"

   sender-location="www.sothebys.com/ice/subscribers/number3?

                    sub=ArtNotes,user=laird.popkin"

   ice.version="1.0">

  <ice-header>

    <ice-sender

       sender-id="4af37b30-2c35-11d2-be4a-204c4f4f5020"

       name="Sothebys, Inc."

       role="subscriber"/>

    <ice-user-agent>

       Acme Ray Gun ICE System, V0.9beta

       Laird Popkin, Chairman 

    </ice-user-agent>

  </ice-header>

  <ice-request

     request-id="1998-07-05T03:03:34@sothebys.com-1">

    <ice-nop/>

  </ice-request>

  <ice-request

     request-id="1998-07-05T03:03:34@sothebys.com-2">

    <ice-nop/>

  </ice-request>

</ice-payload>

Response:

Response

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-05T03:03:45@nr3.com"

   timestamp="03:03:45,31416"

   sender-location="http://www.nr3.com/ice/subscribers/sothebys?

                    subscr=ArtNotes,user=laird.popkin"

   ice.version="1.1">

  <ice-header>

    <ice-sender

       sender-id="4a2180c9-9435-d00f-9317-204d974e3410"

       name="Number Three Corporation"

       role="syndicator"/>

    <ice-user-agent>

       Road Kill Systems ICE Processor,V17 patch 9

       Phil Gibson, Web Conductor

    </ice-user-agent>

  </ice-header>

  <ice-response

     response-id="1998-07-05T03:03:45@nr3.com-1">

    <ice-code

       numeric="200"

       phrase="OK"

       message-id="1998-07-05T03:03:34@sothebys.com-2"

    >

    </ice-code>

  </ice-response>

  <ice-response

     response-id="1998-07-05T03:03:45@nr3.com-2">

    <ice-code

       numeric="200"

       phrase="OK"

       message-id="1998-07-05T03:03:34@sothebys.com-1"

    >

    </ice-code>

  </ice-response>

</ice-payload>

3.10 Unsolicited Message Operation

ICE allows for simple implementations, known as Minimal Subscriber Implementations, to be legal ICE Subscriber implementations. In a Minimal Subscriber Implementation, the Subscriber provides no method for the Syndicator to initiate messages to the Subscriber; all communication initiates at the Subscriber. This model allows for simple Subscribers that have no active agent for receiving messages from the Syndication server.

There are, however, times in ICE where the Syndicator will want to send messages to the Subscriber. If the Subscriber is not a Minimal Subscriber, the Syndicator can simply send those messages the usual way. If the Subscriber is a Minimal Subscriber Implementation, then the unsolicited message handling support of ICE is necessary to allow these "reverse channel" messages to be sent.

3.10.1 General Unsolicited Model

The general model is quite simple:

  1. A flag, unsolicited-pending, can be sent in an ice-response. Using this flag, a Syndicator can tell a Subscriber that there are unsolicited messages awaiting collection.
  2. Upon receiving the unsolicited-pending flag, a Subscriber issues a special type of payload element, ice-unsolicited-now, to open a back channel from the Syndicator back to the Subscriber. No information is conveyed in this ice-unsolicited-now request, other than the implicit desire of the Subscriber to receive any unsolicited messages that are available at this time.
  3. The Syndicator responds to the ice-unsolicited-now with one or more ice-unsolicited-request messages, containing the actual unsolicited messages. If the Syndicator has no unsolicited messages to send, the Syndicator responds with an ice-code 604 (No more unsolicited messages).
  4. The Subscriber processes the received requests.
  5. The Subscriber sends the responses to the unsolicited messages using the ice-unsolicited-response payload element.
  6. The Syndicator responds to the ice-unsolicited-response with an ice-response, ending the conversation.

There is no hard connection between step 1 (reception of the flag) and step 2 (opening the channel). A Subscriber MAY wait an arbitrary period of time before issuing the ice-unsolicited-now, and MAY in fact send other messages even after receiving the unsolicited-pending flag. A Subscriber SHOULD issue the ice-unsolicited-now payload as soon as possible.

A specific error code, 601 ("Unsolicited messages must be processed now"), has been defined as a way for the Syndicator to indicate, at some point, its unwillingness to converse any further until the pending unsolicited messages have been collected by the Subscriber.

There is also no hard connection between step 3 (reception by the Subscriber of the logical requests) and step 5 (transmission by the Subscriber of the logical responses). It is very important to understand that the reverse unsolicited message channel semantics are AS-IF the Syndicator could have sent the request directly to the Subscriber using the normal ice-request and received the response using the normal ice-response. Thus, all of the normal semantics associated with such a Request/Response sequence pertain. In particular, note that the number of ice-unsolicited-response elements in the payload sent from Subscriber to Syndicator MUST correspond to the number of ice-unsolicited-request elements. This is the analogous requirement to the one stating that ice-request and ice-response elements must match in number.

3.10.2 Format of unsolicited-now

The following DTD fragment shows the format of the ice-unsolicited-now message that a Subscriber sends to a Syndicator when it is ready to receive unsolicited messages.

ice-unsolicited-now format
<!ELEMENT ice-unsolicited-now EMPTY> 
<!ATTLIST ice-unsolicited-now
          request-id CDATA #REQUIRED
>

When a Subscriber sends this message, the ice-unsolicited-now element takes the place of the ice-request element the Subscriber would send in all other cases. Thus, the attributes of the ice-unsolicited-now element are the same as those of the ice-request element:

Note that Syndicators MUST NOT ever send an ice-unsolicited-now to a Subscriber. This is discussed in more detail under 3.10.5 Asymmetry.

A Subscriber MAY send an ice-unsolicited-now at any time. The Subscriber is not forced to wait for the unsolicited-pending flag before it tries an ice-unsolicited-now. Thus, it is perfectly legal for a Subscriber to "ping" a Syndicator with periodic ice-unsolicited-now messages; whether this is a good idea or not is a quality of implementation issue.

3.10.3 Format of unsolicited-request

Upon receiving an ice-unsolicited-now, a Syndicator responds either with an ice-response containing only a non-success ice-code, or else responds with an ice-unsolicited-request element. The DTD for the ice-unsolicited-request element is shown here:

 ice-unsolicited-request format
<!ELEMENT ice-unsolicited-request
              (  ice-change-subscription |
                 ice-code |
                 ice-get-events |
                 ice-get-status |
                 ice-nop |
                 ice-notify |
                 ice-package+ |
                 ice-send-confirmations
              )
>
<!ATTLIST ice-unsolicited-request
          unsolicited-request-id CDATA #REQUIRED> 

When a Syndicator sends this message, the ice-unsolicited-request element takes the place of the ice-request element the Syndicator would have sent to the Subscriber, if the Syndicator had been able to send it directly (instead of using the unsolicited message mechanism). Thus, the attributes of the ice-unsolicited-request element are the same as those of the ice-request element:

Note that the set of operations that can be sent this way is a subset of the full set of operations. This is because of the asymmetric nature of the unsolicited message support: only Syndicators can use this mechanism to send messages to Subscribers (not vice versa); therefore, the set of legal requests is restricted to those that a Syndicator would send to a Subscriber.

As with ice-request, any number of ice-unsolicited-request elements MAY be sent in a single payload. The maximum number to send is an implementation specific quality of implementation policy decision.

Note that Subscribers MUST NOT ever send an ice-unsolicited-request to a Syndicator. This is discussed in more detail under 3.10.5 Asymmetry.

3.10.4 Format of unsolicited-response

Upon receiving an ice-unsolicited-request, a Subscriber performs the operation it contains and eventually sends an ice-unsolicited-response to return the results to the Syndicator. The DTD for the ice-unsolicited-response element is shown here:

ice-unsolicited-response format
<!ELEMENT ice-unsolicited-response
          (ice-code,(ice-events | ice-status )? ) > 
<!ATTLIST ice-unsolicited-response
          unsolicited-response-id CDATA #REQUIRED
>

When a Subscriber sends this message, the ice-unsolicited-response element takes the place of the ice-response element the Subscriber would have sent to the Syndicator, if the Syndicator had been able to make the original request directly instead of using the unsolicited message mechanism. Thus, the attributes of the ice-unsolicited-response element are the same as those of the ice-response element, except that there is no unsolicited-pending flag:

However many ice-unsolicited-request elements were sent in the originating payload, that same number of ice-unsolicited-response elements must appear in the response, unless there is a catastrophic payload level error.

Note that Syndicators MUST NOT ever send an ice-unsolicited-response to a Subscriber. This is discussed in more detail under 3.10.5 Asymmetry.

3.10.5 Asymmetry and Implementation Requirements

ICE does not permit a "Minimal Syndicator" implementation; said differently, a Syndicator is REQUIRED to be capable of being a Responder, responding to protocol requests initiated by a Subscriber. Therefore, the implementation requirements for the unsolicited message are asymmetric with respect to Syndicator and Subscriber:

Implementation note: the unsolicited message mechanism makes a good fall-back mechanism for Syndicators to use when communication with their non-minimal Subscribers fails. The possibility that a Syndicator MAY choose to use the unsolicited message mechanism in this fashion is the primary reason why all Subscribers MUST implement the subscriber side portion of the unsolicited message protocol, even if the Subscriber is not a Minimal Subscriber Implementation.
 

  Informational Note
  for historical reference
  The model specified above is an "explicit" mechanism, where support for the concept of unsolicited messages has been added at the most fundamental levels of the ICE protocol; specifically, at a peer level with the concept of ice-request and ice-response

An alternative mechanism would have been to simply define additional requests for unsolicited messages and "tunnel" them within the existing ice-request and ice-response framework. There are two reasons why this wasn't done: 

  • TECHNICAL REASON: The tunneling solution requires duplication of certain protocol concepts, such as request ID and response ID, at a second level within the protocol. That is, the tunneling wrapper would have its own set of IDs, and the unsolicited messages themselves would have their own (tunneled) set of IDs. The rules about matching requests and responses and the rules about message identification would all have to be repeated in the spec (and probably in the implementations), to handle the notion of the outside "tunnel" messages versus. the inside "tunneled" messages. 
  • TECHNICAL REASON: The tunneling solution meant that the restriction on mixing requests and responses in a single payload would be illusory. For example, in a payload containing ice-response elements, one of those "responses" might be a tunneled unsolicited request. 

It is a fair criticism of the specified (no-tunneling) design that it explicitly forces extra communication to handle unsolicited messages. For example, it is not possible for a Subscriber to request some ICE operation while at the same time request unsolicited messages. The solution given in this specification forces the Subscriber to make two separate payloads in that case: one for the ordinary ice-request and a different one to solicit the unsolicited messages. The Authoring Group felt that the potential protocol optimizations here were not compelling enough to overcome the technical disadvantages imposed by generic tunneling of unsolicited messages.

3.10.6 Policy decisions

The Syndicator and Subscriber each have a variety of implementation specific policy decisions to make regarding unsolicited messages.

On the Subscriber side, the implementation has to decide how to treat the reception of the unsolicited-pending flag. The Subscriber MAY choose to immediately issue an ice-unsolicited-now, preempting any other planned communication that Subscriber might have at the time, or the Subscriber MAY choose to defer the collection of unsolicited messages until some later point in time.

The Syndicator has to decide how many unsolicited messages it will queue for a Subscriber, and when to switch from the mode of simply flagging their existence with unsolicited-pending, and instead forcing the Subscriber to collect them. The Syndicator uses the 601 (Unsolicited messages must be processed now) code to force the Subscriber to collect the messages.

3.10.7 Example exchanges

In this first example, a Subscriber first performs a nop operation to the Syndicator. The response to the nop operation has the unsolicited-pending flag set. The Subscriber then sends an unsolicited-now to collect the unsolicited message(s). The Syndicator sends two ice-notify operations using unsolicited-request, and the Subscriber responds to both using unsolicited-response.

As explained in 3.10.2 Format of unsolicited-now, it would have been perfectly legal for a Subscriber to send the ice-unsolicited-now operation without first getting the unsolicited-pending flag (which shows up in this example on the first nop). The no-operation (ice-nop) in this example is used simply as a way to demonstrate the use of the unsolicited-pending flag by the Syndicator.

(1): SUB ==> SYN: NOP

The Subscriber sends a nop to the Syndicator:

Subscriber sends NOP to Syndicator

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-22T02:02:23@cnet.com"

   timestamp="02:02:23,449"

   sender-location="http://www.cnet.com/ice/catalog/nr3?

                    user=Kimberley.Jones,subscr=HeadLines"

   ice.version="1.1" >

  <ice-header>

    <ice-sender

       sender-id="4af37b30-2c35-11d2-be4a-204c4f4f5020"

       name="CNET Corporation"

       role="subscriber" />

    <ice-user-agent >

       Acme Ray Gun ICE System, V0.9beta

       Rick Levine, Web Ray Architect

    </ice-user-agent>

  </ice-header>

  <ice-request

     request-id="1998-07-22T02:02:23@cnet.com-1">

    <ice-nop />

  </ice-request>

</ice-payload>

(2) SUB <== SYN: Response with unsolicited-pending

The Syndicator responds to the no-operation and sets the unsolicited-pending flag:

Syndicator sends response & unsolicited-pending flag

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-22T02:03:45@tms.com"

   timestamp="02:03:45,31416"

   sender-location="http://www.tms.com/ice/catalog/cnet?

                    user=Kimberly.Jones,subscr=Headlines"

   ice.version="1.1" >

  <ice-header >

    <ice-sender

       sender-id="4a2180c9-9435-d00f-9317-204d974e3410"

       name="Tribune Media Services Corporation"

       role="syndicator" />

    <ice-user-agent >

       Road Kill Systems ICE Processor, V17 patch 9

       Brad Husik, Principal Product Purveyor

    </ice-user-agent>

  </ice-header>

  <ice-response

     response-id="1998-07-22T02:03:45@tms.com-1"

     unsolicited-pending="true" >

    <ice-code

       numeric="200"

       phrase="OK"

       message-id="1998-07-22T02:02:23@cnet.com-1"

    />

  </ice-response>

</ice-payload>

(3) SUB ==> SYN: ice-unsolicited-now

The Subscriber, having seen the unsolicited-pending flag, eventually sends an ice-unsolicited-now:

Subscriber sends ice-unsolicited-now

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-22T02:03:55@cnet.com"

   timestamp="02:03:55,449"

   sender-location="http://www.cnet.com/ice/catalog/tms?

                    user=Kimberley.Jones,subscr=Headlines"

   ice.version="1.1" >

  <ice-header >

     <ice-sender

        sender-id="4af37b30-2c35-11d2-be4a-204c4f4f5020"

        name="CNET Corporation"

        role="subscriber" />

    <ice-user-agent>

       Acme Ray Gun ICE System, V0.9beta

       Conleth O'Connell, Chief Ray Gun Architect

    </ice-user-agent>

  </ice-header>

  <ice-unsolicited-now

     request-id="1998-07-22T02:03:55@cnet.com-1"/>

</ice-payload>

(4) SUB <== SYN: Two unsolicited requests

The Syndicator responds by sending two unsolicited requests; in this example both are notify operations containing textual messages.

Syndicator sends unsolicited-requests

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-22T02:04:01@tms.com"

   timestamp="02:04:01,31416"

   sender-location="http://www.tms.com/ice/catalog/cnet?

                    user=Kimberly.Jones,subscr=Headlines"

   ice.version="1.1" >

  <ice-header >

    <ice-sender

       sender-id="4a2180c9-9435-d00f-9317-204d974e3410"

       name="Tribune Media Services Corporation"

       role="syndicator" />

    <ice-user-agent >

       Road Kill Systems ICE Processor, V17 patch 9

       Neil Webber, Chief QOI Officer

    </ice-user-agent>

  </ice-header>

  <ice-unsolicited-request

     unsolicited-request-id="1998-07-22T02:04:01@tms.com-1">

    <ice-notify priority="2" >

      Our system will be down for maintenance tomorrow

    </ice-notify >

  </ice-unsolicited-request >

  <ice-unsolicited-request

     unsolicited-request-id="1998-07-22T02:04:01@tms.com-2" >

    <ice-notify priority="4" >

       Our ICE software will be upgraded next month.

    </ice-notify >

  </ice-unsolicited-request >

</ice-payload>

(5) SUB ==> SYN: Two unsolicited responses

The Subscriber processes the notify operations, which happen to be simple operations that return no data (convenient for this example). The Subscriber sends the results in an unsolicited-response:

Subscriber sends results in unsolicited-response

<?xml version="1.0" ?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-22T02:10:19@cnet.com"

   timestamp="02:10:19,449"

   sender-location="http://www.cnet.com/ice/tms?

                    user=Kim.Jones,sbs=Headlines"

   ice.version="1.1" >

  <ice-header >

    <ice-sender

       sender-id="4af37b30-2c35-11d2-be4a-204c4f4f5020"

       name="CNET Corporation"

       role="subscriber" />

    <ice-user-agent >

       Acme Ray Gun ICE System, V0.9beta

       Andy Werth, Chief Ray Gunner

    </ice-user-agent>

  </ice-header>

  <ice-unsolicited-response

     unsolicited-response-id="1998-07-22T02:10:19@cnet.com-1">

    <ice-code

      numeric="200"

      phrase="OK"

      message-id="1998-07-22T02:04:01@tms.com-2"

    />

  </ice-unsolicited-response>

  <ice-unsolicited-response

     unsolicited-response-id="1998-07-22T02:10:19@cnet.com-2">

    <ice-code

       numeric="200"

       phrase="OK"

       message-id="1998-07-22T02:04:01@tms.com-1"

    />

  </ice-unsolicited-response >

</ice-payload >

(6) SUB <== SYN: Acknowledgements

To preserve the Request/Response symmetry of the protocol, the Syndicator is required to respond to the ice-unsolicited-response messages. The responses contain no useful data, except that they do also serve as a convenient place for the Syndicator to show that there are more unsolicited messages pending (this might happen if the Syndicator chose to not send all of them in one giant payload).

Response to Unsolicited Messages Request

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1998-07-22T02:10:25@tms.com"

   timestamp="02:10:25,31416"

   sender-location="http://www.tms.com/ice/cnet?

                    usr=Kim.Jones,sbs=Headlines"

   ice.version="1.1" >

  <ice-header >

    <ice-sender

       sender-id="4a2180c9-9435-d00f-9317-204d974e3410"

       name="Tribune Media Services Corporation"

       role="syndicator" />

    <ice-user-agent >

      Road Kill Systems ICE Processor, V17 patch 9

      Phil Gibson, Chief Implementation Officer

    </ice-user-agent >

  </ice-header >

  <ice-response

     response-id="1998-07-22T02:10:25@tms.com-1" >

    <ice-code

       numeric="200"

       phrase="OK"

       message-id="1998-07-22T02:10:19@cnet.com-1"

    />

  </ice-response >

  <ice-response

     response-id="1998-07-22T02:10:25@tms.com-2" >

    <ice-code

       numeric="200"

       phrase="OK"

       message-id="1998-07-22T02:10:19@cnet.com-2"

    />

  </ice-response >

</ice-payload>

(7) SUB ==> SYN: Another ice-unsolicited-now

To illustrate the error response, the Subscriber (in this example) sends another unsolicited-now message, but this time the Syndicator has no more messages to send.

Unsolicited Now Message

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

      payload-id="1998-07-22T02:23:55@cnet.com"

      timestamp="02:23:55,449"

      sender-location="http://www.cnet.com/ice/tms?

                       usr=Kim.Jones,sbs=Headlines"

      ice.version="1.1">

  <ice-header>

    <ice-sender

          sender-id="4af37b30-2c35-11d2-be4a-204c4f4f5020"

          name="CNET Corporation"

          role="subscriber" />

    <ice-user-agent >

         Acme Ray Gun ICE System, V0.9beta

         Diane Kennedy, Chief Technology Officer

    </ice-user-agent >

  </ice-header>

  <ice-unsolicited-now

        request-id="1998-07-22T02:23:55@cnet.com-1" />

</ice-payload >

(8) SUB <== SYN: Error response

As mentioned, the Syndicator (in this example) has no more unsolicited messages to send, so it returns this error:

No more unsolicited messages

<?xml version="1.0"?>

<!DOCTYPE ice-payload 

         SYSTEM "http://www.gca.org/ice/dtds/ICE110.dtd" >

<ice-payload

       payload-id="1998-07-22T02:24:45@tms.com"

       timestamp="02:24:45,31416"

       sender-location="http://www.tms.com/ice/cnet?

                        usr=Kim.Jones,sbs=Headlines"

       ice.version="1.1"

>

  <ice-header>

    <ice-sender

      sender-id="4a2180c9-9435-d00f-9317-204d974e3410"  

      name="Tribune Media Services Corporation"

      role="syndicator"

    />

    <ice-user-agent>

         Road Kill Systems ICE Processor,V17 patch 9

         Sami Khoury, Chief Technology Officer

    </ice-user-agent>

  </ice-header>

  <ice-response

    response-id="1998-07-22T02:24:45@tms.com-1">

    <ice-code numeric="604"

         phrase="No more unsolicited messages"

         message-id="1998-07-22T02:23:55@cnet.com-1"

    />

  </ice-response>

</ice-payload>

4. Catalogs and Subscription Establishment

This section describes catalogs, and protocol parameter negotiation, which together form the heart of subscription establishment.

4.1 Subscription Establishment Overview

Subscription relationships in ICE usually begin with a request by the Subscriber to obtain a catalog of subscription offers from the syndicator. As already described, prior to the Subscriber making this request, the Subscriber and the Syndicator have probably already engaged in discussions regarding licensing terms, payment options, and other considerations. Those happen outside of the ICE protocol. Once the parties agree that they wish to have a content exchange relationship, the ICE process begins.

A typical sequence of events is:

  1. A user (technical manager, engineer, etc.) at the Syndicator site creates a new Subscriber account using the ICE software on the Syndicator's system. This operation is not defined by the protocol; it is a property of the tools used by the Syndicator.
  2. The Syndicator tells the Subscriber what URL to use for ICE communication. It is likely that this URL will be under access control, and the Syndicator (human) will communicate the necessary authentication data to the Subscriber (human) using an out-of-band mechanism.
  3. A user (technical manager, engineer, etc.) at the Subscriber site will enter the necessary data into the Subscribers ICE system.
  4. ICE protocol operations are now ready to begin: the Subscriber will authenticate (if necessary) to the given URL and issue the first ICE request: a request for a catalog.
  5. The Syndicator will return a catalog containing subscription offers to which the Subscriber is entitled to subscribe. These were most likely set up as part of the creation of the Subscriber account done in step 1.
  6. The ICE tools on both ends negotiate (in the sense of choosing protocol parameters) a mutually-agreeable set of parameters for a subscription. For example, both sides may have a preferred set of delivery times.
  7. A subscription is established and packages can begin to be exchanged.

4.2 Delivery Policies

The delivery policy determines the times during which packages can be delivered (push) or requested (pull) for a given subscription. A delivery policy defines the start and stop dates during which the delivery policy is valid, and has one or more delivery rules.

4.2.1 ice-delivery-policy

Each subscription offer has a single delivery-policy. A delivery-policy has a start date, a stop date, and contains one or more delivery rules. Delivery policies are described by the following DTD fragment:

ice-delivery-policy format

<!ELEMENT ice-delivery-policy (ice-delivery-rule+) >

<!ATTLIST ice-delivery-policy

              startdate  CDATA #IMPLIED

              stopdate   CDATA #IMPLIED

>

The attributes are:

The multiple delivery-rules in a delivery-policy are conceptually joined with "OR" (not "AND"). In other words, the valid delivery times are the union of all the times defined by each rule in the delivery policy.

4.2.2 ice-delivery-rule

A delivery-rule defines a window of time during which deliveries can be performed. Each delivery-rule can be either a push or pull, can define which years, months, dates and days of the week in which deliveries can be performed, a start and ending time for the update window, the frequency with which updates can be performed, and the count of the number of updates that can be performed.

Delivery rules are defined by the following DTD fragment:

ice-delivery-rule format

<!ELEMENT ice-delivery-rule ( ice-negotiable )* >



<!ATTLIST ice-delivery-rule

          mode       (push | pull) #REQUIRED

          monthday         NMTOKENS #IMPLIED

          weekday          NMTOKENS #IMPLIED

          startdate           CDATA #IMPLIED

          stopdate            CDATA #IMPLIED

          starttime           CDATA #IMPLIED

          duration            CDATA #IMPLIED

          min-update-interval CDATA #IMPLIED

          max-update-interval CDATA #IMPLIED

          minfreq             CDATA #IMPLIED

          maxfreq             CDATA #IMPLIED

          min-num-updates     CDATA #IMPLIED

          max-num-updates     CDATA #IMPLIED

          mincount            CDATA #IMPLIED

          maxcount            CDATA #IMPLIED

          url                 CDATA #IMPLIED

>

The ice-negotiable element is described in 4.2.3.. It designates those parameters that are available for negotiation as described in section 4.5.

The attributes of ice-delivery-rule are:

All of these attributes are conceptually joined with "AND" (not "OR"). That is, within a single delivery-rule, the valid delivery times are those times that satisfy all the restrictions listed in the attributes within the rule.

Additional Definitions

To explain the interaction of the attributes, a few additional terms must be defined:

Span
The Span of an ice-delivery-rule is a set of days, defined as beginning (inclusively) with the UTC day specified in the startdate and ending (inclusively) with the UTC day specified in the stopdate. If the ice-delivery-rule has no startdate, the Span begins on the startdate specified in the containing ice-delivery-policy. If there is no startdate in the ice-delivery-policy, the Span begins "immediately". Similarly, if the ice-delivery-rule contains no stopdate, the Span ends based on the stopdate in the ice-delivery-policy, or, the Span never ends.
If the Time portion of startdate is not "00:00:00" then the first day of the Span will be a "fractional" day; the significance of this will be explained later. Similarly, if the Time portion of the stopdate is not "24:00:00" then the last day of the Span will also be a "fractional" day.
SelectedDays
The SelectedDays are those days in the Span also meeting the constraints specified by the monthday and weekday attributes. If neither monthday nor weekday attributes are specified, then the SelectedDays are all of the days in the Span.
SelectedTimeWindow
The SelectedTimeWindow is a period of time that starts on each SelectedDay at the starttime and lasts for the duration.
NOTES:

Given the above definitions, the following algorithm shows one way of computing the SelectedDays in an ice-delivery-rule. ICE implementations MUST function AS-IF they work this way:

  1. Compute the set of days in the Span:
  2. Compute the SelectedDays by deleting days from the Span:

    Any days remaining are the SelectedDays.

    NOTE: This might be an empty set, in which case the ice-delivery-rule is a no-op. For example, if startdate is Feb 1, 1999, stopdate is Feb 28, 1999, and monthdayis 31 then the set of SelectedDays is empty.

The SelectedTimeWindow of each SelectedDay can then be determined as follows:

The semantics of max-num-updates and min-num-updates can now be more fully defined:

max-num-updates controls the number of deliveries that are permitted in any single SelectedTimeWindow. In a pull subscription, this is a way for the Syndicator to tell the Subscriber "don't ask me for updates more than this many times per SelectedTimeWindow". For push subscriptions, this is a way for the Syndicator to tell the Subscriber that it will not push more than that many times in a single SelectedTimeWindow.

Similarly, min-num-updates controls the minimum number of deliveries that are required in any single SelectedTimeWindow. For example, a min-num-updates equal to two in a pull subscription is an instruction from the Syndicator to the Subscriber asking the Subscriber to poll at least twice during each SelectedTimeWindow.

max-update-interval is a maximum time interval (refer to its definition above). This definition applies during each individual SelectedTimeWindow and controls how often, during a single SelectedTimeWindow, a Subscriber must poll (for pull subscriptions) or how often a Syndicator must push (for push subscriptions). In the case of pull, a Subscriber SHOULD NOT allow more than the max-update-interval interval to elapse in any single SelectedTimeWindow without generating an ice-get-package request to the Syndicator (this is a "should not" instead of a "must not" because exigent circumstances on the Subscriber side can, of course, lead to the Subscriber being unable to meet the constraint; how a given Syndicator reacts in such cases is a quality-of-implementation issue). Similarly, in the case of push, a Syndicator SHOULD NOT allow more than the max-update-interval interval to elapse in any single SelectedTimeWindow without generating a new push to the Subscriber.

min-update-interval is a minimum time interval (refer to its definition above). This definition applies during each individual SelectedTimeWindow and controls how often, during a single SelectedTimeWindow, a Subscriber may poll (for pull subscriptions) or how often a Syndicator may push (for push subscriptions). In the case of pull, a Subscriber SHOULD NOT attempt an ice-get-package within a single SelectedTimeWindow if the time interval to the previous ice-get-packagein the same SelectedTimeWindow is less than the min-update-interval value. Note: this is a "should not" instead of a "must not" because exigent circumstances on the Subscriber can, of course, lead to the Subscriber wanting to violate this constraint; how a given Syndicator reacts in such cases is a quality-of-implementation issue. Similarly, in the case of push, a Syndicator SHOULD NOT attempt a push if insufficient time (as defined by the min-update-interval value) has elapsed since the last push in the same SelectedTimeWindow.

Note that both max-update-interval and min-update-interval apply only within a single SelectedTimeWindow. There is no history across SelectedTimeWindows. Thus, for example, if min-update-interval is P3600S (one hour), and there are two adjacent 24-hour SelectedTimeWindows, it is entirely possible for one delivery to occur at 23:59:59 in the first SelectedTimeWindow, and for the second to occur at 00:00:01 in the second -- i.e., two deliveries separated by only a few seconds, even though the min-update-interval value seems to imply a one hour separation requirement. The intervals specified by max-update-interval and min-update-interval only apply within a single SelectedTimeWindow.

If there is a conflict between the intervals (min-update-interval and max-update-interval) and update numbers (min-num-updates and max-num-updates) parameters, the intervals takes precedence.

Putting it all together in a single example: consider a subscription in which updates could occur:

  1. A nightly pull between 02:00:00 and 04:00:00 to update the day's business news.
  2. A pull not more than every thirty minutes between 09:00:00 and 17:00:00 during weekdays to get updates.
  3. A push on any day to correct errors or distribute breaking news.

The delivery policy would look like:

Delivery Span Example

<ice-delivery-policy startdate="1998-07-02T12:00:00">

    <ice-delivery-rule

        mode="pull"

        starttime="02:00:00"

        duration="P7200S"

        max-num-updates="1"

    />

    <ice-delivery-rule

        mode="pull"

        starttime="09:00:00"

        duration="P28800S"

        weekday="1 2 3 4 5"

        min-update-interval="P1800s"

    />

    <ice-delivery-rule

        mode="push"

        url="http://www.acme.com/ice-in/"

    />

</ice-delivery-policy>

4.2.3 Negotiation information

In the ice-delivery-rule, the ice-negotiable elements describe which pieces of the ice-delivery-rule are subject to negotiation (see section 4.5). The format is:

 

ice-negotiable format



<!ELEMENT ice-negotiable ( ice-text | ice-range )* >

<!ATTLIST ice-negotiable

          min   CDATA    #IMPLIED

          max   CDATA    #IMPLIED

          id    ID       #IMPLIED

          type  ( ice-extension             |

                  ice-operation             |

                  x-domainname-categoryname |

                  ice-categoryname          |

	          monthday    |  weekday    |

                  startdate   |  stopdate   |

                  starttime   |  duration   |

                  minfreq     |  maxfreq    |

                  mincount    |  maxcount   |

                  min-update-interval       |

                  max-update-interval       |

                  min-num-updates           |

                  max-num-updates

                )        #REQUIRED

>




<!ELEMENT ice-text  ( #PCDATA ) >

<!ATTLIST ice-text  xml:lang    #IMPLIED >

The ice-negotiable element defines parameters that are explicitly negotiable. It also defines the negotiating range of the parameter values so that mutually acceptable values can be rapidly achieved. This element is the basis of parameter negotiation and is used in an ice offer (described below) to assist in the selection of desired subscriptions and then to adjust their parameters for mutually acceptable content interchange.

Ice 1.0 and 1.01 required that ice-negotiable be an empty element; Ice 1.1, for compatibility, permits an empty element but includes an ice-range and ice-text to identify and describe both built in operational parameters and extended ice-extension parameters. The ice-range is intended to replace and augment the plethora of subscription operational parameters that are defined on the type attribute (e.g. monthday,...). While these parameters and the associated min and max values are still acceptable, their use is deprecated. They are scheduled for removal in the next major version of ICE and are included here only for inter operability and compatibility according to Appendix B.

The optional ice-text element is intended to contain a textual description of the collection of negotiable parameters. It has a single attribute:

The optional ice-range element is defined in section 4.5.2 below. It defines negotiable parameters and their ranges.

The attributes for ice-negotiable are:

4.3 Catalogs

A catalog contains subscription offers. A Subscriber typically begins an ICE relationship by obtaining the catalog of subscription offers from the Syndicator. This section defines the format of the catalog and the protocol operations for obtaining a catalog.
 
 

  Informational Note
  for historical reference
  The notion of the ice-catalog is completely separate from the concept of "browsing a site to find things you might want to subscribe to." HTML based Web pages are a more appropriate way for Syndicators to advertise their offerings and to guide potential Subscribers through the process of selecting an offering. Indeed, some of the manual steps outlined regarding how a Syndicator and a Subscriber first contact each other and exchange relevant authentication data might be automated using HTML, JavaScript, applets, etc. The ice-catalog is simply the way that the ICE tool first obtains a set of offers that it can use to establish a subscription; browsing an ice-catalog is not intended to take the place of browsing a Web site.

4.3.1 Catalog Format

An ice-catalog has the following format:

ice-catalog format

<!ELEMENT ice-catalog (  ice-contact, 

                         (ice-offer-group | ice-offer)*

                      )

<!ATTLIST ice-catalog 

          description    CDATA      #IMPLIED

	  xml:lang       CDATA      #IMPLIED

          name           CDATA      #IMPLIED

          url            CDATA      #IMPLIED

>

<!ELEMENT ice-contact    ( #PCDATA | ice-text )* >

<!ATTLIST ice-contact

          description    CDATA      #REQUIRED

          xml:lang       CDATA      #IMPLIED

          name           CDATA      #REQUIRED

          url            CDATA      #IMPLIED

>

A catalog consists contact information, and zero or more ice-offer elements or groups of ice-offer elements. Each ice-offer contains a proposed set of parameters for a subscription.

An ice-catalog has the following attributes.

Contact information is used for aiding human-to-human communication. The body of the element SHOULD contain human-readable text describing the primary points of contact. There are also several attributes:

4.3.2 Offer Group and Offer Formats

An ice-offer-group is simply a convenient way to organize a set of offers together in a way that might make sense to the Subscriber when viewing the catalog (i.e., the Subscribers ICE tool might provide a tree-view of this data).

ice-offer-group format

<!ELEMENT ice-offer-group 

          ( ice-offer-group+ | ice-offer+ ) 

>

<!ATTLIST ice-offer-group

          description    CDATA   #REQUIRED

>

The only attribute is:

The format of the ice-offer structure is shown here:

ice-offer format

<!ELEMENT ice-offer ( ice-delivery-policy,

                      ice-business-term* )     >



<!ATTLIST ice-offer

          offer-id                   CDATA     #IMPLIED

          constraints-hash           CDATA     #IMPLIED

          constraints-hash-method    CDATA     #IMPLIED

          constraints-url            CDATA     #IMPLIED

          description                CDATA     #REQUIRED

          product-name               CDATA     #IMPLIED

          subscription-id            CDATA     #IMPLIED

          rights-holder              CDATA     #IMPLIED

          expiration-date            CDATA     #IMPLIED

          atomic-use        (false | true)     "false"

          editable          (false | true)     "false"

          ip-status                  CDATA     #IMPLIED

          showcredit        (false | true)     "false"

          usage-required    (false | true)     "false"

          type  (protocol | subscription )     "subscription"

          quantity                   CDATA     #IMPLIED

          expiration-priority (first    | time | 

                               quantity | last) "first"         

>

An offer contains a delivery policy, defined previously, and a possibly empty set of negotiable parameters and business terms (defined below). An offer has the following attributes:

4.3.3 Business Terms

Business terms provide the means for additional content and parameters to be communicated and negotiated between the parties; both for specific subscriptions as well as for more general properties of the relationship.

The ice-business-term element is:

ice-business-term format

<!ELEMENT ice-business-term ( #PCDATA  | 

                              ice-text |

                              ice-negotiable 

                            )* 

>

<!ATTLIST ice-business-term

          xml:lang CDATA         #IMPLIED

          type     ( credit    |  

                     licensing |

                     payment   |

                     reporting ) #REQUIRED

          url      CDATA         #IMPLIED

          name     CDATA         #IMPLIED

          id       CDATA         #IMPLIED

>

Business terms contain optional plain text, text elements and negotiable parameters as content. The text and the text elements may be used to communicate additional information about the subscription that is not directly germane to subscription delivery; but enhances and clarifys additional aspects of the content such as usage limitations, or additional licensing terms.

The meaning and use of negotiable parameters in an ice-business-term are not constrained by the ICE protocol. However, ICE's negotiation mechanism MUST be used to arrive at mutually acceptable values for parameters defined by every ice-negotiable appearing as content in an ice-business-term . If negotiation of ice-negotiable parameters fails (i.e results in a "sorry" ice-code), the ice-offer containing the ice-business-term fails in the sense that no subscription is established.

The attributes are:

4.3.4 protocol Operation: Get Catalog

Subscribers can use ice-get-catalog to obtain the list of 

subscription offers for which they are eligible. The format is:

ice-get-catalog  format
<!ELEMENT ice-get-catalog EMPTY >

The return response is an ice-catalog.

Typically, the Syndicator will look at the sender-id field in the header to determine who the Subscriber is; if the syndicator doesn't recognize the particular Subscriber the Syndicator MAY return a 405 (Unrecognized sender) error code, or MAY choose to allow the request anyway. Allowing the request anyway is a policy decision made by the Syndicator as to whether anonymous catalog browsing is permitted.

Note that Subscribers are not required to perform any ice-get-catalog operations, ever. The only requirement is that eventually a Subscriber knows how to fill in an ice-offer request to establish a subscription. It is possible, for example, for the parameters for filling in that ice-offer to come from some other out-of-band mechanism such as an HTML/JavaScript application.

4.4 Subscribing and Negotiation Model

A Subscriber uses the ice-offer request to establish a subscription.

Typically, a Subscriber will use ice-get-catalog to get a catalog,

take one of the ice-offers from that catalog, prioritize the

parameters and send it back to the Syndicator in a request. 

However, the Subscriber is free

to create an ice-offer in any implementation-defined

manner it wants. For example, a Syndicator might e-mail an ice-offer

to a Subscriber, who could then feed it to their ICE tool and begin

protocol processing here.

After the Subscriber sends the offer to the Syndicator, the Syndicator can respond in one of four ways:

The simplest success case for establishing a subscription is for the Subscriber to issue an ice-offer request, and the Syndicator to respond with a 200 (OK) code. If the Syndicator responds with a negotiation response (code 440 or 441), the Subscriber SHOULD enter into the parameter negotiation protocol as outlined in section 4.5

4.4.1 Negotiation Model

ICE encourages many aspects of a subscription's operation to be managed through the negotiation of parameters. This provides a means for Syndicator and the Subscriber to reach mutually agreeable subscription operation.

The model, described in this section, also permits a Syndicator or Subscriber to define and negotiate other parameters of importance to both the subscription, and the Syndicator/Subscriber relationship. The model also permits semantic extension. Generalized parameter negotiation is defined and explained in below. The use of parameter negotiation to extend ICE is described in section 8,below.

It is important to understand that this negotiation model is for protocol level parameter negotiation; it is not an attempt to automate the arcane and baroque nature of human-to-human business deal negotiation.

In previous versions of ICE, the parameters described in an ice-negotiable element was a hint, not a mandate. If a Subscriber wished to try negotiating an attribute not listed in an ice-negotiable, the Subscriber COULD do so, and the Syndicator COULD choose to accept the negotiated value. Similarly, a Subscriber COULD choose to attempt to negotiate a value outside the range, if one is specified. The intent of ice-negotiable was simply to give guidance to the Subscriber negotiation implementation. This behavior is specifically deprecated and should be used only for interoperability with existing ICE minor versions prior to 1.1.

In ICE 1.1 and above, a formal means for specifying additional parameters for negotiation is provided as well as the process to negotiate them. As a result, the "hint" nature of ice-negotiable has been replaced with a formal mechanism. Therefore, to assure interoperability, a Subscriber MUST abide by the restrictions it describes, because a Syndicator MUST NOT accept a negotiated value outside the described ranges. While almost any set of parameters may be negotiated according to the process in section 4.4.6 below, the process is much more tightly defined. Specifically, the negotiating range is explicit and it is an error to suggest values outside the offer range.

ICE supports negotiation for the following types of parameters:

4.4.2 Basic Negotiation Flow: Offer / Sorry / OK

The flow of negotiation in ICE is based on the exchange of ice-offer

elements. Each ice-offer is simply a set of parameters that the

Sender would like to have the Receiver accept.

The response to a proposal can be one of three things:

4.4.3 Protocol operation

The Subscriber drives the entire negotiation process. Negotiation begins

with the Subscriber making an ice-offer request to the Syndicator.

(But note that the Subscriber typically obtains the offer from a catalog of

offers provided by the Syndicator.)

The Syndicator then does one of three things:

If the Subscriber receives a counter proposal, the Subscriber MAY

update the ice-offer or try another ice-offer, either with 

the contents of the counter proposal received from the Syndicator, or with 

some other mixture of parameters.

The method of choosing what parameters to alter, while a quality of implementation

issue is controlled by negotiation rules described in Section 4.5.5.

If the Subscriber receives a Sorry response, the Subscriber MAY try again with some other ice-offer, although the Syndicator has (unhelpfully) not given any clues as to what to try.

4.4.4 Trivial Negotiation Implementation

A Subscriber implementation MAY choose to never negotiate, simply

always accepting the parameters proposed by the Syndicator. Such an implementation

is called the Trivial negotiation implementation, and the protocol has

been carefully designed to allow such implementations to exist and be conforming.

To Subscribe to a subscription, a Trivial Negotiation implementation simply obtains an offer using ice-get-catalog. It then picks an offer from the catalog. There might be multiple offers to choose from, especially if the Syndicator is equipped with negotiation logic. A Trivial implementation SHOULD just pick an offer and send it to the Syndicator in an ice-offer request.

Ignoring error conditions, which would be handled the usual way, there are three possible outcomes:

  1. The Syndicator accepts the request and returns a 200 status code in an ice-response. At this point, the subscription "negotiation" is concluded.
  2. The Syndicator rejects the request, returns a 440 ("Sorry") code and implicitly asks for negotiation. This scenario does not necessarily indicate a faulty Syndicator, even though the rejected offer actually originated from the Syndicator. It is possible that in the intervening period of time, circumstances have changed and the Syndicator no longer wishes to honor that particular combination of parameters. Perhaps, for example, 17 other Subscribers have just signed up for the same time slot. The Trivial Negotiation implementation SHOULD respond to this by obtaining the catalog again and trying to subscribe again. The Trivial Negotiation implementation SHOULD implement a counter to limit the number of times this loop scenario will occur.
  3. The Syndicator rejects the request, with a 441 ("Counter-proposal") code and returns a counter proposal (an ice-offer response). Again, the Syndicator might do this because of changed circumstances since the original proposal was made. The Trivial Negotiation implementation SHOULD handle this by accepting the parameters in the sent ice-offer response and thereby accept the counter proposal.
Thus, the minimal message flow in a trivial negotiation is:

  1. SUB ==> SYN : ice-get-catalog
  2. SUB <== SYN : ice-catalog
  3. SUB ==> SYN : ice-offer [ offer-from-catalog ]
  4. SUB <== SYN : ice-subscription
If there is one round of negotiation, it looks like this:

  1. SUB ==> SYN : ice-get-catalog
  2. SUB <== SYN : ice-catalog
  3. SUB ==> SYN : ice-offer [ offer-from-catalog ]
  4. SUB <== SYN : Error 441, ice-offer [ counter-offer ]
  5. SUB ==> SYN : ice-offer [ the very same counter-offer from step 4 with all parameters accepted.]
  6. SUB <== SYN : ice-subscription
Another scenario would be the Syndicator rejecting an offer with a simple

"Sorry". Note that this can happen even if the offer came from the catalog

(as already discussed). This would look like this:

  1. SUB ==> SYN : ice-get-catalog
  2. SUB <== SYN : ice-catalog
  3. SUB ==> SYN : ice-offer [ offer-from-catalog ]
  4. SUB <== SYN : Error 440, Sorry
  5. SUB ==> SYN : ice-get-catalog (hoping to get some new ideas for offers)
  6. SUB <== SYN : ice-catalog
  7. SUB ==> SYN : ice-offer [ offer-from-the-new-catalog ]
  8. SUB <== SYN : ice-subscription
As mentioned, even a trivial implementation SHOULD implement some

form of policy that limits the number of times the negotiation loop will

be executed.  A Syndicator SHOULD update the catalog to select

more acceptable parameters in offers in support of trivial subscriber 

implementations.



4.4.5 Non-trivial Negotiation Implementation

Any implementation that does more than what is described for the trivial implementation is, by definition, a non-trivial negotiation implementation. Section 4.4.6 defines the resolution mechanism for non-trivial negotiation. This mechanism is designed to rapidly resolve parameter ranges to mutually acceptable values with a minimum of request/response interaction.

What distinguishes a non-trivial negotiation implementation from a trivial one is its ability to create counter proposals on its own. The most useful application of this technique for subscription operation is in the area of delivery schedules. Consider a push-based subscription. The Syndicator software can implement load balancing by attempting to spread delivery times around the hour. A Subscriber with many subscriptions might wish to do the same thing. Thus, the first delivery schedule proposed by a Syndicator might not be one that the Subscriber wishes to accept. A non-trivial negotiation implementation on the Subscriber would ignore the Syndicators schedule proposal and offer its own preferred proposal.

The implementation rules defined in Section 4.4.6 are designed to increase the probability of a successful negotiation outcome. These rules implement the following principles:

4.4.6 Negotiation Process

4.4.6.1 Overview

To assure rapid, predictable arrival at a mutually agreeable offer, ICE defines rules for all negotiations to proceed. These rules are designed to produce a mechanical step by step parameter resolution process. They are not designed to follow any specific style of human negotiation nor any economic model of negotiation. As stated in section 4.4, It is important to understand that this negotiation model is for protocol level parameter resolution; it is not an attempt to automate the arcane and baroque nature of human-to-human business deal negotiation. These rules provide a rapid, predictable means for converging on a set of parameters in ICE; regardless of what the parameters are. Either a mutually acceptable offer is achieved or a "sorry" is achieved.

4.4.6.2 Single Parameter Resolution

Parameter negotiation occurs by constrained convergence. An offer is updated by each party and sent to the other for consideration. Each updated offer's parameter ranges MUST be no greater than previous offers and MUST include the default (acceptable) value. If the range does not get smaller (i.e. have fewer enumeration items to select from; or a span's interval does not decrease) after an initial attempt, a response, and an identical second attempt, the negotiation is at an impasse and the receiving party of the second attempt MUST either decrease the parameter range and potentially alter the default or abandon the offer with a "sorry" response.

For example, one party to a negotiation is willing to negotiate a parameter called price in the range of $10 to $20 with a default price of $20; the other party must eventually come back with an new offer above or at $10. If the other party comes back with an $11 offer, then the first party must eventually come back with an offer under $20 and change the default as well. (The first party can always say "sorry" if it finds the negotiation unacceptable; but then, it would likely have setup the offer with a more acceptable range earlier.) Note that the first party could, for example, change the service level that is negotiated later to a lower quality in order to give a price that is acceptable now.

4.4.6.3 Multiple Parameter Resolution

Resolving multiple parameters to concrete (completion) occurs on a parameter by parameter basis in the order defined by the originating offer. The first term in the offer is negotiated first and so on in lexical order. There is NO requirement that a protocol interchange occur on each parameter. A receiver can accept any number of terms and make them concrete by accepting the default value(s) provided by the sender. However, these parameters are examined and accepted in order of appearance. For example, suppose that a sender, say Tom, sends an offer that consists of k parameters, say P1, P2, ..., Pi, Pi+1, Pi+2 ...,Pk. And suppose the receiver, say Jerry, accepts the default values from P1 through Pi, (thus resolving the first i parameters) but chooses a non-default value for Pi+1 (thus indicating negotiation of Pi+1) and accepts the default values for Pi+2 through Pk. Jerry then returns the updated offer to Tom for the next round of negotiation. The original sender, Tom, MUST accept P1 through Pi and is not only free to negotiate parameter, Pi+1, but also to reset any of the Pi+2 through Pk to ranges that don't exceed the ranges in the original offer.

The motivation for this mechanism is that negotiation typically is organized in a most important to least important priority order. Thus, negotiation over an earlier parameter may affect the willingness to negotiate on later parameters. The level of this willingness is embedded in the rule that allows a later parameter range to be adjusted (within the agreed upon bounds) based on earlier parameter negotiation.

The order of parameters set by the subscriber in the originating offer is the order in which the negotiation proceeds. While the syndicator may set the offer in a catalog, the order of negotiation is set by the subscriber -- since the subscriber is the one that makes the originating offer. A subscriber MAY, but is not required to, obtain an offer from a Syndicator's catalog.

Once a parameter is made concrete {i.e. has an agreed upon (possible set of) values)}; it is no longer available for negotiation. A participant cannot re-open a concrete parameter for negotiation without terminating the current offer negotiation and re-initiating the entire negotiation.

A parameter is concrete when it has been accepted by both sides. Selecting the default value is a clear indication of acceptance.

Parameter's not yet negotiated MAY have their ranges diminished as the result of a current negotiation by either side.

4.4.6.4 Convergence

During the negotiation process, no range can be increased. This means that the "width" of a span can only be decreased. This could mean, for example, that a price range could be changed from say $10 to $20 to say $15 to $20. Similarly, the number of enumerations offered stays the same or decreases.

A parameter is made concrete or completed, when the default values and the ranges match; as well as satisfying the original selection requirement on both sides of the negotiation. This means that once agreement is obtained, negotiation is complete for that parameter and can move on to the next parameter.

4.5 Parameter Negotiation Elements

Negotiation has been augmented such that more fine-grained parameters may be expressed and negotiated. There are three types of parameters:

The mechanism for arbitrary parameter negotiation permits subscription and protocol-level extensions as well. These extension mechanisms are described in detail in section 8.3 and section 8.4; while the details of all parameter negotiation is described below.

4.5.1 ice-negotiable Content

The ice-negotiable element may contain an ice-range element. An ice-range in turn, contains one or more elements specifying enumerations and spans. For example:

Example Ice-negotiable



<ice-negotiable id="tape_format" type="ice-extension">

   <ice-range name="tape selection">

      <ice-text>Please select a tape format and length.</ice-text>

      <ice-enum id="format" name="tape format" select="1">

         <ice-default-value> beta </ice-default-value>

         <ice-enum-item>     beta </ice-enum-item>

         <ice-enum-item>     vhs  </ice-enum-item>

         <ice-enum-item>     hi-8 </ice-enum-item>

      </ice-enum>

      <ice-span id="length" name="tape length" select="1">

         <ice-default-value>   60 </ice-default-value>

         <ice-span-min>        60 </ice-span-min>

         <ice-span-max>       120 </ice-span-max>

      </ice-span>

   </ice-range>

</ice-negotiable>

There are several things to note from this example.

First, the "type" attribute of the ice-negotiable node is set to ice-extension. This is done largely for backwards compatibility with minor versions (1.0 and 1.01) of the ICE specification. None of the other valid values for this attribute apply, so "ice-extension" is used to indicate the presence of extended, domain-specific data.

Second, the negotiation block contains two negotiable parameters: a video tape format and a desired length. The available formats are expressed as an enumeration of strings which are expected to have meaning to the syndicator and subscriber. The lengths are expressed as a span, but note that the value need not be numeric. A minimum value of "Monday" and a maximum value of "Friday" are also valid. In both cases, a default value is specified.

According to the semantics of offer negotiation (section 4.4), if the offer falls within the subscribers operating constraints, the offer is accepted. Otherwise, a counter-offer is produced and sent to the syndicator. The purpose of the id attributes are provided so that elements in a negotiation containing multiple parameters with associated spans and enumerations are uniquely identifiable.

A third important point in the above example is the "select" attribute of the ice-enum element, which specifies the number of contained items that MUST be selected. In the example above, this value is 1, but the attribute may take on any positive integer value as well as the tokens "one-or-more", "zero-or-more", and "zero-or-one".

The power of this selection facility will become more apparent in the section 8, where the parameter negotiation mechanism is used to negotiate the use of extensions themselves.

4.5.2 Ice-range

An ice-range provides a set of values that define the range that a parameter may assume for negotiation. A parameter is resolved to an accepted set of values (or a single value) using the parameter negotiation process defined in this section.

ice-range format

<!ELEMENT ice-range ( ice-range-define?, 

                      ice-text?,

                      (ice-span | ice-enum)+ 

                    ) 

>

<!ATTLIST ice-range 

          id           ID            #IMPLIED

          name         CDATA         #IMPLIED

          description  CDATA         #IMPLIED

          order        ( numeric     |

                         lexical     | 

                         time        | 

                         enumeration 

                       )             "numeric"

>




The attributes for ice-range are:

4.5.3 Ice-range-define

The Ice-range-define element provides range definitions for later use in parameter negotiation. It contains, ice-span and ice-enum definitions that may be used later.

ice-range-define Format

<!ELEMENT ice-range-define  ( ice-span | ice-enum )+  >

<!ATTLIST ice-range-define  

                             id          ID    #IMPLIED

                             name        CDATA #IMPLIED

                             description CDATA #IMPLIED

>




The attributes for ice-range-defines are:

An ice-range-define is a container for a declaration of ranges that may be used during negotiation. Each ice-span or ice-enum> is declared with an XML ID that uniquely defines the range in the payload. This ID may then be referenced for use in negotiating a parameter value and/or limiting a future choice set.

4.5.4 Ice-span

An ice-span is used to provide a range of numerical values from which to select a specific value using the negotiation process. Negotiation proceeds by narrowing the range until a single (point) value is determined. An ice-span is resolved or "complete" when a single point value is determined.

An ice-span MUST contain an ice-default-value. In a negotiation, this value is set by the sender when the status attribute has value "negotiable" or "required" to indicate the acceptable "resolved" value of the negotiation for this parameter. A receiver accepts the value by sending the identical value back in the ice-default-value provided that it has accepted every preceding parameter default value as being indicated with a status attribute value of "accepted". It also changes the status attribute on this parameter to "accepted". In the case of the first default value, the receiver has accepted the "empty" preceding parameter default value. These rules mean that that receivers accept values in physical presentation order. Once a senders default parameter value is accepted, the sender and receiver MUST NOT change the value of the parameter during the remaining negotiation. Further, the default value is the value for the parameter used by the Syndicator and Subscriber until it is (later) renegotiated or the subscription is terminated. An accepted value for a parameter resolves the parameter.

An ice-span contains an optional ice-span-min, zero or more intermediate ice-span-points, and an optional ice-span-max.

The ice-span-min defines the minimum value for the range of values. The default-value MUST NOT be less than ice-span-min using the ordering relation from the order attribute. Detection of a default value less than ice-span-min results in a Span selection out of range error (453).

The ice-span-max defines the maximum value for

the range of values.  The default-value MUST NOT

be greater than ice-span-max using the ordering 

relation from the order attribute. Detection of

a default value greater than ice-span-max results

in a Span selection out of range error (453).

  

The ice-span-points define intermediate values for the range. An ice-span-point value MUST NOT be less than the value of ice-span-min and MUST NOT be greater than the value of ice-span-max. Detection of an ice-span-point that exceeds ice-span-max or is less than ice-span-min results in an Invalid ice span code (457). These values identify limits of the span during negotiation. They effectively partition an ice-span into an set of sub-spans. Two ice-span-points that have equal values are redundant but not prescribed and may be used interchangeably.




  ice-span



   [---------+-----+--------+-------+--------+-----------]  

   |         |     |        |       |        |           |  

  min       p1    p2       p3       p4       p5         max  

An ice-span that contains an ice-span-min without an ice-span-max means that the sender is prepared to consider any value above or equal to the value of ice-span-min. Note that from an implementation perspective, the maximum value that must be supported is defined as the maximum IEEE 754 double value. (Note that +Infinity could also be supported.)

An ice-span that contains an ice-span-max without an ice-span-min means that the sender is prepared to consider any value below or equal to the value of ice-span-max. Note that from an implementation perspective, the minimum value that must be supported is defined as the minimum IEEE 754 double value. (Note that -Infinity could also be supported.).

An ice-span that contains both an ice-span-min and an ice-span-max means that the sender is prepared to consider any value above or equal to the value of ice-span-min and below or equal to the value of ice-span-max.

For efficiency, the precision of a numerical value of the default value of a span determines the precision of any intermediate values computed. For example, integer precision on a default value means that intermediate values in the span are integral. Consider the following cases:

Integer Spans
A span with an integral default value is computed to integral values. A span with default value 3 and span 1 to 7 means that only the intermediate values of 1, 2, 3, 4, 5, 6 and 7 are considered in the span. Because the precision of the default value is integral, the span's precision is integral.
Decimal Spans
A span with default value having a decimal precision (i.e. number of digits to the right of the decimal point.) of n digits means that intermediate values are computed with n digits of decimal precision. So, a span with default value having 3 decimal digits means that intermediate values are computed to 3 decimal digits. For example, a span with default value 27.500, minimum 27 and maximum 28 can have up to 1001 intermediate values, (27.000, 27.001, ..., 27.998, 27.999, 28.000).
Floating Spans
A span that represents a floating point number has intermediate values computed to the precision of the mantissa. For example, a span with default value 1.1e-13 and span 1.0e-13 to 2.1e-13 can have up to 11 intermediate values. A span with default value 3.5e-13 and span from 3.01e-13 to 5.113e-12 can have (511-30+1)=482 intermediate values.
Enumerative Spans
A span that represents a span of enumerations uses the ordering of the enumeration to determine the intermediate values. Thus for a span with default value, Tuesday, in a span from Monday to Friday computes with the intermediate values, Monday, Tuesday, Wednesday, Thursday and Friday; based on an enumeration definition of WeekDay being defined as Sunday, Monday, Tuesday, ..., Saturday. Similarly, in a deck of playing cards, a span with default value 6Diamond and span from 2Club through AceSpade computes using the normal sequence and ordering of a deck of playing cards.

A consequence of these rules is that a negotiator SHOULD consider carefully the precision of the default value when negotiating a parameter value. A default value of 7.000 for a span computes with far more precision than with a default value of 7. These rules are used when computing spans defined for an ice-enumeration.

A number of error responses are possible from an ice-span. An "Invalid Reference" 452 error is returned when a ref attribute value references a non-existent element. A "Span selection out of range" 453 error response is returned when a ice-default-value or an ice-span-point is set with a value that exceeds the maximum or is less than the minimum value of the span. If the span has been limited to a union of sub-spans, this error can also occur when a value is specified that is not in the union of sub-spans. A "Time formats incompatible for comparison" 458 error response is returned if the span the time formats of the structural elements differ in type of time format (ice-time, ice-date or duration). A "Limit invalid" 455 error is returned if the IDREFs in a ice-limit fail to reference elements in the payload. The error is detected on both the ref attribute and on the limits attribute.

ice-span format

<!ELEMENT ice-span ( ice-default-value, 

                      ice-span-min?, 

                      ice-span-point*, 

                      ice-span-max? 

                   ) 

>

<!ATTLIST ice-span 

          id          ID    #IMPLIED

          ref         IDREF #IMPLIED

          name        CDATA #IMPLIED>

          description CDATA #IMPLIED

          status      ( required   | 

                        negotiable | 

                        accepted 

                      )     "negotiable"

          order       ( numeric    |

                        lexical    | 

                        time       | 

                        enumeration 

                      )     "numeric"

>


<!ELEMENT ice-default-value (#PCDATA) >



<!ATTLIST ice-default-value id          ID    #IMPLIED

                            name        CDATA #IMPLIED

                            description CDATA #IMPLIED

                            ref         IDREF #REQUIRED

>


<!ELEMENT ice-span-min ( #PCDATA | ice-limit )* >

<!ATTLIST ice-span-min id          ID    #IMPLIED

                       name        CDATA #IMPLIED

                       description CDATA #IMPLIED

                       ref         IDREF #REQUIRED

>


<!ELEMENT ice-span-point ( #PCDATA | ice-limit )* >

<!ATTLIST ice-span-point id          ID    #IMPLIED

                         name        CDATA #IMPLIED

                         description CDATA #IMPLIED

                         ref         IDREF #REQUIRED

>


<!ELEMENT ice-span-max ( #PCDATA | ice-limit )* >

<!ATTLIST ice-span-max id          ID    #IMPLIED

                       name        CDATA #IMPLIED

                       description CDATA #IMPLIED

                       ref         IDREF #REQUIRED

>


<!ELEMENT ice-limit EMPTY >

<!ATTLIST ice-limit 

          name        CDATA   #IMPLIED

          description CDATA   #IMPLIED

	  id          ID      #IMPLIED

          ref         IDREF   #REQUIRED

          limits      IDREFS  #REQUIRED

          default     CDATA   #REQUIRED

>

The attributes on the ice-span are:

The attributes on ice-default-value are:

The attributes on ice-span-min are:

The attributes on ice-span-point are:

The attributes on ice-span-max are:

The attributes on ice-limit are:

4.5.5 Ice-enum

The ice-enum is used to provide a finite ordered set of values from which a subset is selected. An ice-enum is "resolved" or is "complete" when the number of items in the enumeration list satisfies the select attribute according to the table below and the status attribute of the ice-enum is set to "accepted".

 

ice-enum format

<!ELEMENT ice-enum (ice-default-value,ice-enum-item+) >

<!ATTLIST ice-enum 

          id          ID    #IMPLIED

          ref         IDREF #IMPLIED

          name        CDATA #IMPLIED

          description CDATA #IMPLIED

          select      CDATA #REQUIRED

          order       ( numeric    | 

                        lexical    | 

                        time       | 

                        enumeration 

                      ) "enumeration"

          status      ( required   | 

                        negotiable |

                        accepted 

                      ) "negotiable"

>

The attributes for an ice-enum are:

An ice-enum-item requires either a value, an ice-extension, an ice-span or an ice-limit.

An enum-item can contain an ice-span. An ice-span in an enum-item is treated AS IF it is a sequence of ice-enum-items. Each ice-enum-item has a value that is one of the intermediate values in the span.

Note: The ice-span is a shorthand notation for convenience. It adds no new semantic capability to an enumeration. The utility of this shorthand becomes quickly apparent during definition of large enumerations such as the monthday attribute on the ice-delivery-rule.

ice-enum-item format

<!ELEMENT ice-enum-item ( #PCDATA       | 

                          ice-extension | 

                          ice-span      | 

                          ice-limit     )* 

>

<!ATTLIST ice-enum-item id  ID    #IMPLIED

                        ref IDREF #IMPLIED >


<!ELEMENT ice-extension EMPTY>

<!ATTLIST ice-extension

          id      ID      #IMPLIED

          name    CDATA   #IMPLIED

          uuid    CDATA   #REQUIRED

>

The attributes on an ice-enum-item are:

The attributes on an ice-extension are:

An ice-limit as content in an ice-enum-item has the same semantics as was defined above in ice-span. It is used to conditionally limit a parameter to be negotiated later should the containing ice-enum-item be selected. It permits selection of a value during the negotiation of this parameter to limit the range of values permitted during a later parameter negotiation. It does this by identifying the range to be limited as well as the limits.

4.5.6 Subscription Operating Parameters

There is a definition in this section for each of the ice-delivery-rule attributes. so that the values can be negotiated (by reference) in an ice-negotiable element.

ICE has the following built-in ice-range-defines. These are the default negotiable parameters that control how the ICE protocol performs package delivery to fulfill subscriptions. For brevity, each ice-span and ice-enum has the (default) attribute, status="negotiable" but the attribute is not shown.

All ice-operation type parameters are built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to any of the ice-operation parameters defined in this section AS IF their definitions (included below) had been declared appropriately in a payload.

Additional "ice-operation" type parameters MAY be defined in the future as experience with the protocol is obtained. Note also, that additional syndicator or subscriber defined parameters are permitted to enhance the value of subscriptions.

All undefined "ice-operation" type parameters are reserved for future standardization. Undefined "ice-operation" type parameter names MUST not be used by ICE application processors. ICE application processors SHOULD use "ice-extension" and/or "x-domainname-categoryname for subscription and private use respectively.

4.5.6.1 Month Day

The ice-operation parameter, monthday, replaces the deprecated ice-negotiable value "monthday". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "monthday" in an ice-enum AS IF the following business term had been previously declared:

Monthday - Built-in ICE Subscription Parameter Definitions

    <ice-negotiable type="ice-operation" name="monthday" >

       <ice-text>

          monthday restricts delivery to given days of the month.

	  It corresponds to the deprecated ice-negotiable 

	  element attribute type value, "monthday".

       </ice-text>

       <ice-range-define id="monthday-builtin-definition" order="enumeration">

          <!-- set the default value order to be enumeration -->

          <ice-enum id="monthday" order="enumeration" select="one-or-more" >

             <!-- one-or-more allows a list of monthdays to be selected 

	             as required by the old ICE definition -->

             <ice-default-value> any </ice-default-value>

             <ice-enum-item id="anymonthday"> any </ice-enum-item>

                <!-- the following is equivalent to

                     31 ice-enum-item definitions -->

             <ice-span id="monthday_numbers" order="numeric" >

	        <ice-default-value> 1 </ice-default-value>

                <ice-span-min>      1 </ice-span-min>

                <ice-span-max>     31 </ice-span-max>

             </ice-span>

             <ice-enum-item id="lastmonthday" > last </ice-enum-item>

          </ice-enum>

       </ice-range>

    </ice-negotiable>

4.5.6.2 Week Day

The ice-operation parameter, weekday, replaces the deprecated ice-negotiable value "weekday". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "weekday" in an ice-enum AS IF the following had been previously declared:

Weekday - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="weekday" >

       <ice-text>

          weekday restricts delivery to a given day(s) of the week.

          It corresponds to the deprecated ice-negotiable 

	  element attribute type value, "weekday".

       </ice-text>

       <ice-range-define id="weekday-builtin-definition" order="enumeration">

          <!-- set the default value order to be enumeration -->

          <ice-enum id="weekday" order="enumeration" select="one-or-more" >

             <!-- one-or-more allows a list of weekdays to be 

                     selected as required by the ICE 1.0 definition -->

             <ice-default-value> any </ice-default-value>

                <!-- the following is equivalent to 7 ice-enum-item definitions -->

             <ice-span id="weekday-numbers" order="numeric" >

	        <ice-default-value> 1 </ice-default-value>

	        <ice-span-min>      1 </ice-span-min>

                <ice-span-max>      7 </ice-span-max>

             </ice-span>

             <ice-enum-item id="Monday" >    Monday    </ice-enum-item>

             <ice-enum-item id="Tuesday" >   Tuesday   </ice-enum-item>

             <ice-enum-item id="Wednesday" > Wednesday </ice-enum-item>

             <ice-enum-item id="Thursday" >  Thursday  </ice-enum-item>

             <ice-enum-item id="Friday" >    Friday    </ice-enum-item>

             <ice-enum-item id="Saturday" >  Saturday  </ice-enum-item>

             <ice-enum-item id="Sunday" >    Sunday    </ice-enum-item>

             <ice-enum-item id="anyday" >    any       </ice-enum-item>

          </ice-enum>

       </ice-range>

    </ice-negotiable>

4.5.6.3 Start Date

The ice-operation parameter, startdate, replaces the deprecated ice-negotiable value "startdate". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "startdate" in an ice-span AS IF the following had been previously declared:

Startdate - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="startdate" >

       <ice-text>

          startdate defines the beginning of the Span 

	  of an ice-delivery-rule.

	  It corresponds to the deprecated ice-negotiable 

	  element attribute type value, "startdate".

       </ice-text>

       <ice-range-define id="startdate-builtin-definition" order="time">

          <!-- set the default value order to be time -->

	  <ice-span id="startdate" order="time" select="zero-or-one" >

	     <!-- zero-or-one allows the default startdate (now) to be selected;

                     or a future startdate -->

             <ice-default-value>     now </ice-default-value>

                <!-- the following introduces new ice-date and time definitions -->

             <ice-span-min>          now </ice-span-min>

                <!-- this means the current date and time -->

             <ice-span-max>      anytime </ice-span-max>

                <!-- this means the any valid date or any valid time -->

          </ice-span>

       </ice-range>

    </ice-negotiable>

4.5.6.4 Stop Date

The ice-operation parameter, stopdate, replaces the deprecated ice-negotiable value "stopdate". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "stopdate" in an ice-span AS IF the following had been previously declared:

Stopdate - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="stopdate" >

       <ice-text>

          stopdate defines the end of the Span of 

          an ice-delivery-rule.

	  It corresponds to the deprecated ice-negotiable 

	  element attribute type value, "stopdate".

       </ice-text>

       <ice-range-define id="stopdate-builtin-definition" order="time">

          <!-- set the default value order to be time -->

          <ice-span id="stopdate" order="time" select="zero-or-one" >

             <!-- zero-or-one allows the default stopdate (never) to be selected;

                     or a future stopdate -->

             <ice-default-value> never </ice-default-value>

                <!-- the previous introduced new ice-date and time 

                        definition, never -->

             <ice-span-min>      now   </ice-span-min>

                <!-- this means the current date and time -->

             <ice-span-max>    anytime </ice-span-max>

                <!-- this means any valid date or any valid time -->

          </ice-span>

       </ice-range>

    </ice-negotiable>

4.5.6.5 Start Time

The ice-operation parameter, starttime, replaces the deprecated ice-negotiable value "starttime". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "starttime" in an ice-span AS IF the following term had been previously declared:

Starttime - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="starttime" >

       <ice-text>

          starttime defines the beginning of a selected time window for

	  an ice-delivery-rule.

	  It corresponds to the deprecated ice-negotiable 

	  element attribute type value, "starttime".

       </ice-text>

       <ice-range-define id="starttime-builtin-definition" order="time">

          <!-- set the default value order to be time -->

	  <ice-span id="starttime" order="time" select="zero-or-one" >

	     <!-- zero-or-one allows the default starttime 

	             (00:00:00) or another starttime selection -->

             <ice-default-value> 00:00:00 </ice-default-value>

	     <ice-span-min>      00:00:00 </ice-span-min>

             <ice-span-max>      24:00:00 </ice-span-max>

	        <!-- this means midnight -->

	  </ice-span>

       </ice-range>

    </ice-negotiable>

4.5.6.6 Duration

The ice-operation parameter, duration, replaces the deprecated ice-negotiable value "duration". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "duration" in an ice-span AS IF the following had been previously declared:

Duration - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="duration" >

       <ice-text>

          duration defines the elapsed time for a selected 

	  time window in an ice-delivery-rule.

	  It corresponds to the deprecated ice-negotiable 

	  element attribute type value, "duration".

       </ice-text>

       <ice-range-define name="duration-builtin-definition" order="time">

          <!-- set the default value order to be time -->

          <ice-span id="duration" order="time" select="zero-or-one" >

             <!-- zero-or-one allows the default duration 

                     (24:00:00 - startime) or another duration selection -->

             <ice-default-value> ( P86400S - starttime ) </ice-default-value>

             <ice-span-min>               P0S            </ice-span-min>

             <ice-span-max>             P86400S          </ice-span-max>

                <!-- this means 24 hours -->

                <!-- note that the default will cause the actual duration

                        to be computed based on starttime -->

          </ice-span>

       </ice-range>

    </ice-negotiable>

The default value of duration is the amount of time from the starttime up to 24:00:00 hours.

4.5.6.7 Minimum Update Interval

The ice-operation parameter, min-update-interval, replaces the deprecated ice-negotiable value "min-update-interval". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "min-update-interval" in an ice-span AS IF the following had been previously declared:

Min-update-interval - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="min-update-interval" >

       <ice-text>

          min-update-interval defines the minimum amount of time between

	  updates.

	  It corresponds to the deprecated ice-negotiable element attribute

	  type values, "minfreq" and "min-update-interval".

       </ice-text>

       <ice-range-define id="min-update-interval-builtin-definition" order="time">

          <!-- set the default value order to be time -->

          <ice-span id="min-update-interval" order="time" select="zero-or-one" >

             <!-- zero-or-one allows the default min-update-interval P0S 

                     or another min-interval selection -->

             <ice-default-value>  P0S </ice-default-value>

             <ice-span-min>       P0S </ice-span-min>

             <ice-span-max>   P86400S </ice-span-max>

                <!-- this means 24 hours -->

          </ice-span>

       </ice-range-define>

    </ice-negotiable>

4.5.6.8 Maximum Update Interval

The ice-operation parameter, max-update-interval, replaces the deprecated ice-negotiable type attribute value "max-update-interval". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "max-update-interval" in an ice-span AS IF the following had been previously declared:

Max-update-interval - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="max-update-interval" >

       <ice-text>

          max-update-interval defines the maximum amount of time between

          updates.

	  It corresponds to the deprecated ice-negotiable element attribute

          type values, "maxfreq" and "max-update-interval"

       </ice-text>

       <ice-range-define id="max-update-interval-builtin-definition" order="time">

          <!-- set the default value order to be time -->

          <ice-span id="max-update-interval" order="time" select="zero-or-one" >

             <!-- zero-or-one allows the default max-update-interval (duration/2)

	             or another min-interval selection

             <ice-default-value> (duration/2) </ice-default-value>

             <ice-span-min>      P0S          </ice-span-min>

	     <ice-span-max>      duration     </ice-span-max>

	        <!-- this means the duration of the delivery window (24 hours or less)  -->

	  </ice-span>

       </ice-range-define>

    </ice-negotiable>

Note that the expression (duration/2) means that, by default, the maximum update interval will be half of the delivery window. This SHOULD cause delivery near the center of the window.

4.5.6.9 Minimum Number of Updates

The ice-operation parameter, min-num-updates, replaces the deprecated ice-negotiable type attribute value "min-num-updates". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "min-num-updates" in an ice-span AS IF the following had been previously declared:

Min-num-updates - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="min-num-updates" >

       <ice-text>

          min-num-updates defines the minimum number of updates in each

	  selected time window.

	  It corresponds to the deprecated ice-negotiable element

	  attribute type values, "mincount" and "min-num-updates"

       </ice-text>

       <ice-range-define name="min-num-updates-builtin-definition" order="numeric">

          <!-- set the default value order to be numeric -->

          <ice-span id="min-num-updates" order="numeric" select="zero-or-one" >

	     <!-- zero-or-one allows the default min-num_updates, 1

	             or another number selection -->

             <ice-default-value>    1 </ice-default-value>

             <ice-span-min>         1 </ice-span-min>

                <!-- no ice-span-max means up to the maximum integer may be specified.  -->

          </ice-span>

       </ice-range-define>

    </ice-negotiable>

4.5.6.10 Maximum Number of Updates

The ice-operation parameter, max-num-updates, replaces the deprecated ice-negotiable type attribute value "max-num-updates". It, like all ice-operation parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "max-num-updates" in an ice-span AS IF the following had been previously declared:

Max-num-updates - Built-in ICE Subscription Parameter Definition

    <ice-negotiable type="ice-operation" name="max-num-updates" >

       <ice-text>

          max-num-updates is used to define the maximum number of 

	  updates in each selected time window.  

	  It corresponds to the deprecated ice-negotiable element

	  attribute type values, "maxcount" and "max-num-updates".

       </ice-text>

       <ice-range-define name="max-num-updates-builtin-definition" order="numeric">

          <!-- set the default value order to be numeric -->

	  <ice-span id="max-num-updates" order="numeric" select="zero-or-one" >

	     <!-- zero-or-one allows the default max-num_updates, 1

                     or another number selection -->

             <ice-default-value> any </ice-default-value>

	     <ice-span-min> 1 </ice-span-min>

             <!-- ice-span-max> any </ice-span-max -->

	        <!-- no ice-span-max means up to the maximum implementation 

		        integer value may be selected. -->

          </ice-span>

       </ice-range-define>

    </ice-negotiable>

4.5.6.11 Push or Pull mode

The ice-operation parameter, mode, replaces the deprecated ice-negotiable type attribute value "mode". It, like all ice-operation business term parameters, is built-in to ICE and need not be declared in an ice-range-define element prior to use. All ICE processors MUST treat a reference to "mode" in an ice-enum AS IF the following had been previously declared:

Mode - Built-in ICE Subscription Parameter Definition

    <!-- the following new subscription options are defined -->

    <ice-negotiable type="ice-operation" name="mode" >

       <ice-text>

          mode is used to define whether the syndicator initiates

          the delivery of subscription content(push) or waits for

          the subscriber to request the content(pull).

	  It is the negotiable form of the ice-delivery-rule element

	  mode attribute.

       </ice-text>

       <ice-range-define name="mode-builtin-definition" order="enumeration">

          <!-- set the default value order to be enumeration -->

          <ice-enum id="mode" order="enumeration" select="1" >

             <ice-default-value>          push </ice-default-value>

             <ice-enum-item name="push" > push </ice-enum-item>

             <ice-enum-item name="pull" > pull </ice-enum-item>

          </ice-enum>

       </ice-range-define>

    </ice-negotiable>

  

4.5.7 Negotiation Examples

In this section we consider several examples to illustrate the use of the parameter negotiation model.

4.5.7.1 Multiple Video Stream Syndication

Consider the case of syndicating Internet video to a broadcaster. The syndicator is Tribune Entertainment. The syndicator offers the following programs:

Tribune Entertainment offers the programs in two delivery 

styles:

The programs are offered in several digital video formats:

The offer has the following structure:

Sam Rubin Live Offer

  <ice-offer productname="Sam Rubin Live from the Oscars"

      description="Broadcast of Sam Rubin Live from the Oscars"

      editable="false"             atomic-use="true"

      ip-status="SEE-LICENSE"      rights-holder="Tribune Entertainment"

      show-credit="true"           usage-required="false"

  >

     <ice-delivery-policy  startdate="2000-02-19T12:00:00,0"

                           stopdate="2000-02-26T12:00:00,0" 

     >

        <ice-delivery-rule mode="push" monthday="any"

            weekday="any"        startdate="2000-02-19T12:00:00,0"

            starttime="12:00:00" stopdate="2000-02-19T12:00:00,0"

            min-num-updates="1"  max-num-updates="1"

            duration="P7200S"   

        >

        </ice-delivery-rule >

     </ice-delivery-policy >



     <ice-negotiable type="ice-extension"

         id="video_format" name="format"	

     >

	<ice-text>

	   Please select the video format and delivery style.

	   <!-- This may be used by the subscriber to

		display a request to an operator. -->

	</ice-text>

	<ice-range name="video format" 

            uuid="uri://www.VideoStandards.Org/video/formats/format.dtd" >

            <!--uuid uniquely identifies the name space in which the

              parameters exist and defines the semantics of the 

              parameters. ICE applicaiton processors are therefore expected

              to know the type and range that a parameter has. -->

	   <ice-range-define>

	      <ice-enum enum-id="Bandwidth" >

	         <ice-enum-item id=bw1 > 28.8 </ice-enum-item>

	         <ice-enum-item id=bw2 > 56   </ice-enum-item>

	         <ice-enum-item id=bw3 > DSL  </ice-enum-item>

                 <ice-enum-item id=bw4 > T1   </ice-enum-item>

                 <ice-enum-item id=bw5 > LAN  </ice-enum-item>

	         <ice-enum-item id=bw6 > T3   </ice-enum-item>

	         <ice-enum-item id=bw7 > 100M </ice-enum-item>

	      <ice-enum>

	      <ice-enum enum-id="DeliveryStyle" >

	         <ice-enum-item id="ds1"> download  </ice-enum-item >

	         <ice-enum-item id="ds2"> streaming </ice-enum-item >

	      </ice-enum>

	      <ice-span span-id="SegmentTime" >

	         <ice-default-value >         120 </ice-default-value >

	         <ice-span-min   id="stmin" >   0 </ice-span-min >

	         <ice-span-point id="stsg1" >  15 </ice-span-point >

	         <ice-span-point id="stsg2" >  30 </ice-span-point >

	         <ice-span-point id="stsg3" >  45 </ice-span-point >

	         <ice-span-point id="stsg4" >  60 </ice-span-point >

	         <ice-span-point id="stsg5" >  75 </ice-span-point >

	         <ice-span-point id="stsg6" >  90 </ice-span-point >

	         <ice-span-point id="stsg7" > 105 </ice-span-point >

	         <ice-span-point id="stsg8" > 120 </ice-span-point >

	         <ice-span-max   id="stmax" > 120 </ice-span-max >

              </ice-span >

              <ice-span span-id="Hour1"  >

	         <ice-default-value >          60 </ice-default-value >

                 <ice-span-min  id="hr1min" >   0 </ice-span-min >

                 <ice-span-max  id="hr1max" >  60 </ice-span-max >

              </ice-span >

              <ice-span span-id="Hour2"  >

                 <ice-default-value >         120 </ice-default-value >

                 <ice-span-min  id="hr2min" >  60 </ice-span-min >

                 <ice-span-max  id="hr2max" > 120 </ice-span-max >

              </ice-span >

           </ice-range-define >



           <!-- Negotiable Parameters -->

           <ice-enum id="data_format" select="1"  >

	      <!-- could be "one-or-more" for rebroadcast -- >

	      <ice-default-value > QuickTime </ice-default-value >

	      <ice-enum-item  >

	         <ice-limit ref="Bandwidth"     limits="bw1 bw3" default="bw3" />

	         <ice-limit ref="DeliveryStyle" limits="ds2"     />

	         Real Video

	      </ice-enum-item >

              <ice-enum-item >

                 <!-- contentModel=( <#PCDATA | >,<constraints > )* -->

                 ASF	

                 <ice-limit ref="Bandwidth"   limits="bw1 bw2 bw5" default="bw5" />

                 <ice-limit ref="SegmentTime" limits="stmin stsg4" default="stsg4" />   

                 <ice-limit ref="SegmentTime" limits="stmin stsg8" default="stsg8" />

                 <!-- If multiple limit span IDREFs are in the limits

                      attribute then a default attribute must specified

                      having value of one of the IDREFs.

                      Now this span will be negotiated later.

                      This provides a selectable default in the parameter's

                      negotiation. -->

              </ice-enum-item >

              <ice-enum-item > QuickTime </ice-enum-item >

              <ice-enum-item >

                 MP2

                 <ice-limit ref="DeliveryStyle" limits="ds1" />

	      </ice-enum-item >

	   </ice-enum >

	   <ice-enum ref="DeliveryStyle" select="1" >

	      <ice-default-value > download </ice-default-value >

	   </ice-enum >

	   <ice-enum ref="Bandwidth" select="one-or-more" />

           <ice-span ref="SegmentTime" >

	      <ice-default-value> 120 <ice-default-value>

              <ice-span-min>        0 <ice-span-min>

	      <ice-span-max>      120 <ice-span-max>

	   <ice-span>

        </ice-range >

     </ice-negotiable >

  </ice-offer>

 

The following is an example negotiation scenario based on the above offer. The previous versions of ICE left the details of negotiation as a quality of implementation issue. In ICE 1.1 and above, the order of parameter negotiation is defined; as are the details of how a parameter is negotiated.

In the following example, a subscriber obtains the catalog from Tribune Entertainment. It selects an offer from the catalog and as luck would have it, it is the very same offer defined above. In an effort to make the negotiation interchange more comprehensible, the XML has been compressed to remove the extraneous syntactic details.

The ice-range-defines have been compressed so that the range of the defines can be easily viewed. It has the general form:


  parameter-name - range=range default=default-value

A range that is an enumeration has the general form:


  { E1, E2, ..., Ek }

where each of the Ei are enumeration items.  

Similarly, a range that is a span has the general from:


  min..max

where min is the minimum value of the range and 

max is the maximum value.



The default-value for the default attribute is shown as either a value (usually numeric) when used in defining a range; or, when used in a limit its value is a quoted IDREF that references a specific range item.

Finally, an ice-limit has been compressed to the general form:


  (Limit: range-id, Limits="id reference list" default="id reference" )

Occasionly, the default attribute will be left off when it 

is identical to the single reference in the Limits attribute.

Finally, the status attribute has values Negotiable, Required

or Accepted.  The "status=" is left off for brevity.



Negotiation of the Sam Rubin Live Subscription

    1. SUB ==> SYN : ice-get-catalog 

    2. SUB <== SYN : ice-catalog 3. SUB="="> SYN : ice-offer [ offer-from-catalog ] 

       1. Video Format Offer [ see above ]

       2. Defines

          1. Bandwidth - range={28.8K, 56K, DSL, LAN}

	  2. Delivery Style - range={Download, Streaming}

	  3. SegmentTime - range=0..120, default=120

	  4. Hour1 - range=0..60, default=60

	  5. Hour2 - range=60..120, default=120

       3. Data Format, select=1, default="RealVideo" negotiable

          1. Real Video (Limit: Bandwidth, Limits="bw1 bw3" default="bw3" )

                        (Limit: DeliveryStyle, Limits="ds2")

	  2. ASF (Limit: Bandwidth, Limits="bw1 bw2 bw3", default="bw1")

                 (Limit: SegmentTime, Limits="hour1")

	  3. QuickTime

	  4. MP2 (Limit: DeliveryStyle, Limits="ds1")

       4. DeliveryStyle, select=1, default="download" negotiable

       5. Bandwidth, select="one-or-more" negotiable

    4. SUB <== SYN : Error 441, ice-offer [ counter-offer ] 1. Video Format Offer 2. Defines 1. Bandwidth range="{28.8K," 56K, DSL, LAN} 2. Delivery Style range="{Download," Streaming} 3. SegmentTime range="0..120," default="120" 4. Hour1- range="0..60," default="60" 5. Hour2 range="60..120," default="120" 3. Data Format, select="1," default="df1" accepted 1. Real Video (Limit: Bandwidth, Limits="bw1 bw3" default="bw3" ) (Limit: DeliveryStyle, Limits="ds2" ) 4. DeliveryStyle, select="1," default="ds2" negotiable 5. Bandwidth, select="one-or-more" negotiable (Limit: Bandwidth, Limits="bw1 bw3" default="bw1" ) 5. SUB="="> SYN : ice-offer [ the counter-offer from step 4 ] 

       1. Defines

          1. Bandwidth - range={28.8K, 56K, DSL, LAN}

          2. Delivery Style - range={Download, Streaming}

          3. SegmentTime - range=0..120, default=120

          4. Hour1 - range=0..60, default=60

          5. Hour2 - range=60..120, default=120

       2. Data Format, select=1, default="df1" accepted

       3. DeliveryStyle, select=1, default="ds2" accepted

       4. Bandwidth, select="one-or-more", default="bw1" accepted

    6. SUB <== SYN : ice-subscription ! 

Notice that the order of parameter negotiation follows the physical order of presentation. In addition, note that the selection of a value for an earlier parameter limits the range of values that can be selected for later parameters. This reduces the interchange necessary to arrive at a subscription and it permits the specification of a branching tree of possibilities where the selectable values of parameters are conditioned on earlier choices. Thus, it is possible to manage negotiations in which, for example, not all video formats are available at all bandwidths.

Implementation of a trivial negotiation is very simple. A subscriber selects an offer from a catalog, sets the status of each of the negotiable parameters to "accepted" and sends it back to the offering syndicator. The syndicator validates the offer, setups a subscription and sends it back to the subscriber. Thus, a single messages interchange accomplishes subscription establishment. The Syndicator can always issue a counter-offer with a 441 error code soliciting negotiation with the Subscriber. This would normally be done when the Syndicator wishes to alter delivery rules to a more propitious parameter set; for example, to a less busy delivery window.

4.5.7.2 ICE Delivery Rule negotiation example

In this section, a standard negotiation for ice-operation parameters is undertaken. It illustrates how negotiation can proceed in the normal case.

Consider the case of online delivery of an online monthly magazine. The magazine will be placed on the subscribers Web site and is part of subscribers strategy to maintain high traffic by keeping the site's content fresh. The magazine must arrive at least 48 hours before the beginning of the month so that it can be available on the web site for the entire month.

The same compression technique used above is used here to illuminate protocol operation without syntactic clutter.

The Catalog contains the following offer:

Online Magazine Delivery Offer

 Online Magazine Format Offer

 1. max-num-updates,     default=2,                 required

 2. min-num-updates,     default=1,                 required

 3. monthday,            default="15 16 17 18 19 20 21 22 23 

                                  24 25 26 27 28 29 30 31",

                         span-min=15, 

                         span-max=last,           negotiable  

 4. weekday,             default="1 2 3 4 5 6 7", negotiable

 5. startdate,           default="now",           negotiable

 6. stopdate,            default="now+1 Year",    negotiable

 7. starttime,           default="00:00:00",      negotiable

 8. duration,            default="24:00:00",      negotiable

 9. min-update-interval, default="20 days", 

	                 span-min="20 days", 

                         span-max="30 days",      negotiable

 10.max-update-interval, default="35 days",

	                 span-min="28days", 

                         span-max="40 days",      negotiable 

 11.mode                 default=push,            negotiable

 

The key points here are the required acceptance of at most 2 updates per accepted delivery window since this is monthly subscription, the idea is that it occurs at most twice during a delivery period.

The syndicator, in the offer is not concerned about the time of day that the delivery will be begin, because it is setup to span the entire delivery day. However, the syndicator wants to be able to update at any time from the 20th of the month to the last day of the month.

Initial offer for Delivery time and duration Subscription

 1. SUB ==> SYN : ice-get-catalog 

 2. SUB <== SYN : ice-catalog 3. SUB="="> SYN : ice-offer [ offer adjusted from catalog ] 

    Online Magazine Format Offer [ see above ]

    1. max-num-updates,      default=2,            accepted

    2. min-num-updates,      default=1,            accepted

    3. mode                  default=push,         accepted

    4. monthday,             default="26",         negotiable

                             span-min=15, 

                             span-max=27

    5. startdate,            default="now",        negotiable

    6. stopdate,             default="now+1 year", negotiable

    7. starttime,            default="17:00:00",   negotiable

    8. duration,             default="07:00:00",   negotiable

    9. min-update-interval,  default="20 days",    negotiable

                             span-min="20 days", 

                             span-max="30 days"

    10. max-update-interval, default="35 days",    negotiable

                             span-min="28days", 

                             span-max="40 days" 

    11. weekday,             default="Wednesday",  negotiable

                             enum-range=[Monday,Friday]

 

The subscriber obtains and extracts a suitable offer from the catalog in steps 1 and 2. It reformulates the offer by reordering the parameters in it's priority order. The Subscriber first accepts the required parameters and their values, namely max-num-updates="2", min-num-updates="1" and mode="push" which means that in each delivery window, The syndicator will initiate at least one and at most two updates.

The subscribers most important (negotiable) parameter is the first negotiable parameter. In this example, it is the monthday -- because it defines the delivery window in which the protocol operates. The subscriber wants the next issue of the magazine to be delivered between the 15th and 27th of the month with an ideal delivery date on the 26th. The general idea is to reduce the amount of time that both the current and next issue must be stored.

The startdate is the next most important parameter. The subscriber is ready to start the subscription right away; but is willing to let the syndicator choose the startdate. The stopdate defaults to providing a one year subscription. However, it is negotiable suggesting that the subscriber is willing to opt for a different period of the subscription.

In a subscription where both ice-operation parameters and extended parameters are defined: 1. Limits can be placed such that say, the price changes when the length of subscription changes 2. Extended parameters MAY be negotiated before, after or at subscriber option in relation to the ice-operation parameters. This is accomplished by lexical placement in the Payload; and the use of the ice-limit element. There is no reason that the two types cannot be intermixed since the ice-operation parameters are well defined; they MAY be interspersed with the other parameters.

The starttime parameter has been reduced to start after 5PM (17:00) signaling a desire on the part of the subscriber to make sure that the overhead of delivery only occurs after the peak traffic of the day is over. (Note that ICE dates and times are always expressed in UTC (GMT) so that when you apply this, don't forget to offset the time by your time zone. That is, if you are in Bejing China, your local time is UTC+8:00:00, so your 17:00:00 is really 01:00:00). Also in concert with duration has been reduced from the default of 24 hours to only 7 hours. Note that an additional ice-delivery rule might be needed to open up the times from (00:00:00 to 06:00:00)

Syndicator Counter offers for flexible Monthday delivery

 4. SUB <== SYN : Error 441, ice-offer [ counter-offer ] Online Magazine Format Offer [ see above ] 1. max-num-updates, default="2," accepted 2. min-num-updates, default="1," accepted 3. mode default="push," accepted 4. monthday, default="22" , negotiable (need flexibility to send early!) span-min="15," span-max="26" 5. startdate, default="now" , negotiable 6. stopdate, default="now+1 year" , negotiable 7. starttime, default="17:00:00" , negotiable 8. duration, default="07:00:00" , negotiable 9. min-update-interval, default="20 days" , negotiable span-min="20 days" , span-max="30 days" 10. max-update-interval, default="35 days" , negotiable span-min="28days" , span-max="40 days" 11. weekday, default="Wednesday" , negotiable enum-range="[Monday,Friday]" 

The Syndicator, would prefer the flexibility to deliver content earlier in the month. To preserve this flexibility, it counter proposes a default of the 22nd and would be happier accepting as early as the 15th of the month. Further, the Syndicator is willing to commit to delivery by the 26th.

Subscriber Counter offers monthday in desired range.

 5. SUB ==> SYN : Error 441: ice-offer [ counter-offer ] 

    Online Magazine Format Offer [ see above ]

      1. max-num-updates,     default=2,          accepted

      2. min-num-updates,     default=1,          accepted

      3. mode                 default=push,       accepted

      4. monthday,            default="26",       negotiable  

                              (sub can't afford space!)

                              span-min=25, span-max=26

      5. startdate,           default="now",      negotiable

      6. stopdate,            default="now+1 yr", negotiable

      7. starttime,           default="17:00:00", negotiable

      8. duration,            default="07:00:00", negotiable

      9. min-update-interval, default="20 days",  negotiable

	                      span-min="20 days", span-max="30 days"

     10. max-update-interval, default="35 days",  negotiable

	                      span-min="28days", span-max="40 days" 

     11. weekday,             default="Wednesday",negotiable

                              enum-range=[Monday,Friday]

 

Notice that the subscriber is adamant about making the delivery as late in the month as possible consistent with it's needed setup times.

Syndicator accepts Monthday and all other parameters

 6. SUB <== SYN : ice-subscription [Subscription] Online Magazine Format Offer [ see above ] 1. max-num-updates, default="2," accepted 2. min-num-updates, default="1," accepted 3. mode default="push," accepted 4. monthday, default="26" , accepted(ok,!) 5. startdate, default="now" , accepted 6. stopdate, default="now+1 yr" , accepted 7. starttime, default="17:00:00" , accepted 8. duration, default="07:00:00" , accepted 9. min-update-interval, default="20 days" , accepted 10. max-update-interval, default="35 days" , accepted 11. weekday, default="Wednesday" ,accepted 

The Syndicator decides to accept the monthday default value, and determines that it can deliver within the remaining parameters. It decides to accept all of the remaining parameters; and establish the subscription.

>From the protocol perspective, the negotiation required a total of 6 messages to setup the subscription; of which two messages were needed to obtain the offer. Notice that the number of messages would increase if additional parameters are to be negotiated. The key point here is that the cost of negotiation is linear in the number of negotiated parameters.

This example, while compressed for brevity and clarity could easily be expanded to show the full XML syntax of the messages.

4.6 Status Operations

ICE defines a number of status operations for manipulating subscriptions.

They are:

Each is described below.

4.6.1 ice-cancel

Cancels a subscription. This can be issued by either the Syndicator or

the Subscriber. The format is:

 

ice-cancel format
<!ELEMENT ice-cancel       EMPTY           > 
<!ATTLIST ice-cancel
          subscription-id  CDATA   #REQUIRED
          reason           CDATA   #REQUIRED
          xml:lang         CDATA   #REQUIRED
>

The attributes are:

When a Requester sends an ice-cancel to a Responder, the two most likely types of response are:

The Requester should interpret any other error code as best it can.

One possible way for the Subscriber to tell if the Syndicator thinks it is still subscribed is to use ice-status to obtain the list of active subscription-id values.

The ice-cancellation returned in a successful response is:

 

ice-cancellation format
<!ELEMENT ice-cancellation   EMPTY          >
<!ATTLIST ice-cancellation
          cancellation-id    CDATA  #REQUIRED 
          subscription-id    CDATA  #REQUIRED
>

The attributes are:

4.6.2 ice-change-subscription

Changes a subscription. This can be issued by either the Syndicator or

the Subscriber. The semantics of this request are that a new parameter

negotiation process is begun; however, until the negotiation process is

completed successfully, the existing parameters remain in force.

The format of ice-change-subscription is:

 

ice-change-subscription format
<!ELEMENT ice-change-subscription   EMPTY   >
<!ATTLIST ice-change-subscription
          subscription-id   CDATA   #REQUIRED 
>

There is only one attribute:

There are two cases to consider: Subscriber-initiated changes and Syndicator initiated changes.

When the Subscriber wishes to initiate a subscription change, the sequence of requests is as follows:

  1. The Subscriber issues an ice-change-subscription to the Syndicator.
  2. The Syndicator responds with code 200 (OK) and an ice-offer in the response. The ice-offer in the response indicates the ranges of parameters the Syndicator is willing to renegotiate at this point.
  3. The Subscriber then performs the negotiation protocol as outlined in 4.5. The Subscriber MUST fill in the subscription-id in all ice-offer elements sent to the Syndicator, so that the Syndicator can distinguish between original negotiation and renegotiation.
The existing subscription parameters always remain in force until an ice-offer

is accepted with 200 (OK) by the Syndicator.

When the Syndicator wishes to initiate a subscription change:

  1. The Syndicator issues an ice-change-subscription to the Subscriber.
  2. The Subscriber responds with code 200 (OK) and no ice-offer in the response (if an ice-offer is supplied it is ignored by the Syndicator).
  3. The Subscriber now knows that the Syndicator wishes to renegotiate, and starts with step 1 of the Subscriber-initiated process as outlined above.
While renegotiation is active, the Syndicator MAY reject other requests

on this subscription with the 442 (Renegotiate in progress) error code.

The Syndicator MAY, by rejecting requests with 442 (Renegotiate in progress), initiate renegotiation without ever sending an ice-change-subscription. If a Subscriber receives a 442 error code and is not already engaged in renegotiation on that subscription, the Subscriber MUST enter into the ice-change-subscription renegotiation process.

4.6.3 ice-get-status

Obtains status information for a subscription. This can be issued by either

the Subscriber or the Syndicator.  The format is:

 

ice-get-status format
<!ELEMENT ice-get-status      EMPTY >
<!ATTLIST ice-get-status
          subscription-id     CDATA   #IMPLIED
>
<!ELEMENT ice-status        ( ice-contact, 
                              ice-subscription+ ) 
>
<!ELEMENT ice-subscription   (ice-offer) >
<!ATTLIST ice-subscription
          subscription-id      CDATA         #REQUIRED 
          current-state        CDATA         #IMPLIED
          expiration-date      CDATA         #IMPLIED
          quantity-remaining   CDATA         #IMPLIED
          expiration-priority (first | last) #IMPLIED 
>

There is only one attribute for ice-get-status:

The response is an ice-status, containing ice-contact contact information and ice-subscription data. There are no attributes on ice-status.

The ice-subscription element describes the state of a particular subscription with most of parameters being described by the ice-offer contained within it.  There are several attributes:

5. Packages and Delivery

5.1 Sequenced Package Model

Package delivery in ICE follows a Sequenced Package Model. This section

describes that model. In this first description, the basic concepts are

introduced without regard for the specific protocol messages used to realize

the semantics of the model. Later sections will describe the specific messages.

5.1.1 Discrete Package Model

An ICE subscription consists of a discrete set of packages delivered, in

order, over a period of time. Consider the following diagram representing

the delivery of individual packages, each labeled P and

positioned along a time-line:



 

 ->---|-----P-----P-------P-----P------P--------P----P-----> t 
     t=0

ICE defines the term collection to mean the current content of a subscription. In the Headlines.com example discussed in 2.1.1, the collection consists of all the headline text, thumbnail images, etc., existing on a Syndicator or Subscribers site at any point in time. In the Parts Information Scenario described in 2.1.2, the collection consists of the complete set of service bulletins, price lists, etc., again as it exists at any one point in time.

ICE uses the package as the atomic unit of collection manipulation; the only way for a Syndicator to change a Subscribers collection is for the Syndicator to send a package to the Subscriber (push or pull). It is not possible for the Syndicator to send a "naked" file unless it is part of a package. Similarly, a Subscriber cannot request an update for an individual file; the only thing the Subscriber can do is request a new package of updates from the Syndicator.

It follows from this model that the state of a Subscribers collection is completely described by knowing the set of packages the Subscriber has received over time

5.1.2 Strictly Ordered Package Model

ICE forces a Syndicator (and a Subscriber) to view the package stream as

a strictly ordered sequence of packages. This means that packages cannot

be processed out of order, and all intermediate packages must be processed.

For explanatory purposes, assume for the moment that packages were numbered P1 for the first package, P2 for the second, etc., In this case the strictly ordered package model of ICE requires that the Subscriber always process package PN-1 before processing package PN.

This model may seem at first glance to be a poor match for certain types of syndications, where intermediate updates might not be important. For example, in the Headlines.com example, if a Subscriber misses 10 days of headlines, it might be perfectly reasonable for the Subscriber to simply get the current set of headlines and ignore the intervening packages. The ICE model does, in fact, allow for this type of Syndication; this will be explained in a moment.

5.1.3 Package Sequence Identifier

Given that ICE defines a package as the atomic unit of collection manipulation,

and given that ICE forces a Subscriber to process all packages in a strict

order, it is possible for a Syndicator (or Subscriber) to completely describe

the state of the Subscribers collection with a single value: namely, an

identifier indicating the position of the Subscriber within the ordered

sequence of packages.

Thus, if packages were numbered with integers, consider the following package sequence:
 

 ->---|-----P1----P2------P3----P4-----P5------P6----P7-----> t
     t=0

In this example, simply knowing the number of the last package successfully processed by a Subscriber will suffice to know the complete state of the Subscribers collection. For example, knowing that the Subscriber is "in state 5", meaning, has received and correctly processed package number 5, implies that the Subscribers collection is in the state that would be achieved by starting in an empty state, and processing packages 1 through 5, in order. Thus, a simple number by itself, e.g., "5", suffices for describing the state of the Subscribers collection. In ICE, this "number" is called a Package Sequence Identifier, and is actually not a number at all, but rather an opaque string per the following definition:

Definition: A Package Sequence Identifier is an opaque

string, generated by a Syndicator, representing the state at the boundary

(before or after) of package processing. Each package sent by a Syndicator

to a Subscriber has two package sequence identifiers attached to it: an

"old" state value representing the required state before processing the

package, and a "new" state value representing the resulting state after

processing the package.
Note that the identifier is completely opaque to the Subscriber. This gives

the ICE implementation on the Syndicator the complete flexibility to use

an implementation specific method for encoding state into this identifier.

For example, the implementation might use integers as described above,

or it might use timestamps, or it might use a unique key into a proprietary

database as the state encoding mechanism. All of these methods are permitted,

and the opaqueness of the identifier guarantees that (properly-implemented)

Subscribers will not be affected by these choices.

ICE defines three distinguished values for Package Sequence Identifier strings:

Furthermore, ICE reserves all Package Sequence Identifier strings beginning

with ICE- (capital I, capital C, capital E, hyphen). All other

values of a Package Sequence Identifier are controlled by the Syndicator

and are completely opaque to the Subscriber.

The requirements for Subscribers regarding Package Sequence Identifiers are:

5.1.4 Packages and Package Sequence Identifiers

When a Syndicator delivers a package to a Subscriber, whether by push or

pull, the package contains two sequence identifiers: the old-state, which

represents the state the Subscriber must be in before applying the package,

and the new-state, which represents the state the Subscriber will be in

after applying the package.

Assume, for example, that a Syndicator is using the names of people as the Package Sequence Identifier. Using this method, a set of packages delivered over time might consist of:

   First Package:   old-state: ICE-INITIAL   new-state: STEVE

   Next Package:    old-state: STEVE         new-state: GREG

   Next Package:    old-state: GREG          new-state: ROGER
As will be shown in more detail later, a Subscriber is required to store

its current Package Sequence state at all times. When it first starts a

new subscription, the Subscriber starts in state ICE-INITIAL.

In the above example, the first package the Subscriber receives must have

an old-state of ICE-INITIAL (or ICE-ANY, which will be

discussed next). If, due to some operational error, the Subscriber were

to receive the wrong package, e.g., one that said old-state: GREG

instead of old-state: ICE-INITIAL, then the Subscriber would know

not to process that package and to raise an error condition.

The above model works well for subscriptions requiring a strict, fully-reliable, replication of state from a Syndicator to a Subscriber. The Package Sequence model strictly forces the Subscriber to receive all packages in their proper order, and process them each individually. The protocol does this by requiring the Subscriber to remember its current Package Sequence Identifier, and to send that Identifier to the Syndicator when requesting a package update (for pull; push subscriptions are slightly more complex and will be discussed later). Thus, the Syndicator always knows what state the Subscriber is in, and the Syndicator can thus always compute what the "right" next package to send to the Subscriber.

Some models of subscriptions do not require the rigor of this model. As mentioned, the Headlines.com model can be implemented in a much simpler fashion: each package is actually a full update of the Subscriber, and there are no dependencies on intervening packages. The ICE Package Sequence model accommodates this type of subscription using the ICE-ANY value. When ICE-ANY appears in the "old-state" of a package, it means that the package can be applied by a Subscriber regardless of what state the Subscriber is in.

By using combinations of ICE-ANY preconditions and specific preconditions, a Syndicator can also implement hybrid models where some packages are useful regardless of the Subscribers current state.

5.1.5 Sequenced Package Example

An example will help tie this all together. To understand the example,

assume for the moment that packages can contain files, and that they can

also contain "remove" operations that refer to files delivered in previous

packages. As will be explained later, packages can indeed contain these

types of things, albeit in a much more general (and complex) way (because

packages are not limited to operating only on files).

A Syndicator provides a restaurant review service; Subscribers receive updates with new restaurants, new information about existing restaurants, etc.

Assume for the moment that the service is just starting up and there is

only one Subscriber. The service is launched with only 3 restaurant reviews.

The package stream generated over time by the Syndicator might look something

like this:

At this point assume that a new Subscriber signs up. That Subscriber needs

all three packages P1, P2, P3, in that order. The Syndicator will know

this because the Syndicator (by definition) knows that it is currently

in state "P3", and it will know that the Subscriber is in state ICE-INITIAL

when the Subscriber requests its first update.

Note that, as an implementation optimization, the Syndicator can construct a special "catch up" package in this case. That would look like this:

A Syndicator implementation that does that might be more efficient than

sending all three incremental updates. But whether or not this should be

done is a quality-of-implementation decision made by the Syndicator. Nothing

in the sequenced package model dictates one approach or the other.

Finally, assume one more package needs to get sent, this time to two Subscribers:

As mentioned before, the Subscriber must keep track of the sequence identifier

of the last successfully processed package. The Subscriber sends this sequence

identifier back to the Syndicator when requesting an update, so that the

Syndicator can understand the Subscribers state. The Syndicator contains

the logic to understand what to do based on the Subscribers (stated) sequence

identifier. In the case of an unreliable update model, the Syndicator can

basically ignore the sequence identifier and just send the current package

(with an old-state of ICE-ANY). In other models, the Syndicator

can compute what to send by decoding the sequence identifier (which it

generated in an earlier package) and using that to determine what to send.

5.1.6 Example Pseudo-protocol Exchange

This shows the messages exchanged in the above example when the new Subscriber

was added between Time 3 and Time 4 in the above sequence.

SUB ==> SYN I'm subscribing to RESTAURANTS

SYN ==> SUB OK



SUB ==> SYN GetPackage, my state is ICE-INITIAL

SYN ==> SUB 



- three packages

P1, old-state: ICE-INITIAL new-state: XYZ-1

P2, old-state: XYZ-1       new-state: XYZ-2

P3, old-state: XYZ-2       new-state: XYZ-3
Alternatively, this last message could have been:

SUB ==> SYN I'm subscribing to RESTAURANTS

SYN ==> SUB OK



SUB ==> SYN GetPackage, my state is ICE-INITIAL

SYN ==> SUB



- one package

Px, old-state: ICE-INITIAL new-state: XYZ-3
where the "Px" package would be a customized package designed specifically

to get a Subscriber from the initial state to the current state. The key

point is the separate specification of a list of packages to be received,

and an explicit statement about what the state will be after processing

the packages.

It is entirely the Syndicators discretion as to what the best way to update the Subscriber is (e.g., sending all the incremental packages or sending a special catch up package).

Suppose the Subscriber comes back before Time 4 and asks for an update:

SUB ==> SYN GetPackage, my state is XYZ-3

SYN ==> SUB 202 Package sequence state already current
Later, there are updates available:

SUB ==> SYN GetPackage, my state is XYZ-3

SYN ==> SUB one package: P4, oldstate XYZ-3, new XYZ-4

5.2 Package containment model

ICE packages contain content as a set of idempotent operations: remove

and add. These operations use the addressing mechanism of a subscription

element to reference and manage delivered content. The method of delivery

does not affect these operations. As detailed in the Sequenced Package

Model section, each package moves the subscription from an old state into

a new state of the subscription.

5.2.1 Package format

ice-package format

<!ENTITY % cm.content       "ice-item-group | ice-item | ice-item-ref" >



<!ENTITY % cm.package       "((ice-item-remove+, (%cm.content;)*) |

                                  (%cm.content;)+)" >



<!ELEMENT ice-package       (%cm.package;)  >

<!ATTLIST ice-package

          activation       CDATA           #IMPLIED

          atomic-use       (false | true)  "false"

          confirmation     (false | true)  "false"

          editable         (false | true)  "false"

          exclusion        CDATA           #IMPLIED

          expiration       CDATA           #IMPLIED

          fullupdate       (false | true)  "false"

          xml:lang         CDATA           #IMPLIED

          new-state        CDATA           #REQUIRED

          old-state        CDATA           #REQUIRED

          package-id       CDATA           #REQUIRED

          show-credit      (false | true)  "false"

          subscription-id  CDATA           #REQUIRED

>

The attributes are:

An ice-package describes a set of content operations: removals and additions. The remove operation is specified using the ice-item-remove element. The content additions contain the content that needs to be added or updated and are specified using the ice-item and ice-item-ref elements. The ice-item-group element allows the Syndicator to associate the content specified using the ice-item elements together. For example, in the restaurant reviews example, each review may consists of different types of content: an HTML file and two graphic files for example. These three files could be contained within three ice-item elements and grouped together in an ice-item-group as a single restaurant review. Likewise, unrelated content can be specified in an ice-package by just using the ice-item elements without an intervening ice-item-group. The ice-item and ice-item-ref elements distinguish themselves by the way they contain the content. The ice-item element is used to contain content directly in the delivered content. The ice-item-ref element is used to distribute an indirect reference to the actual content.

The content model of the ice-package element is constructed so that it MUST contain some operation; at a minimum, a single removal or a single addition. If there are removal operations, they MUST be specified and, therefore, performed before any additions. It is possible that an ice-package only contains removal operations. Alternatively, an ice-package may consist entirely of additions. The ice-package specifies an old-state and a new-state. Before the new-state can be reached, all of the operations contained within a package MUST be processed, and, if constraints are specified, the constraints MUST be met as well. If an operation can not be performed successfully, all previously performed operations specified in the package MUST be undone, so the Subscriber is not left in an inconsistent state with regards to the package sequence, and a surprise ice-code message MUST be delivered to the Syndicator indicating the type of error that occurred, such as 420 (Constraint failure). All of the operations are idempotent, i.e., it is not an error if the same content is added more than once, nor is it an error if a remove operation does not find the element to remove. In both cases the results are the same (an add operation resulted in the content existing on the Subscribers system, and a remove operation resulted in the content not existing).

The details of the additions and removals are described within their respective sections. XML parameter entities were used to construct the ice-package content model to modularize the description and to allow for reuse of the content model (notice that the cm.content entity is used for the ice-item-group content model below).

5.2.2 Add operations

ICE provides three operations by which packages can add new content to

the Subscribers collection: ice-item, ice-item-ref,

and ice-item-group. Each is described below.

5.2.2.1 ice-item

ice-item format

<!ENTITY % cm.item             "#PCDATA"   >



<!ELEMENT ice-item             (%cm.item;) >


<!ENTITY % attlist.item "

          activation                CDATA    #IMPLIED

          expiration                CDATA    #IMPLIED

          content-filename          CDATA    #IMPLIED

          content-transfer-encoding (base64 | x-native-xml)

                                          'x-native-xml'

          content-type              CDATA 'application/octet-stream'

          ip-status                 CDATA    #IMPLIED

          item-id                   CDATA    #REQUIRED

          xml:lang                  CDATA    #IMPLIED

          license                   CDATA    #IMPLIED

          rights-holder             CDATA    #IMPLIED

          show-credit               CDATA    #IMPLIED

          subscription-element      CDATA    #IMPLIED

">



<!ATTLIST ice-item %attlist.item;



          name                      CDATA    #REQUIRED



          ice-element               CDATA    #FIXED 'ice-item'



>

The attributes are:

The ice-item element explicitly contains the content being distributed. The default content model for an ice-item is simply character data. The data MUST conform to the definition of character data in XML. Binary data can be transmitted within an ice-item by using a base64 encoding. The content model for an ice-itemMAY be overridden by other XML ELEMENT declarations, this does not affect the operational semantics of the element itself. To replace ice-item, please refer to the Extensibility section in 8.x.x. The purpose of the name attribute is to represent in a generic way what specific mark-up might represent if both parties had agreed to a common vocabulary and had specific applications for handling the content. For example, what gets represented as <ice-item name="headline"> might be more specifically marked up using <headline> using XML as the mark-up language. This element allows for quick deployment of the content without a lot of up-front investment. Because the content models are extensible, the investment in specific mark-up vocabularies can be similarly expressed within the same protocol.

5.2.2.2 ice-item-ref

The ice-item-ref element is a managed pointer to content. It's content is included in a package delivery by reference. It is used when the data is cumbersome or inappropriate for direct package inclusion. This data is typically streaming or other volatile data whose value is not static enough for direct inclusion. Uses of ice-item-ref could include time-based data, specially authorized data; or simply data too large to deliver without special arrangement.

To manage data access, an ice-item-ref can contain zero or more ice-access elements. An ice-access defines an optional access window and an optional set of access controls. The access window defines the times when the content may be accessed; while the access control defines the means to successfully meet imposed access challenges.

Multiple ice-access elements permit flexible specification of controls and access times so that many different data control policies can be implemented. This allows a wide range of differing availability and security requirements to be supported.

The format of the the ice-item-ref and its associated content model is:

ice-item-ref format

<!ENTITY % cm.access  "( ice-access-window?, 

                         ice-access-control? 

                       )" >



<!ELEMENT ice-access %cm.access; >

<!ATTLIST ice-access

          name        CDATA   #IMPLIED

          description CDATA   #IMPLIED

	  id          ID      #IMPLIED

>



<!ENTITY % cm.item-ref "(ice-access)*" >



<!ELEMENT ice-item-ref   %cm.item-ref;       >

<!ATTLIST ice-item-ref   %attlist.item;

          url         CDATA   #REQUIRED

          ice-element CDATA   #FIXED 'ice-item-ref'

>

The attributes of ice-item-ref in common with ice-item, namely those defined with attlist.item have the same semantics:

All other attribute semantics of ice-item-ref are identical to ice-item. The processing of this operation requires resolving the reference and obtaining the content associated with it. Resolving the reference consists of evaluating the list of ice-access elements to determine the correct times to access the referenced content and pass the access challenges. Note also that content-type is useful to the content retrieval and resolution process. Failure to resolve the reference or obtain the content MUST cause a surprise ice-code message, 431 (Failure fetching external data), to be sent to the Syndicator. If the associated failure is caused by an access ( access-window or access-control) failure, implementations SHOULD note that in the surprise message.

If the content of an ice-item-ref contains multiple ice-access elements, a union of all the access times results. The access controls are processed in physical order of appearance and are associated only with the spans of time specified by their associated ice-access-window in the containing ice-access If access times overlap, the access controls are used in order of appearance in the payload at the appropriate time to meet access challenges offered by the receiver. Content may be accessed an any of the union of times and the associated access-control will be used to obtain access.

The ice-access contains an optional ice-access-window and and optional ice-access-control. If the ice-access-window is missing, then access to the content MAY be at any time the receiver desires. Otherwise, access MUST be during the spans of time defined by the ice-access-window. If the ice-access-control is missing, then access to the content is assumed to be uncontrolled during the access window times. If both the ice-access-window and ice-access-control are missing, then the ice-access in assumed to be available at any time with uncontrolled access. The attributes of the ice-access are:

The ice-access-window element declares the windows in time that the content referenced by the containing ice-item-ref MAY be accessed. It also defines the access repetition rates. The access window uses the same semantics as the ice-delivery-policy, where the "delivery window" becomes the access window. The ice-delivery-policy as specified here MUST NOT be negotiated. All parameter values in an ice-delivery-policy in an ice-access-window MUST be resolved. It is an error for the parameter values in an ice-delivery-policy in an ice-access-window to not be resolved.

ice-access-window format

<!ENTITY % cm.access-window "(ice-delivery-policy)" >



<!ELEMENT ice-access-window %cm.access-window; >

<!ATTLIST ice-access-window

          name              ID     #IMPLIED

          start-time        CDATA  #IMPLIED

          stop-time         CDATA  #IMPLIED

>

The ice-access-control element provides an automated mechanism for responses to access challenges. A content provider (syndicator or subscriber) may place content in a password protected (or other access controlled) location to prevent unauthorized use of the content. This element would typically be provided by the Sender to alert a receiver that the content referenced by the ice-item-ref will be subject to an access challenge. This element also provides the receiver with the means to respond (successfully) to the challenge.

ice-access-control format

<!ENTITY % cm.access-control "(#PCDATA)" >



<!ELEMENT ice-access-control %cm.access-control; >

<!ATTLIST ice-access-control

       id               ID           #IMPLIED

       name             CDATA        #IMPLIED

       description      CDATA        #IMPLIED

       control-type     ( password | 

                          cookie   |

                          custom   ) #REQUIRED

       user             CDATA        #IMPLIED

       password         CDATA        #IMPLIED

       access-reference CDATA        #IMPLIED

       extension-id     CDATA        #IMPLIED

>

Each ice-access-window has an optional ice-access-control associated

with it in the sense that   







5.2.2.3 ice-item-group

The ice-item-group defines an aggregation element that permits tree structured content to be transported by ICE. The content model for an ice-item-group also permits content references to be placed in the tree structured content through the use of the ice-item-ref element.

ice-item-group format

<!ELEMENT ice-item-group       ((%cm.content;)+) >

<!ATTLIST ice-item-group       %attlist.item;

          activation           CDATA  #IMPLIED

          item-group-id        CDATA  #REQUIRED

          name                 CDATA  #IMPLIED

          subscription-element CDATA  #IMPLIED

>

The attributes for ice-item-group have the same semantics as the ice-item element with the following clarifications and exceptions.

The ice-item-group element allows relationships among content

items to be expressed. For example, a story or headline could be individually

described as content items within one of these groups. The content model

for an ice-item-group allows for the nesting of groups and individual

content items. The identifier on the group is assigned by the Syndicator

and is scoped within the package. The name is for logging purposes and

otherwise has no semantics associated with it. The availability of the

subscription-element

attribute allows for coarser operations to occur. For example, a subsequent

package might contain a remove operation identifying the group's subscription-element

identifier that MUST be used to remove all individual items previously

contained within that group. Likewise, any updates or adds associated with

the same group's subscription-element associates the individual

items together.

Similar to archiving packages, groups with subscription-element identifiers allow for other items to be added over a sequence of packages. Consider a package that delivered a group identified as subel3 with three content items. In a subsequent package that delivers a group identified as subel3 with four different items, the resulting addition of the four will yield a group containing seven items. If any of those items also contained subscription-element attributes, they would be replaced, so the yield would be less. This is similar to the case where a tar file specifying a directory with three files being extracted, and later on receiving a tar file with the same directory specified but four different files. The contents of the directory would be seven files (unless there were files with the same name in the archive). There is a difference between an archive file delivering directories and files with the ICE package containing groups and items that groups have no physical manifestation, but groups with a subscription-element attribute requires the Subscriber to manage the content contained within that group.

5.2.3 Remove operation

ice-item-remove format

<!ELEMENT ice-item-remove      EMPTY       >

<!ATTLIST ice-item-remove

          subscription-element CDATA  #REQUIRED

>

The attribute is:

The subscription-element attribute on the ice-item-remove

element identifies the content item (or group of content items) that MUST

be removed from a Subscribers system. The physical location(s) of the

content that needs to be removed MUST be managed by the Subscriber.

A full update of content items can be achieved by a Syndicator in one of

a number of ways. Two specific ways are either to enumerate all of the

subscription element identifiers in a set of ice-item-remove elements

followed by the new content in a set of ice-item elements or to

specify the fullupdate attribute on the ice-package element

to have a value of true. This remove request can be seen as a

logical removal in the sense that the end result after processing the whole

package must be that the content specified in the ice-item-remove

element must be removed from the Subscribers system. During an intermediate

stage of processing, it may mean that the remove has not occurred until

the very end because the content is being updated in an add operation.

In this case the add operation overrides the remove.

5.2.4 Extensibility

The content models of the ice-package and ice-item, elements

MAY

be extended or replaced with declarations of different elements or content.

See section 8.

5.3 Package Pull Operations

If a subscription has a delivery policy method of type pull, the

Subscriber must initiate the delivery of the packages with the ice-get-package

request. When a Subscriber requests a package from the Syndicator, the

Subscriber MUST provide the state of the subscription and subscription

identifier, and MAY provide an application-specific parameter value.

The message format is:

ice-get-package format

<!ELEMENT ice-get-package   EMPTY         > 

<!ATTLIST ice-get-package

          current-state    CDATA  #REQUIRED

          parameter        CDATA  #IMPLIED

          subscription-id  CDATA  #REQUIRED

>

The attributes are:

When a Subscriber sends an ice-get-package to a Syndicator, the most likely types of response are:

The Subscriber should interpret any other return code as best it can. The number of ice-package elements and the number of state transitions that are provided in a single response is determined by the quality of implementation of the Syndicators ICE application.

5.4 Package Push Operations

If a subscription has a delivery policy method of type push, the Syndicator must initiate the delivery of the packages with the ice-request containing one or more ice-package elements. When a Syndicator sends a package to the Subscriber, the Syndicator MUST provide the expected state of the subscription before and after the package is processed. The Subscriber is still responsible for maintaining the current state of the subscription, but the Syndicator now has that responsibility to support push operations. The message format is defined in section 5.2.1 Package format.

When a Syndicator sends an ice-package request to a Subscriber, the most likely types of response are:

The Syndicator should interpret any other return code as best it can.

5.5 Miscellaneous Package Operations

This section contains all other package-related protocol operations.

5.5.1 Awaiting Confirmations

When a Syndicator requests confirmation from a Subscriber, the Syndicator MAY choose to allow a certain number of additional operations to occur while that confirmation request is still outstanding. The number, and type, of such requests that the Syndicator will honor in the interim is a quality of implementation issue and a Syndicator policy issue.

Eventually, the Syndicator might want to indicate its unwillingness to proceed any further until the Subscriber furnishes the expected pending confirmations. ICE provides two different methods for the Syndicator to indicate this. First, the Syndicator MAY return error code 602 (Excessive confirmations outstanding) on any request made by the Subscriber. This is a "passive" way for the Syndicator to indicate its displeasure; passive in the sense that the Subscriber will not find out about it until the Subscriber makes a request.

The second method ICE provides is the ice-send-confirmations message. This message allows the Syndicator to tell the Subscriber explicitly that it is expecting confirmations and is puzzled as to why it hasn't received them yet.

The message format is:

ice-send-confirmations format

<!ELEMENT ice-send-confirmations EMPTY    >

<!ATTLIST ice-send-confirmations 

          subscription-id       CDATA #IMPLIED 

>

The attributes are:

The proper response to this message is for the Subscriber to return a code telling the Syndicator whether the Subscriber agrees or not that there are outstanding confirmations. If the Subscriber agrees that there are outstanding confirmations on this subscription, the Subscriber MUST return ice-code 200 (OK). If the Subscriber does not have any outstanding confirmations on this subscription, the Subscriber MUST return ice-code 303 (No more confirmations to send). Notwithstanding those two requirements, the Subscriber MAY return any arbitrary error code to indicate other processing problems. So, for example, an ice-send-confirmations request that does not validate might still generate a 402 code.

5.5.2 Obtaining Package Sequence Information

ICE provides a mechanism allowing the Subscriber to get information about package ordering and potential optimizations. The Subscriber does this with an ice-get-sequence request. In this request, the Subscriber sends its current package sequence state, and a set of package identifiers and their ("new-state") package sequence state values. The request returns a sorted, and potentially optimized (as described below), list of the packages and sequence identifiers.

The message format is:

ice-get-sequence format

<!ELEMENT ice-get-sequence (ice-package-state+) >

<!ATTLIST ice-get-sequence

         current-state     CDATA   #REQUIRED

         subscription-id   CDATA   #REQUIRED

>


<!ELEMENT ice-package-state EMPTY     >

<!ATTLIST ice-package-state

          package-id       CDATA   #REQUIRED

          new-state        CDATA   #REQUIRED 

>

There are two attributes on the ice-get-sequence element:

The ice-get-sequence element contains one or more 

ice-package-state elements, each of which contains 

the following attributes:

The response is an ice-sequence, as shown here:

ice-sequence format

<!ELEMENT ice-sequence (ice-package-state*) > 

<!ATTLIST ice-sequence

          subscription-id  CDATA   #REQUIRED

>

There is only one attribute on the ice-sequence element:

The response contains a sorted list of ice-package-state elements. This list might be a subset of the elements sent in the ice-get-sequence request, if the Syndicator determines that some of the intervening packages need not be processed by the Subscriber.

5.5.3 Individual Asset Repair

The ice-repair-item request allows a Subscriber to ask for a replacement copy of an individual asset in a collection. The intent is to provide a mechanism for repairing a Subscribe-r's collection after minor mishaps, such as a file being accidentally deleted.

The message format is:

ice-repair-item format

<!ELEMENT ice-repair-item      EMPTY        >

<!ATTLIST ice-repair-item

          subscription-id      CDATA #REQUIRED

          subscription-element CDATA #REQUIRED

          current-state        CDATA #REQUIRED

>

The attributes are:

In making this request, the Subscriber is asking the Syndicator to return

a copy of the asset as of the given package sequence state, if it is able

to do so.

When a Syndicator receives this request, there are at least four possible responses it can make:

  1. The Syndicator MAY return a 503 (Not implemented) code, meaning that it does not support the concept of individual asset repair.
  2. The Syndicator MAY return a 410 (Not found) code, meaning that it cannot fulfill the request.
  3. The Syndicator MAY return a 202 (Package sequence state already current), meaning that the Subscriber does not need to worry about the damaged asset. For example, it might be the case that the next scheduled update for the subscription will delete the asset anyway, and so therefore the fact that the item is missing now is not relevant.
  4. The Syndicator MAY respond with an ice-package, with a "true" item-repair attribute. The package in this case will contain the requested asset.

Note that this request is provided for the convenience of the Subscriber, in the hopes that in some cases the Syndicator might be able to easily supply a replacement asset. The request does not obviate the requirement for a Subscriber to perform backup processes; in particular since the Syndicator is always allowed to return an error (including 503) on this request, the Subscriber MUST NOT assume that individual asset repair requests will work.

6. Event Logs

ICE allows a Syndicator to request the protocol event logs of the Subscriber, and vice versa, as an aid for debugging and diagnosis. This section describes the protocol operations for manipulating log files.

6.1 ICE defines generic transport for multiple log file formats

ICE does not impose a particular format on the data contained in the logs. There are a number of reasons for this, the most compelling reason being that there are a variety of other efforts underway to define log file formats (e.g., XLF). For interoperability at the ICE level, the only requirement is that one system know how to ask another system for a log file and that ICE be able to transport multiple log file formats. Beyond that, the two systems can agree at the application layer as to what those log files will actually contain.

ICE does in fact define one log file format, called the "ice" format. Section 6.3 describes this format.

6.2 Event log operations

Event logs consist of implementation-defined data collected and recorded by the ICE tools used on each side of the relationship. There is only one meaningful operation that can be applied to event logs: they can be requested. This request can be made by the Subscriber, to obtain the Syndicator logs, or by the Syndicator, to obtain the Subscriber logs.

The format of this ICE request is shown below:

ice-get-events format

<!ELEMENT ice-get-events    EMPTY     >

<!ATTLIST ice-get-events 

          format          NMTOKENS #IMPLIED

          start           CDATA    #IMPLIED

          stop            CDATA    #IMPLIED

          subscription-id CDATA    #IMPLIED

>

The attributes are:

The response is an ice-events message, as shown here:

ice-events format

<!ENTITY % cm.events "ice-event-log"   >



<!ELEMENT ice-events (%cm.events;)     >

<!ATTLIST ice-events 

          format          CDATA  #REQUIRED

          start           CDATA  #IMPLIED 

          stop            CDATA  #IMPLIED

          subscription-id CDATA  #IMPLIED

>

The attributes are:

In the case where format is "ice", the content model of the ice-events element is an ice-event-log, as described next (6.3).

Note that the content model of the ice-events element MAY be extended or replaced with declarations of different elements or content. See Appendix A.

6.3 ICE event log format

This section describes the "ice" format, which is just one log file format that can be transported by ice-get-events. ICE implementations SHOULD support this format, and MAY support other formats as well.

The "ice" format log consists of an ice-event-log wrapper, containing a number of ice-event-msg and ice-event-info elements, as shown here:

ice-event-log format



<!ELEMENT ice-event-log ((ice-event-msg | ice-event-info)*) >

<!ATTLIST ice-event-log

          version            CDATA           #REQUIRED

>




<!ELEMENT ice-event-msg (ice-code?, ice-event-data?) >

<!ATTLIST ice-event-msg

          other-id           CDATA           #IMPLIED

          request            CDATA           #REQUIRED

          request-id         CDATA           #REQUIRED

          request-start      CDATA           #REQUIRED

          request-type       CDATA           #IMPLIED

          response           CDATA           #REQUIRED

          response-id        CDATA           #IMPLIED

          response-stop      CDATA           #REQUIRED

          response-type      CDATA           #IMPLIED

          role               (requestor | responder)

                                             #REQUIRED

          subscription-id    CDATA           #IMPLIED

>




<!ELEMENT ice-event-info     (ice-event-data?) >

<!ATTLIST ice-event-info

          event              CDATA           #REQUIRED

          event-start        CDATA           #REQUIRED

          event-stop         CDATA           #REQUIRED

>




<!ELEMENT ice-event-data     ANY  >

<!ATTLIST ice-event-info

          name               CDATA           #IMPLIED

          description        CDATA           #IMPLIED

>

In an ice-event-log, there is only one attribute:

The ice-event-log contains zero or more ice-event-msg or ice-event-info elements. The ice-event-msg element represents a record of an ICE protocol event. It contains logging information about both the request and the corresponding response.

The attributes are:

Within the ice-event-msg itself is an ice-code, logging the code that came back in the response (if any), and an ice-event-data element, which has an ANY content model and allows loggers to record additional data in an implementation specific format. This information is completely implementation dependent, determined by the Sender of the log, and can safely be ignored by the Receiver. It is expected that as inter-operable ICE implementations arise, it will become clear what additional information is valuable to log, and that additional information may be added to a future version of this specification. Note that ICE reserves all element names beginning with the sequence "ice-" (regardless of case), so additional, implementation-defined sub-elements MUST obey this restriction in order to avoid conflict with future versions of the ICE event log format.

The ice-event-info element provides a way to log other information events not directly related to protocol operations. The attributes are:

The strings in the event attribute have the following meanings:

6.4 Issues and Discussion

All standardized information in the ice-event-log is transmitted

as attributes. This is done so that the logs are easy to scan using standard

pattern matching tools, as well as making efficient use of XML parsers,

while the ice-code and implementation-defined additional information

is transmitted in the body of the element where it can be retrieved as

needed.

Note that while ICE can specify the format of communication of ICE events, it leaves the details of how logging is controlled, and indeed whether any logging is done at all, as a quality of implementation issue. It is perfectly legal for an ICE implementation to never log anything, and always return an empty log in response to an ice-get-events request. That being said, it is expected that logging will be useful for debugging and diagnosis, and the ability to share logs between Subscriber and Syndicator will help in managing the relationship.

7. Miscellaneous Protocol Operations

This section describes protocol operations that don't fit into any other category.

7.1 No Operation

The ICE no operation (ice-nop) is useful for debugging and diagnosis. Subscribers MAY also use it as a way to poll for the unsolicited-pending flag.

A Sender MAY use the ICE no operation to obtain the ICE version of a receiver. The ICE version is used to determine if the sender can inter-operate with the receiver. For maximum interoperability, senders SHOULD send the ice-nop with the syntax of ICE at its major version number and a minor version of 0. If this is done, all ICE processors with the major version and any minor version will be able to respond to the request, thus maximizing the number of potential relationships.

The format of ice-nop is:

ice-nop format

<!ELEMENT ice-nop EMPTY > 

There are no attributes and there is no element body. The response message is normally just a 200 (OK) code.

The no operation request can be sent by Subscribers or Syndicators.

7.2 Notify: Text Messages

ICE provides a way for an administrator on either the Subscriber or the Syndicator to send a text message to the other system. The intent is that these text messages would be taken by the ICE tool and displayed to an appropriate user in some form. These messages are a good way to communicate planned system level events such as planned down time, or expected changes in the nature of the subscription ("starting next week, we're shipping 100MB of video files with every headline"), etc.

ICE provides no semantic interpretation of the message content whatsoever.

The format of the ice-notify request is:

ice-notify format

<!ELEMENT ice-notify (ice-text+) >

<!ATTLIST ice-notify

          priority (1 | 2 | 3 | 4 | 5) #REQUIRED 

>

The body of the element contains one or more text messages. The sole attribute is:

8. Extending ICE

8.1 Introduction

While ICE addresses the core problem of the syndication of digital assets,

a number of factors contribute to the necessity that it also support a

structured extension mechanism such that as yet unanticipated operating

scenarios may be addressed within the protocol's framework.  One such

factor is the desire to send unescaped XML mark-up as the content within

an "ice-item" tag.  Another is the desire to programmatically negotiate

over domain-specific parameters (such as video encodings) in a formalized

way.  And another is the desire to leverage the negotiation facilities in

ICE before, in fact, boot-strapping to message exchanges that are outside

the ICE protocol entirely (see section 8.4.1).



To that end, ICE provides an extension mechanism that preserves

interoperability among implementations while allowing unanticipated

domain-specific scenarios to be addressed, as well.  This section

describes each of the permissible types of extension and provides examples

of their use.

Extensibility in ICE is permitted in four ways:

The general Parameter negotiation mechanism and its use for defining and negotiating additional parameters has been described in section 4.4. Each of the remaining methods is discussed below.

8.2 Content-model extensions

Content-model extensibility is defined in terms of the locations within the grammar (as defined by the DTD) below which domain-specific document structures may be added.

note: The ICE Authoring Group expects this scheme to change with version 2.0 of the specification, by which time XML schemas and name spaces are expected to have fully emerged, thus allowing these enforced-by-policy restrictions to be formalized.

ICE was designed to allow for other XML mark-up to be used within its framework using XML facilities, but without modifying the core ICE DTD itself. This gives ICE applications and users the ability to use ICE beyond what the authors had originally designed. There are three specific areas of content model extensibility that the authors felt were important to allow for alternative mark-up: the format of the events returned in the ice-events response, the content contained within the ice-item element, and the mark-up used within an ice-package element. In all three cases, the basic mechanism is the same, but the implications and expectations of extending the mark-up changes slightly.

Three package formats exist for delivering content using ICE.

  1. Use the ice-item and ice-item-group elements as outlined in 5.2 (Package containment model) . ICE implementations MUST support content distributed using this definition. ICE implementations MUST support the inclusion of opaque application data as the content of an ice-item.
  2. Extend or modify the content model of the ice-item element with domain-specific element declarations as described in 8.2.4. ICE implementations MUST allow the inclusion of XML-formatted data in an ice-item because of the requirement that any data be processed as opaque application data; and because allowing it permits XML validation of the included data.
  3. Extend or modify the content model of the ice-package element with domain-specific element declarations, adding ICE-specific attributes to any of the domain-specific element declarations. ICE implementations MAY support Syndicators who modify or extend ice-package as described in 8.2.5.

8.2.1 Elements permitting content-model extension

The XML elements in the ICE DTD below which the definition of further 

document structure is permitted are:

ICE is extended through content model extension by permitting any of these

elements to be redefined in the DTD to contain

domain-specific elements. The word "contain" is carefully chosen: to maintain

interoperability, the existing attributes and structures 

MUST NOT be changed;

applications are only allowed to make additions to the DTD below these

elements.

Extension is allowed below ice-item, ice-events, and ice-package.

Note; Extension at the ICE package package level ( i.e. %cm.package is redefined) defeats ICE's interoperability goal since, ICE implementations MAY support Syndicators who modify or extend ice-packages...

The ability for Syndicators and subscribers to completely define a package content model was compelling to the authoring group as a means to ensure general ability to carry any XML content.

When extending ICE via redefining the %cm.package mechanism, each element defined in the extended %cm.package MUST have %attlist.item as (part of) it's attribute list. Also it is required that every %cm.package level element inserted through extension MUST have an attribute named ice-element whose value declares how the element is to be treated by the ice processor; specifically as an ice-item, ice-item-group or ice-item-ref. Therefore, the ICE processor can treat (for ICE protocol purposes), the elements AS IF they were respectively one of an ice-item, an ice-item-group or an ice-item-ref.

8.2.2 Required extension semantics

If ICE is extended to carry XML structured content using extension below ice-item, the containing content models MUST map to corresponding ICE defined elements. This assures that essential elements in the extended content model can perform ICE level functions. Specifically this requirement means that ICE's collection and package management functions can be supported by ICE processors in the extended content model (and thus assure interoperability). Containing content elements are those elements in the content model defined by the extended definition of %cm.package and/or %cm.item.

Child elements of the extended content models are not required to map to ice elements unless they also appear in %cm.package or in %cm.item, but MAY do so. If the child elements do not map to an ice-element, an ICE processor examines them for well formed XML and if well formed, MUST treat them as opaque application data.

The following define the available mappings for extended elements and their meaning:

Num. ice-element
Mapping
Definition and Explanation
1 ice-item The extension element behaves in ICE AS IF it were an ice-item. Thus, this element is subject to ice-item operations (ice-item-remove, ice-item, ice-repair-item). It has, in addition to its attributes, all of the attributes defined for an ice-item. Note that elements with this mapping MUST conform to the definition of character data in XML
2 ice-item-group The extension element behaves in ICE AS IF it were an ice-item-group. This element MUST have, within it's content model, every extension element that maps to ice-item, ice-item-ref and (recursively), ice-item-group. It has, in addition to its attributes, all of the attributes defined for an ice-item-group. Note that all semantics for ice-item also apply to ice-item group; and thus to every element mapped to ice-item-group.
3 ice-item-ref This extension element behaves in ICE AS IF it were an ice-item-ref. This element, in addition to its attributes, has all of the attributes defined for an ice-item-ref. An extension element that is mapped to ice-item-ref is processed by a receiving ICE processor by resolving the reference ( provided by the url attribute ) and obtaining the content from the reference.

On an extended element, the mapping is accomplished by setting the (default) attribute value, ice-element, to one of "ice-item", "ice-item-group" or "ice-item-ref".

For example, consider the content-model extensions required to syndicate the following document via ICE, without the need for escaping reserved XML tokens:

Content Model Extensions

<article>

    <title>ICE, Syndication, and You</title>

    <author>I. C. Emmerson</author>

    <abstract>

        This article discusses the particulars of

        syndicating digital assets with ICE.

    </abstract>

</article>

The syndicator desires to send this document as an ice-item. 

Before extension, the ice-item element is defined in the DTD as:


<!ENTITY % cm.item "#PCDATA" >

<!ELEMENT ice-item (%cm.item;)>

This element would be redefined in the DTD as follows:


<!ENTITY % cm.item "article*">

<!ELEMENT ice-item (%cm.item;)>

<!ELEMENT article (title, author, abstract)>

<!ELEMENT title (#PCDATA)>

<!ELEMENT author (#PCDATA)>

<!ELEMENT abstract (#PCDATA)>

The ice-item element contains zero-or-more article elements 

to permit other ice-items to continue to work in 

the un-extended way. Given the above redefinitions, 

the relevant segment of an ICE payload now looks like:

Modifying ice-events Content Model

<ice-item content-transfer-encoding="x-native-xml" item-id="28">

    <article>

        <title>ICE, Syndication, and You</title>

        <author>I. C. Emerson</author>

        <abstract>

           This article discusses the particulars

           of syndicating digital assets with ICE.

        </abstract>

    </article>

</ice-item>

The omission of the above ATTLIST definitions is intentional and done for brevity sake. This means that each of the elements will be, by default, treated as ice-items by ICE protocol processors.

8.2.3 Using an alternative log format

If the event log format is desired to be different than ice, the content model for the ice-events element can be modified to describe the mark-up of the content. To extend the content-model for validation purposes, the ice-payload can contain a DOCTYPE declaration that modifies the ENTITY declaration that describes the content for the ice-events element. In the example below, the content-model is modified to use event elements to wrap each log entry.

Modifying ice-events Content Model

<!DOCTYPE ice-payload SYSTEM "ice.dtd" [

  <!ENTITY % cm.events "event+" >

  <!ELEMENT event (#PCDATA) >

]>

<ice-payload payload-id="ipl-80a56cfe-19980425-33"

    timestamp="25-04-1998T09:13:19"

    ice.version="1.1" >

  <ice-header>

    <ice-sender

      sender-id="http://www.eggnews.com/"

      name="Eggceptional News"

      role="syndicator" />

  </ice-header>

  <ice-response

      response-id="irp-80425f38-19980621181600" >

    <ice-code numeric="200" phrase="OK"

        message-id="irq-80a56cfe-19980425011530" >

    </ice-code>

    <ice-events format="simple">

        <event>something happened</event>

        <event>something else happened</event>

    </ice-events>

  </ice-response>

</ice-payload>

8.2.4 Modifying the content delivered as an ice-item

Similar to using alternative mark-up for event log format, it may be desirable to modify the content model used for an ice-item. The goal here is to allow validation of the content contained within an ice-item without changing any of the semantics behind its protocol handling. Thus, there is value to know that the XML content distributed using the ICE protocol was packaged and delivered in a valid well formed way, but the management of the content is no different than if it had been escaped for inclusion. In the example below, the comic-strip format is purely fictional and is unknown to represent any work (present or future) that may in fact resemble the format used therein. The mechanism is the same as described in 8.2.3, i.e., all declarations need to be declared within the DOCTYPE declaration, but the content-model being modified is for ice-item.

Modifying ice-item Content Model

<?xml version="1.0"?>

<!DOCTYPE ice-payload SYSTEM "../ice.dtd" [

    <!ENTITY % cm.item "comic-strip" >

    <!ELEMENT comic-strip (#PCDATA) >

    <!ATTLIST comic-strip

        author     CDATA    #REQUIRED

        copyright  CDATA    #REQUIRED

        pubdate    CDATA    #REQUIRED

        numpanes   CDATA    #IMPLIED

        title      CDATA    #REQUIRED

    >

]>



<ice-payload ...

 <ice-response ...

  <ice-package ...

   <ice-item-group ...

    <ice-item

         item-id="431-1" 

         subscription-element="431-1" 

         name="Comic"

         content-filename="d.gif"

         content-type="application/xml"

    >

    <comic-strip

        title="Doones County"

        author="Gary Beathard"

        numpanes="3"

        copyright="United Tribune"

        pubdate="20010324">

PdXIWZQ8IiPLHtxqyjZFWt0hHrQcrjxAQ8VquFJS8vDC+

g4SsHSChBRUN0tTxS1wTuMC/242YYPBs87U8IkRlGu4G5

    . . .

M7qLNPuTNMlXc8G4sUgXc8dPdREbcFWnM9FndTgkwAAOw==

     </comic-strip>

    </ice-item>

   </ice-item-group>

  </ice-package>

 </ice-response>

</ice-payload>

8.2.5 Using domain-specific package content

Replacing the content model for the ice-package element provides a way to leverage ICE applications for managing content segments from arbitrary XML mark-up. Besides the mechanisms shown in the other sections where an element's content model is replaced, replacing the content model for the ice-package element requires that the attributes associated with the ice-item element be applied to appropriate elements within the domain-specific element declarations, otherwise, it is possible that the Subscribers ICE application will not have enough context to know how to manage the delivered content.

There are some restrictions to be aware of when extending the ice-package content model.

  1. Mixed content MUST NOT be defined at the top level definition. Do not use an entity declaration such as:
    <!ENTITY % cm.package "#PCDATA">,
    
     instead use elements in the content model such as that shown in the sample below. 
  2. The entity attlist.item must be defined and used as in the example.
  3. The name attribute normally used on the ice-item element is not needed because the domain-specific name is the generic identifier associated with the element being used in place of ice-item.
  4. The sample depicts the ice-package content model being replaced (except ice-item-remove is still in effect). The content model can be augmented using an entity declaration that instead looks like:
    <!ENTITY % cm.package "ice-item-group | ice-item | comic-strip
    
    | ice-item-ref" >
    
     
  5. If element declarations from another XML DTD will be included in a DOCTYPE declaration, make sure no other DOCTYPE declarations exist in the referenced DTD because it will collide with the one associated with the DOCTYPE declaration used with the ice-payload.
Example Extending ice-package

<?xml version="1.0"?>

<!DOCTYPE ice-payload SYSTEM "../ice.dtd" [

    <!ENTITY % cm.package "(ice-item|comic-strip)+"

>

    <!ELEMENT comic-strip (#PCDATA) >

    <!ATTLIST comic-strip

        author    CDATA    #REQUIRED

        copyright CDATA    #REQUIRED

        pubdate   CDATA    #REQUIRED

        numpanes  CDATA    #IMPLIED

        title     CDATA    #REQUIRED

    >

    <!ENTITY % attlist.item "

        activation           CDATA  #IMPLIED

        expiration           CDATA  #IMPLIED

        content-filename     CDATA  #IMPLIED

        content-transfer-encoding  (base64 | x-native-xml)

                                            'x-native-xml'

        content-type         CDATA  'application/octet-stream'

        ice-element          CDATA  #FIXED 'ice-item'

        ip-status            CDATA  #IMPLIED

        item-id              CDATA  #REQUIRED

        xml:lang             CDATA  #IMPLIED

        license              CDATA  #IMPLIED

        rights-holder        CDATA  #IMPLIED

        show-credit          CDATA  #IMPLIED

        subscription-element CDATA  #IMPLIED

    ">

    <!ATTLIST comic-strip %attlist.item; >

]>

<ice-payload ...

 <ice-response ...

  <ice-package ...

   <comic-strip

        item-id="431-1"

        subscription-element="431-1"

        content-type="phrase/html"

        title="Doones County"

        author="Gary Beathard"

        numpanes="3"

        copyright="United Tribune"

        pubdate="20010324">

PdXIWZQ8IiPLHtxqyjZFWt0hHrQcrjxAQ8VquFJS8vDC+

g4SsHSChBRUN0tTxS1wTuMC/242YYPBs87U8IkRlGu4G5

    . . .

M7qLNPuTNMlXc8G4sUgXc8dPdREbcFWnM9FndTgkwAAOw==

   </comic-strip>

  </ice-package>

 </ice-response>

</ice-payload>

8.3 Subscription extensions

It is possible that the content of some subscriptions will require semantic extensions to properly deal with that content. It is also possible that to accomplish a particular form of syndication, completely out-of-band data must be exchanged between the syndicator and the subscriber.

Further, it may be that certain of these extensions are required for successful processing of the payload; or that other extensions are optional but advisable for "optimal" performance.

ICE must be able to adapt to as-yet undefined and unanticipated scenarios. The protocol deals with this requirement as follows.

An ice-negotiable contains a "type" attribute, whose default value is "ice-operation". The "type" attribute may also be specified with value, "ice-extension". An ice-negotiable with this "type" attribute value explicitly identifies an extension to the subscription (and possibly the protocol). Such a parameter MAY be offered for negotiation; or be required to complete the subscription. An ice-extension parameter MAY be defined by either a syndicator (the expected case) or a subscriber. These extensions are outside the standard operation of the ICE protocol other than negotiation. A Syndicator that requires more than 40% of it's total number of subscriptions to have a semantic extension that is not publicly available MUST NOT claim ICE protocol compliance. An ICE processor MUST provide offers that do not require use of subscription or protocol semantic extensions. ICE processors SHOULD permit subscription extensions to be negotiated away without refusing the offer. An ICE processor is not required to provide the same services for a subscription that negotiates away use of semantic extensions. The intent here is to ensure that semantic extensions are limited in scope so that interoperability is achievable at some, if not optimal, level. The negotiation mechanism described in sections 4.4 and 4.5 above is used to define and negotiate the desired set of extensions for a given subscription. Consider the following example:

Subscription Extension Example

   <ice-business-term >

      <ice-negotiable type="ice-extension">

         <!-- note that an &ltice-range-define> is optional. -->

         <ice-range>

            <ice-enum type="ice-extend" select="2">

               <ice-enum-item>

	          <ice-extend uuid="oxaa" 

                      name="Tribune media holographic transcoder extension"/>

               </ice-enum-item>

               <ice-enum-item>

                  <ice-extend uuid="oxcc" 

                      name="Microsoft antimatter containment unit extension"/>

	       </ice-enum-item>

            </ice-enum>

            <ice-enum type="ice-extend" select="zero-or-more">

               <ice-enum-item >

                  <ice-extend uuid="oxba" 

                       name="vignette monty python recitation engine extension"/>

               </ice-enum-item>

            </ice-enum>

         </ice-range>

      </ice-negotiable>

   </ice-business-term>

 

Note that, rather than the ice-enum-item elements simply containing character data, they each now delimit an instance of the ice-extend element, denoting that the parameter over which the syndicator and subscriber are negotiating is the availability of extensions to the subscribers ICE implementation. Also note that this process is identical, regardless of the value of the "type" attribute of the ice-negotiable element (be it "subscription" or "protocol"). The effect of these two values of the attribute will be discussed shortly.

In the example above, there are two enumeration blocks. The important difference is the value of the "select" attribute of each block. In the first block, "select" equals 2, indicating that two of the contained enumerations MUST be selected - and the first block happens to contain only two items (extensions for holographic transcoding and antimatter containment). This has the effect of allowing the syndicator to express "mandatory" extensions. Another indicator is to use the status="required" attribute on the ice-enum

Similarly, the second enumeration block containing the Vignette extension has a "select" value of "zero-or-more" - this time, the effect being that the extension is "optional". At this point, the issue becomes, what if the subscriber does not have all the mandatory extensions available to it? In the case that the subscriber is not able to use any of the mandatory extensions (because, for example, a particular extension is not installed with the subscribers ICE implementation), the syndicator MUST fall back to core, unextended ICE for the subscription in question. This may very well mean that no subscription is established at all, but it also allows for some service, even if degraded. In the case that the subscriber is not able to use all the optional extensions, the syndicator MUST allow the offer-negotiation to continue AS IF the optional extensions had not been accepted. Note that this could mean that no subscription is established.

In all cases, the "uuid" attribute is an identifier uniquely (in the universe) specifying the module that should be invoked to process the extension, and the "name" attribute is a human-readable description.

8.4 Protocol Extensions

It is possible that to accomplish a particular form of syndication, completely out-of-band data must be exchanged between the syndicator and the subscriber. Further, it may be that certain of these extensions are required for successful processing of the payload; or that other extensions are optional but advisable for "optimal" performance.

ICE must be able to adapt to as-yet undefined and unanticipated scenarios. The protocol deals with this requirement as follows.

An ice-offer contains a "type" attribute, that indicates if an offer is for protocol extension with a value of "protocol". Note that this type attribute is different from the type attribute on an ice-negotiable. Only in a subscription offer with type="protocol" can extensions to the basic ICE protocol be proffered and negotiated. That is extensions that add or change ICE-requests and ICE-responses or any other payload level changes MUST be negotiated in a protocol type subscription offer. Payload level extensions MUST NOT be used without successful establishment of a protocol level subscription. Once a protocol level subscription relationship is established between a Syndicator and a Subscriber, any Protocol extensions negotiated are freely usable in ALL protocol interchanges between the two -- including subscription payload interchange.

Now we turn to the semantics of the "type" attribute of the ice-offer element. If the value of this attribute is "protocol", then further definitions in the DTD are required. The relevant portions of the DTD are as follows:

Extensions to Requests and Responses



<!ENTITY % cm.extension-response "EMPTY">




<!ENTITY % cm.extension-request "EMPTY" >




<!ENTITY % sub.requests "ice-cancel |

                         ice-get-catalog |

                         ice-get-package |

                         ice-get-sequence |

                         ice-offer |

                         ice-repair-item"

>



<!ENTITY % syn.requests "ice-package+ | ice-send-confirmations" >





<!ENTITY % com.requests "ice-change-subscription |

                         ice-code |

                         ice-get-events |

                         ice-get-status |

                         ice-nop |

                         ice-notify |

                         ice-extension-request"

>




<!ELEMENT ice-extension-request %cm.extension-request; >




<!ELEMENT ice-request (%sub.requests; |

                       %syn.requests; |

                       %com.requests;)

>




<!ENTITY % uni.responses "ice-cancellation |

                          ice-catalog |

                          ice-location |

                          ice-offer |

                          ice-package+ |

                          ice-sequence |

                          ice-subscription"

>


<!ENTITY % com.responses "ice-events |

                          ice-status |

                          ice-extension-response"

>




<!ELEMENT ice-extension-response %cm.extension.response; ) >





<!ELEMENT ice-response ( ice-code, 

                            ( %uni.responses; | 

                              %com.responses; 

                            )? 

                       ) 

>

In the event that a protocol-level extension was negotiated, the first two entities, "cm.extend-response" and "cm.extend-request", MUST be redefined to be a content model containing the extended document structure that is to be used by the extension. At this point, the messaging semantics via ICE become wide open. For example, below is a partial message sent by a syndicator that has arranged to employ protocol level extensions with a particular peer:

Protocol Extension Example

   <ice-payload ice.version="1.1">

      <ice-request request-id="12345">

         <ice-extend-request>

            <completely-out-of-band>

               ...

            </completely-out-of-band>

         </ice-extend-request>

      </ice-request>

   </ice-payload>

It is important to note that, while extensions at these levels (particularly at the protocol level, where messages are wrapped with little more than an "ice-payload" pair) allow a great deal of flexibility in ICE, fundamental inter operability of the protocol is preserved. The reason that this is the case is that in order to even establish the possibility of extended ICE message exchanges in the first place, ICE offer-negotiation must take place between the syndicator and subscriber.

In other words, until a subscription is established, core, unextended ICE is being spoken.

8.4.1 Example Protocol Extension- Downtime Messages

It is conceivable that peers in an ICE-based relationship will require the ability to send out-of-band messages to each other -- "out-of-band" in the sense that the messages are outside the scope of ordinary ICE conversations dealing with offer negotiation, subscription establishment, updates, confirmation, and so on. This example illustrates one such case and how the extension mechanism introduced in ICE protocol version 1.1 accommodates it.

Consider the case that a particular subscriber expects periodic down-time for its ICE server, the duration of which will frequently span multiple delivery windows such that syndicated pushes of subscription updates will fail. The syndicator would like to handle these cases more cleanly than by simply retrying the update at a later time -- it would like to know when to stop updates and when to resume them. Such a scenario could arise if the subscriber connects to the network via a dialup connection or plans on a hardware upgrade to their ICE server.

The first step that must be taken in order to allow messages of this nature to be exchanged is that their existence at all must be negotiated. Negotiation takes place in the context of subscription establishment. Thus, the subscriber initiates with a request for a catalog:

Catalog Request

    <ice-payload ice.version="1.1"

                 payload-id="74"

                 timestamp="2000-09-22T04:37:00"

                 sender-location="http://ice.samico.com/ice/">



        <ice-header>

            <ice-sender sender-id="aaaaaaaa-aaaa-aaaa-aaaa-aaaaaaaaaaaa"

                        name="sami co. ice subscriber"

                        role="subscriber"/>

        </ice-header>



        <ice-request request-id="74">

            <ice-get-catalog/>

        </ice-request>



    </ice-payload>

The syndicator responds with a catalog containing two subscription offers:

Catalog Response containing two offers

    <ice-payload ice.version="1.1"

                 payload-id="74"

                 timestamp="2000-09-22T04:37:03"

                 sender-location="http://ice.bruceco.com/ice/">

        <ice-header>

            <ice-sender sender-id="bbbbbbbb-bbbb-bbbb-bbbb-bbbbbbbbbbbb"

                        name="bruce co. ice syndicator"

                        role="syndicator"/>

        </ice-header>

        <ice-response response-id="74">

            <ice-code numeric="200" phrase="OK"/>

            <ice-catalog>

                <ice-contact description="Call him if something crashes."

                             name="Bruce Hunt, CEO, Bruce Co.">

                    Bruce Hunt

                    bhunt@bruceco.com

                    (123) 456 7890

                </ice-contact>

                <ice-offer type="protocol"

                           description="Let's send down-time messages.">

                    <ice-delivery-policy>

                        <ice-delivery-rule mode="pull"/>

                    </ice-delivery-policy>

                    <ice-negotiable id="down-time-msg"

                                       type="ice-extension">

                        <ice-text>

                            Acceptance of this offer will allow us to

                            exchange messages outside the scope of

                            normal ICE communication.



                            The enclosing elements will be defined in

                            the following "ice-range" block.

                        </ice-text>

                        <ice-range order="enumeration">

                                <ice-enum select="2" status="required"

                                          order="enumeration"

                                          status="negotiable">

                                    <ice-enum-item>

                                        down-time

                                    </ice-enum-item>

				    <ice-enum-item>

                                        down-time-ack

                                    </ice-enum-item>

                                </ice-enum>

                        </ice-range>

                    </ice-negotiable>

                </ice-offer>

                <ice-offer type="subscription"

                           description="bruce co. press releases">

                    <ice-delivery-policy>

                        <ice-delivery-rule mode="push"/>

                    </ice-delivery-policy>

                    <ice-negotiable id="press_releases"

                                       type="credit">

                        <ice-text>

                           This subscription provides bruce co. press releases.

			   Permission to quote is hereby granted if credited

			   with (c)1999 bruce co. all rights reserved.

                        <ice-text/>

                    </ice-negotiable>

                </ice-offer>

            </ice-catalog>

        </ice-response>

    </ice-payload>

These two messages comprise a complete ICE request/response pair, at which point the contents of the catalog are propagated up to the end-user of the subscribers ICE software. This user initiated the original catalog request (the first message above) because he knew of both the expected down-time of his ICE server and the availability of an out-of-band message that could temporarily suspend subscription updates from the syndicator.

The subscribers ICE software presents two possible subscriptions. The end-user is only concerned with the protocol extension and so ignores the press-release offer.

The remaining offer has a type of "protocol", indicating that a protocol-level extension is being offered. This protocol offer contains a delivery policy and an ice-negotiable. The delivery policy may be ignored completely in the case of protocol offers because the semantics of protocol-extended message exchange are completely (and necessarily) outside of ICE. The required elements and attributes must be supplied as shown above to preserve backward compatibility with earlier, pre-extensible versions of ICE. This point will be clarified when the mechanics of protocol-extended message exchange are covered later in this example.

This protocol offer also contains an ice-negotiable whose identifier is "down-time-msg" and whose type is "ice-extension". The type denotes that extensions are to be negotiated over. The identifier simply allows this element to be distinguished from others within this same offer. Because this is the only ice-negotiable present in this offer, the identifier value is not significant here.

The "ice-negotiable" delimits an "ice-text" element, which is simply free-form text for an end-user, and an "ice-range" element whose "order" attribute describes the nature of the enclosed value specifiers. In this case, ICE is using the apparatus defined earlier for the purposes of arbitrary parameter and value negotiation to specify the "wrapper elements", that is; to enclose the out-of-band messaging desired by the syndicator and the subscriber. This is done by specifying an enumeration with a two values (namely, the wrapper element types) with a select "2" constraint and a "required" status. (i.e., "If you want this subscription at all, you have to choose this item.").

Presumably, all the end-user sees is the free-form text ("Acceptance of this offer..."), at which point he indicates to his ICE subscriber software his desire to accept the offer. In response, the subscriber sends the following message to the syndicator, which is little more than the unchanged offer sent by the syndicator:

Subscriber Offer Accepting Protocol Extension

    <ice-payload ice.version="1.1"

                 payload-id="75"

                 timestamp="2000-09-22T04:40:00"

                 sender-location="http://ice.samico.com/ice/">



        <ice-header>

            <ice-sender sender-id="ssssssss-ssss-ssss-ssss-ssssssssssss"

                        name="sami co. ice subscriber"

                        role="subscriber"/>

        </ice-header>

        <ice-request request-id="75">

            <ice-offer type="protocol"

                       description="Let's us send down-time messages.">

                <ice-delivery-policy>

                    <ice-delivery-rule mode="pull"/>

                </ice-delivery-policy>

                <ice-negotiable id="down-time-msg"

                                   type="ice-extension">

                    <ice-text>

                        Acceptance of this offer will allow us to

                        exchange messages outside the scope of

                        normal ICE communication.



                        The enclosing elements will be defined in

                        the following "ice-range" block.

                    </ice-text>

                    <ice-range order="enumeration">

                        <ice-enum select="2" order="enumeration" 

                            status="accepted" >

                            <ice-enum-item >

                                down-time

                            </ice-enum-item >

			    <ice-enum-item>

				down-time-ack

			    </ice-enum-item>

                        </ice-enum>

                    </ice-range>

                </ice-negotiable>

            </ice-offer>

        </ice-request>

    </ice-payload>

The syndicator indicates that a subscription has been established by enclosing the agreed-upon offer within an "ice-subscription" block:

Subscription Established Response

    <ice-payload ice.version="1.1"

                 payload-id="75"

                 timestamp="2000-09-22T04:40:03"

                 sender-location="http://ice.bruceco.com/ice/"

    >

        <ice-header>

            <ice-sender sender-id="bbbbbbbb-bbbb-bbbb-bbbb-bbbbbbbbbbbb"

                        name="bruce co. ice syndicator"

                        role="syndicator"/>

        </ice-header>

        <ice-response response-id="75">

            <ice-code numeric="200" phrase="OK"/>

            <ice-subscription subscription-id="down-time-protocol-ext">

                <ice-offer type="protocol"

                           description="Let's us send down-time messages.">

                    <ice-delivery-policy>

                        <ice-delivery-rule mode="pull"/>

                    </ice-delivery-policy>

                    <ice-negotiable id="down-time-msg"

                                       type="ice-extension">

                        <ice-text>

                            Acceptance of this offer will allow us to

                            exchange messages outside the scope of

                            normal ICE communication.



                            The enclosing elements will be defined in

                            the following "ice-range" block.

                        </ice-text>

                        <ice-range order="enumeration">

                            <ice-enum select="2" order="enumeration">

                                <ice-enum-item>

                                     down-time

                                </ice-enum-item>

				<ice-enum-item>

				     down-time-ack

				</ice-enum-item>

                            </ice-enum>

                        </ice-range>

                    </ice-negotiable>

                </ice-offer>

            </ice-subscription>

        </ice-response>

    </ice-payload>

Communication via protocol-extended ICE may now begin between this particular subscriber and this particular syndicator. If another subscriber wishes to be able to send down-time messages, it must engage in this negotiation process.

Since out-of-band protocol messages have been negotiated, the following exchange of an expected subscriber client down-time message between this syndicator and subscriber is now possible. It is important to note that the DTDs that are referenced or included in the ICE messages that are sent must now define the entities "ice-extension.request" and "ice-extension.response" to contain the content-model of the protocol extensions. In the case of this simple example, these would be defined as "down-time" and "down-time-ack", respectively. The subscriber sends the following message:

Down-time Message using Protocol Extension

    <ice-payload ice.version="1.1"

                 payload-id="76"

                 timestamp="2000-09-22T04:45:00"

                 sender-location="http://ice.samico.com/ice/"

    >

        <ice-header>

            <ice-sender sender-id="ssssssss-ssss-ssss-ssss-ssssssssssss"

                        name="sami co. ice subscriber"

                        role="subscriber"/>

        </ice-header>



        <ice-request request-id="76">

            <ice-extension-request>

                <down-time from="2000-09-24T22:00:00"

                           to="2000-09-25T04:00:00"/>

            </ice-extension-request>

        </ice-request>

    </ice-payload>

To which the syndicator replys with a simple acknowledgement:

Down-time Message Response

    <ice-payload ice.version="1.1"

                 payload-id="76"

                 timestamp="2000-09-22T04:45:03"

                 sender-location="http://ice.bruceco.com/ice/" >

        <ice-header>

            <ice-sender sender-id="bbbbbbbb-bbbb-bbbb-bbbb-bbbbbbbbbbbb"

                        name="bruce co. ice syndicator"

                        role="syndicator" />

        </ice-header>

        <ice-response response-id="76">

            <ice-code numeric="200" phrase="OK"/>

            <ice-extension-response>

                <down-time-ack numeric="1000" phrase="ok"/>

            </ice-extension-response>

        </ice-response>

    </ice-payload>

Presumably, this message will translate into some sort of action on the Syndicator's part to ensure that deliveries are postponed for this subscriber until after the down-time window. These actions and the semantics of the messages themselves are entirely defined by the employing application and are outside of ICE.

Note that the solution just described could be applied in many similar cases. If the syndicator expects down-time and would like to prevent its subscribers from believing that the maximum update interval has been exceeded, it might use similar out-of-band notifications.

Appendix A. Complete ICE DTD




<!-- ============================================================ -->

<!--                                                              -->

<!--              ICE  1.1  Document Type Definition              -->

<!--                        15 November 1999                      -->

<!--                                                              -->

<!-- ============================================================ -->



<!-- ============================================================ -->

<!-- = For protocol level ice extensions, change the value of     -->

<!-- = extended.protocol to "INCLUDE" and the value of            --> 

<!-- = standard.protocol to "IGNORE".  Be SURE to also provide    -->

<!-- = content models for the extension request and extension     -->

<!-- = response elements.  Also, be SURE to declare the elements  -->

<!-- = and associated attribute lists for the extended requests   -->

<!-- = and responses below.                                       -->

<!-- = ( ARE YOU VERY SURE YOU WANT TO DO THIS? ?REALLY-REALLY? ) -->

<!-- ============================================================ -->  

<!ENTITY % extended.protocol "IGNORE"  >

<!ENTITY % standard.protocol "INCLUDE" >



<![%extended.protocol;[



<!-- ============================================================ -->

<!-- = Place extended protocol request content model in value of  -->

<!-- = cm.extension-request below.                                -->

<!-- ============================================================ -->   

<!ENTITY % cm.extension-request  "EMPTY" >



<!-- ============================================================ -->

<!-- = Place extended protocol response content model in value of -->

<!-- = cm.extension-response below.                               -->

<!-- ============================================================ -->

<!ENTITY % cm.extension-response "EMPTY" >



]]>



<![%standard.protocol;[



<!ENTITY % cm.extension-request  "EMPTY" >

<!ENTITY % cm.extension-response "EMPTY" >



]]>



<!ENTITY % cm.messages "ice-request+ |

                        ice-response+ |

                        ice-unsolicited-now |

                        ice-unsolicited-request+ |

                        ice-unsolicited-response+" >



<!ELEMENT ice-payload   (ice-header, (%cm.messages;)) >

<!ATTLIST ice-payload

          ice.version      CDATA           #REQUIRED

          payload-id       CDATA           #REQUIRED

          timestamp        CDATA           #REQUIRED

          sender-location  CDATA           #IMPLIED

>

<!-- NOTE that in ICE 1.1 sender-location MUST be specified; it

        is optional here for interoperability.

-->



<!ELEMENT ice-header    (ice-sender, ice-receiver?, ice-user-agent?) >



<!ELEMENT ice-sender    EMPTY >

<!ATTLIST ice-sender

          name             CDATA           #REQUIRED

          role             (subscriber | syndicator)

                                           #REQUIRED

          sender-id        CDATA           #REQUIRED

>



<!ELEMENT ice-receiver          EMPTY >

<!ATTLIST ice-receiver

          name                  CDATA           #REQUIRED

          receiver-id           CDATA           #REQUIRED

>



<!ELEMENT ice-user-agent        (#PCDATA) >



<!ELEMENT ice-code              (#PCDATA) >

<!ATTLIST ice-code

          message-id            CDATA           #IMPLIED

          numeric               CDATA           #REQUIRED

          package-id            CDATA           #IMPLIED

          payload-id            CDATA           #IMPLIED

          phrase                CDATA           #REQUIRED

          xml:lang              CDATA           #IMPLIED

>



<!-- ============================================================ -->

<!--                    Declaration of ICE requests.              -->

<!-- ============================================================ -->



<!ENTITY % sub.requests "ice-cancel |

                         ice-get-catalog |

                         ice-get-package |

                         ice-get-sequence |

                         ice-offer |

                         ice-repair-item" >

<!ENTITY % syn.requests "ice-package+ |

                         ice-send-confirmations" >



<![%standard.protocol;[



<!ENTITY % com.requests "ice-change-subscription |

                         ice-code |

                         ice-get-events |

                         ice-get-status |

                         ice-nop |

                         ice-notify" >



]]>



<![%extended.protocol;[



<!ENTITY % com.requests "ice-change-subscription |

                         ice-code |

                         ice-get-events |

                         ice-get-status |

                         ice-nop |

                         ice-notify |

                         ice-extension-request"  >



]]>



<!ELEMENT ice-request           ( %sub.requests; |

                                  %syn.requests; |

                                  %com.requests; ) >

<!ATTLIST ice-request

          request-id            CDATA           #REQUIRED

>



<!ELEMENT ice-cancel            EMPTY >

<!ATTLIST ice-cancel

          xml:lang              CDATA           #REQUIRED

          reason                CDATA           #REQUIRED

          subscription-id       CDATA           #REQUIRED

>



<!ELEMENT ice-change-subscription       EMPTY >

<!ATTLIST ice-change-subscription

          subscription-id       CDATA           #REQUIRED

>



<!-- ice-code defined above -->



<!ELEMENT ice-get-catalog       EMPTY >



<!ELEMENT ice-get-events        EMPTY >

<!ATTLIST ice-get-events

          format                NMTOKENS        #IMPLIED

          start                 CDATA           #IMPLIED

          stop                  CDATA           #IMPLIED

          subscription-id       CDATA           #IMPLIED

>



<!ELEMENT ice-get-package       EMPTY >

<!ATTLIST ice-get-package

          current-state         CDATA           #REQUIRED

          parameter             CDATA           #IMPLIED

          subscription-id       CDATA           #REQUIRED

>



<!ELEMENT ice-get-sequence      (ice-package-state+) >

<!ATTLIST ice-get-sequence

          current-state         CDATA           #REQUIRED

          subscription-id       CDATA           #REQUIRED

>



<!ELEMENT ice-package-state     EMPTY >

<!ATTLIST ice-package-state

          package-id            CDATA           #REQUIRED   

          new-state             CDATA           #REQUIRED

>



<!ELEMENT ice-get-status        EMPTY >

<!ATTLIST ice-get-status

          subscription-id       CDATA           #IMPLIED

>



<!ELEMENT ice-nop               EMPTY >



<!ELEMENT ice-notify            (ice-text+) >

<!ATTLIST ice-notify

          priority              (1 | 2 | 3 | 4 | 5)

                                                #REQUIRED

>



<![%extended.protocol;[



<!ELEMENT ice-extension-request %cm.extension-request >



]]>



<!ELEMENT ice-text              (#PCDATA) >

<!ATTLIST ice-text

          xml:lang              CDATA           #IMPLIED

>



<!-- ice-offer is declared below. -->



<!-- ice-package is declared below -->



<!ELEMENT ice-repair-item       EMPTY >

<!ATTLIST ice-repair-item

          current-state         CDATA           #REQUIRED

          subscription-element  CDATA           #REQUIRED

          subscription-id       CDATA           #REQUIRED

>



<!ELEMENT ice-send-confirmations        EMPTY >

<!ATTLIST ice-send-confirmations

          subscription-id       CDATA           #IMPLIED

>



<!-- ============================================================ -->

<!--                   Declaration of ICE responses.              -->

<!-- ============================================================ -->



<!ENTITY % uni.responses        "ice-cancellation |

                                 ice-catalog |

                                 ice-location |

                                 ice-offer |

                                 ice-package+ |

                                 ice-sequence |

                                 ice-subscription" >



<![%standard.protocol;[



<!ENTITY % com.responses        "ice-events |

                                 ice-status" >



]]>



<![%extended.protocol;[



<!ENTITY % com.responses        "ice-events |

                                 ice-status |

                                 ice-extension-response" >



]]>



<!ELEMENT ice-response          (ice-code, (%uni.responses; |

                                            %com.responses;)?) >

<!ATTLIST ice-response

          response-id           CDATA           #REQUIRED

          unsolicited-pending   (false | true)  "false"

>



<!ELEMENT ice-cancellation      EMPTY >

<!ATTLIST ice-cancellation

          cancellation-id       CDATA           #REQUIRED

          subscription-id       CDATA           #REQUIRED

>



<!ELEMENT ice-catalog  ( ice-contact, 

                         ( ice-offer-group | ice-offer )*

                       ) 

>

<!ATTLIST ice-catalog

          description           CDATA           #IMPLIED

          xml:lang              CDATA           #IMPLIED

          name                  CDATA           #IMPLIED

          url                   CDATA           #IMPLIED

>



<!ELEMENT ice-contact           (#PCDATA | ice-text)* >

<!ATTLIST ice-contact

          description           CDATA           #REQUIRED

          xml:lang              CDATA           #IMPLIED

          name                  CDATA           #REQUIRED

          url                   CDATA           #IMPLIED

>



<!ELEMENT ice-offer-group       (ice-offer-group+ | ice-offer+) >

<!ATTLIST ice-offer-group

          description           CDATA           #REQUIRED

>



<!-- ice-offer declared below -->



<!ENTITY % cm.events "ice-event-log" >



<!ELEMENT ice-events            (%cm.events;) >

<!ATTLIST ice-events

          format                CDATA           #REQUIRED

          start                 CDATA           #IMPLIED

          stop                  CDATA           #IMPLIED

          subscription-id       CDATA           #IMPLIED

>



<!ELEMENT ice-location          EMPTY >

<!ATTLIST ice-location

          target                CDATA           #REQUIRED

>



<!-- ice-offer is declared below. -->



<!-- ice-package is declared below. -->



<!ELEMENT ice-sequence          (ice-package-state*) >

<!ATTLIST ice-sequence

          subscription-id       CDATA           #REQUIRED

>



<!ELEMENT ice-status    (ice-contact, ice-subscription+) >



<![%extended.protocol;[



<!ELEMENT ice-extension-response %cm.extension-response; >



]]>





<!ELEMENT ice-subscription      (ice-offer) >

<!ATTLIST ice-subscription

          current-state         CDATA           #IMPLIED

          expiration-date       CDATA           #IMPLIED

          expiration-priority   (first | last)  #IMPLIED

          quantity-remaining    CDATA           #IMPLIED

          subscription-id       CDATA           #REQUIRED

>



<!-- ============================================================ -->

<!--           Declaration of ICE unsolicited messages.           -->

<!-- ============================================================ -->



<!ELEMENT ice-unsolicited-now   EMPTY >

<!ATTLIST ice-unsolicited-now

          request-id            CDATA           #REQUIRED

>



<!ELEMENT ice-unsolicited-request       (%syn.requests; |

                                         %com.requests;) >

<!ATTLIST ice-unsolicited-request

          unsolicited-request-id        CDATA   #REQUIRED

>



<!ELEMENT ice-unsolicited-response      (ice-code, (%com.responses;)?) >

<!ATTLIST ice-unsolicited-response

          unsolicited-response-id       CDATA   #REQUIRED

>



<!-- ============================================================ -->

<!--                    Declaration of ice-offer                  -->

<!-- ============================================================ -->



<!ELEMENT ice-offer ( ice-delivery-policy, ice-business-term* ) >

<!ATTLIST ice-offer

          offer-id              CDATA           #IMPLIED

          constraints-hash      CDATA           #IMPLIED

          constraints-hash-method CDATA         #IMPLIED

          constraints-url       CDATA           #IMPLIED

          description           CDATA           #REQUIRED

          expiration-date       CDATA           #IMPLIED

          product-name          CDATA           #IMPLIED

          subscription-id       CDATA           #IMPLIED

          atomic-use            (false | true)  "false"

          editable              (false | true)  "false"

          ip-status             CDATA           #IMPLIED

          rights-holder         CDATA           #IMPLIED

          show-credit           (true | false)  "false"

          usage-required        (true | false)  "false"

          type       (protocol | subscription)  "subscription"

>





<!ELEMENT ice-business-term     ( #PCDATA  | 

                                  ice-text |

                                 ice-negotiable

                                )* 

>

<!ATTLIST ice-business-term

          xml:lang              CDATA           #IMPLIED

          type                  ( credit    | 

                                  licensing | 

                                  payment   | 

                                  reporting )   #REQUIRED

          url                   CDATA           #IMPLIED

          name                  CDATA           #IMPLIED

          id                    ID              #IMPLIED

>



<!ELEMENT ice-delivery-policy   (ice-delivery-rule+) >

<!ATTLIST ice-delivery-policy

          startdate             CDATA           #IMPLIED

          stopdate              CDATA           #IMPLIED

>





<!ELEMENT ice-delivery-rule     (ice-negotiable*) >



 



<!ATTLIST ice-delivery-rule

          mode                  (push | pull)   #REQUIRED

          monthday              NMTOKENS        #IMPLIED

          weekday               NMTOKENS        #IMPLIED

          startdate             CDATA           #IMPLIED

          starttime             CDATA           #IMPLIED

          stopdate              CDATA           #IMPLIED

          duration              CDATA           #IMPLIED

          min-update-interval   CDATA           #IMPLIED

          max-update-interval   CDATA           #IMPLIED

          min-num-updates       CDATA           #IMPLIED

          max-num-updates       CDATA           #IMPLIED

          url                   CDATA           #IMPLIED

          maxcount              CDATA           #IMPLIED 

          maxfreq               CDATA           #IMPLIED

          mincount              CDATA           #IMPLIED 

          minfreq               CDATA           #IMPLIED

>



<!-- ============================================================ -->

<!--                  Declaration of ice-negotiable               -->

<!-- ============================================================ -->



<!ELEMENT ice-negotiable     ( ice-text | ice-range )* >



<!-- The type attribute defined below MUST have ONE of the following

        values:

        ice-operation  - signals ice operational parameter.

        ice-extension  - signals extended parameter.

        x-- - where  is replaced

                         by an ice-processor's domain name.  negotiable

                         sets in this category are provided for private

                         use.   

        ice- - All forms of category names prefixed with

                         ice, icE, iCe, iCE, Ice, ... are reserved for

                         future standardization.

        The following values are deprecated in ICE 1.1 and are 

        included only for minor version interoperability.  Use

        the built-in ice-range-defines instead.

        These parameter names mean that this ice-negotiable applies to

        their same-named counterpart in the containing ice-delivery-rule.

  

        duration - 

        maxcount -

        max-num-updates -

        maxfreq -

        max-update-interval 

        mincount -

        min-num-updates -

        minfreq -

        min-update-interval

        monthday -

        startdate -

        starttime -

        stopdate -

        weekday -



        The max and min attributes are deprecated in ICE 1.1 and are

        included only for minor version interoperability.  Use

        the built-in ice-range-defines instead.



-->



<!ATTLIST ice-negotiable

          id                    ID              #IMPLIED

          type                  NMTOKEN         #REQUIRED

          max                   CDATA           #IMPLIED

          min                   CDATA           #IMPLIED

>





<!ELEMENT ice-range ( ice-range-define?, ice-text*, 

                      ( ice-span | ice-enum )+ 

                    )

>

<!ATTLIST ice-range

          id                    ID              #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

          order                 ( numeric     |

                                  lexical     |

                                  time        |

                                  enumeration 

                                )               "numeric" 

>



<!ELEMENT ice-range-define ( ice-span | ice-enum )+ >

<!ATTLIST ice-range-define

          id                    ID              #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

>



<!-- ============================================================ -->

<!--                    Declaration of ice-span                   -->

<!-- ============================================================ -->



<!ELEMENT ice-span   ( ice-default-value? ,

                       ice-span-min? ,

                       ice-span-point* ,

                       ice-span-max? 

                    )

>

<!ATTLIST ice-span

          id                    ID              #IMPLIED

          ref                   IDREF           #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

          status                ( required   |

                                  negotiable |

                                  accepted

                                )               "negotiable"

          order                 ( numeric     |

                                  lexical     |

                                  time        |

                                  enumeration 

                                )               "numeric" 

>



<!ELEMENT ice-default-value (#PCDATA) >

<!ATTLIST ice-default-value

          id                    ID              #IMPLIED

          ref                   IDREF           #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

>



<!ELEMENT ice-span-min ( #PCDATA | ice-limit )* >

<!ATTLIST ice-span-min

          id                    ID              #IMPLIED

          ref                   IDREF           #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

>



<!ELEMENT ice-span-max ( #PCDATA | ice-limit )* >

<!ATTLIST ice-span-max

          id                    ID              #IMPLIED

          ref                   IDREF           #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

>



<!ELEMENT ice-span-point ( #PCDATA | ice-limit )* >

<!ATTLIST ice-span-point

          id                    ID              #IMPLIED

          ref                   IDREF           #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

>



<!ELEMENT ice-limit EMPTY >

<!ATTLIST ice-limit

          id                    ID              #IMPLIED

          ref                   IDREF           #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

          default               CDATA           #IMPLIED

>          



<!-- ============================================================ -->

<!--                    Declaration of ice-enum                   -->

<!-- ============================================================ -->



<!ELEMENT ice-enum ( ice-default-value, ice-enum-item+ ) >

<!ATTLIST ice-enum

          id                    ID              #IMPLIED

          ref                   IDREF           #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

          select                CDATA           #REQUIRED

          status                ( required   |

                                  negotiable |

                                  accepted

                                )               "negotiable"

          order                 ( numeric     |

                                  lexical     |

                                  time        |

                                  enumeration 

                                )               "numeric"

>



<!ELEMENT ice-enum-item ( #PCDATA   |

                          ice-extension |

                          ice-span      |

                          ice-limit 

                        )*

>

<!ATTLIST ice-enum-item

          id                    ID              #IMPLIED

          ref                   IDREF           #IMPLIED

>



<!ELEMENT ice-extension EMPTY >

<!ATTLIST ice-extension

          id                    ID              #IMPLIED

          uuid                  CDATA           #REQUIRED

          name                  CDATA           #IMPLIED

>



<!-- ============================================================ -->

<!--                    Declaration of ice-package                -->

<!-- ============================================================ -->



<!ENTITY % cm.content           "ice-item-group | ice-item | ice-item-ref" >



<!ENTITY % cm.package           "((ice-item-remove+, (%cm.content;)*) |

                                 (%cm.content;)+)" >



<!ENTITY % attlist.item "

          activation            CDATA           #IMPLIED

          expiration            CDATA           #IMPLIED

          content-filename      CDATA           #IMPLIED

          content-transfer-encoding   (base64 | x-native-xml)

                                               'x-native-xml'

          content-type          CDATA          'application/octet-stream'

          ip-status             CDATA           #IMPLIED

          xml:lang              CDATA           #IMPLIED

          license               CDATA           #IMPLIED

          rights-holder         CDATA           #IMPLIED

          show-credit           CDATA           #IMPLIED

          subscription-element  CDATA           #IMPLIED

">



<!ENTITY % attlist.item-type "

          ice-element         ( ice-item       |

                                ice-item-group |

                                ice-item-ref   |

                                ice-item-remove

                              )                 'ice-item'"

>  

                                  



<!ELEMENT ice-package         (%cm.package;)   >

<!ATTLIST ice-package

          activation            CDATA           #IMPLIED

          atomic-use            (false | true)  "false"

          confirmation          (false | true)  "false"

          editable              (false | true)  "false"

          exclusion             CDATA           #IMPLIED

          expiration            CDATA           #IMPLIED

          fullupdate            (false | true)  "false"

          xml:lang              CDATA           #IMPLIED

          new-state             CDATA           #REQUIRED

          old-state             CDATA           #REQUIRED

          package-id            CDATA           #REQUIRED

          show-credit           CDATA           #IMPLIED

          subscription-id       CDATA           #REQUIRED



          ip-status             CDATA           #IMPLIED

          license               CDATA           #IMPLIED

          item-repair           (false | true)  "false"

          rights-holder         CDATA           #IMPLIED

>



<!ELEMENT ice-item-remove       EMPTY >

<!ATTLIST ice-item-remove

          subscription-element  CDATA           #REQUIRED

          ice-element           CDATA   #FIXED 'ice-item-remove'

          name                  CDATA           #IMPLIED

>



<!ELEMENT ice-item-group        ((%cm.package;)+) >

<!ATTLIST ice-item-group        %attlist.item;

          ice-element           CDATA   #FIXED 'ice-item-group'

          name                  CDATA           #IMPLIED

          item-group-id         CDATA           #REQUIRED

>



<!ENTITY % cm.item              "#PCDATA" >



<!ELEMENT ice-item              (%cm.item;) >



<!ATTLIST ice-item              %attlist.item; 

          ice-element           CDATA   #FIXED 'ice-item'

          name                  CDATA           #REQUIRED

          item-id               CDATA           #REQUIRED

>



<!ENTITY % cm.access            "( ice-access-window?, 

                                   ice-access-control? 

                                 )" >



<!ELEMENT ice-access %cm.access; >

<!ATTLIST ice-access

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

	  id                    ID              #IMPLIED

>



<!ENTITY % cm.item-ref "(ice-access)*" >



<!ELEMENT ice-item-ref         %cm.item-ref;             >

<!ATTLIST ice-item-ref         %attlist.item;

          url                   CDATA  #REQUIRED

          ice-element           CDATA  #FIXED 'ice-item-ref'

>



<!ENTITY % cm.access-control "(#PCDATA)" >



<!ELEMENT ice-access-control %cm.access-control; >

<!ATTLIST ice-access-control 

          id                    ID              #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

          control-type          ( password  |

                                  cookie    |

                                  custom    )   #REQUIRED

          user                  CDATA           #IMPLIED

          password              CDATA           #IMPLIED

          access-reference      CDATA           #IMPLIED

          extension-id          CDATA           #IMPLIED

>



<!ENTITY % cm.access-window "(ice-delivery-policy)" >



<!ELEMENT ice-access-window %cm.access-window; >

<!ATTLIST ice-access-window

          id                    ID              #IMPLIED

          name                  CDATA           #IMPLIED

          description           CDATA           #IMPLIED

          starttime             CDATA           #IMPLIED

          stoptime              CDATA           #IMPLIED

>





<!-- ============================================================ -->

<!--              Declaration of default ice-event-log            -->

<!-- ============================================================ -->



<!ELEMENT ice-event-log         ((ice-event-msg | ice-event-info)*) >

<!ATTLIST ice-event-log

          version               CDATA           #REQUIRED

>



<!ELEMENT ice-event-msg         (ice-code?, ice-event-data?) >

<!ATTLIST ice-event-msg

          other-id              CDATA           #IMPLIED

          request               CDATA           #REQUIRED

          request-id            CDATA           #REQUIRED

          request-start         CDATA           #REQUIRED

          request-type          CDATA           #IMPLIED

          response              CDATA           #REQUIRED

          response-id           CDATA           #IMPLIED

          response-stop         CDATA           #REQUIRED

          response-type         CDATA           #IMPLIED

          role                  (requestor | responder)

                                                #REQUIRED

          subscription-id       CDATA           #IMPLIED

>



<!ELEMENT ice-event-info        (ice-event-data?) >

<!ATTLIST ice-event-info

          event                 CDATA           #REQUIRED

          event-start           CDATA           #REQUIRED 

          event-stop            CDATA           #REQUIRED 

>



<!ELEMENT ice-event-data        ANY >



<!-- ============================================================ -->

<!--             End of ICE 1.1 Document Type Definition          -->

<!-- ============================================================ -->




Appendix B. ICE Semantics for Revision Numbering

B.1 Purpose:

The purpose of this Appendix is to set the version identification schema for revision management of the ICE Protocol and its specification releases. This Appendix is normative.

B.2 Scope:

The scope of this Appendix includes all ICE Protocols and specification releases. Further this appendix limits its scope to only the semantics involved, and not to the actual programming or code development which it governs. It is expected that ICE will continue to evolve as new technologies and/or applications developed by others emerge. This section contemplates adaptation by future ICE authors of the results of these new technologies applicable to ICE. It further contemplates that selected improvements and additions to ICE will be necessary from time to time. This includes the deprecation and removal of obsolete features of the protocol. Thus an extensible mechanism for identifying and managing different versions of the ICE protocol is necessary.

B.3 Protocol:

The Revision Numbering Sequence for ICE is in decimal format with a decimal points separating integer value place holders as in the following example: 1.0 In general the decimal format is a digit string optionally followed by a sequence of a decimal point followed by a digit string:

ICE Version Number format

   ICEVersion    ::= MajorVersion ( MinorVersion )?

   MajorVersion  ::= positiveDigit digit*

   MinorVersion  ::= '.' digit*

   positiveDigit ::= 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

   digit         ::= positiveDigit | 0

There are two types of revisions: Major Revisions and Minor Revisions.

A Major Revision is a unique initial digit string preceding the first (optional) decimal point that indicates the Minor Version number. A Major Revision is always greater than zero.

A Minor Revision is a decimal point followed by an optional digit string. The minor version number follows the initial digit string. For example, a minor revision of ICE 1. is ICE 1.01; as is ICE 1.1. Notice that ICE 1.1 is the same as ICE 1.10.

The ICE Authoring Group (or its successor) will determine whether the augmentation of the Standard is of such scope and consequence that it mandates a Major or a Minor revision, as well as the time frame for its release.

Revisions to the Standard MUST include the following:

Great care must be given to the determination of whether a particular enhancement necessitates categorization as a Minor or a Major Revision; as the above mechanisms illustrate.

Major Revisions to ICE MAY NOT necessarily include backward compatibility to previously released ICE Standards, independent of the currently available Revision.

A Major Revision is an opportunity for ICE to adopt new technology which may supersede (and obsolete) previous constructs released as part of older Revisions. An organization implementing a lesser revision may be excluded from participating with an organization which employs a greater Major Revision.

B.4 Documentation:

All Revisions MUST be accompanied by written documentation

which illustrates a list of features relevant to the Revision and the issues,

bugs, fixes or enhancements which were addressed as part of the Revision

versus the most currently released Revision.

B.5 Obtaining another's ICE version number.

In order to maximize interoperability, the following ice.version resolution process SHOULD be employed by ICE processors desiring to know a targeted ICE processor's version number.

To discover a target processor's ice.version, an inquiring processor sends an ice-nop request using the syntax and semantics of its major version number with a zero minor version number. This request matches the syntax and (therefore) the semantics of an ICE processor with ice.version="&major-version.0". Note however, that the value of the ice.version attribute is set to the inquirers ICE version number. This guarantees that with the sole exception of the ice.version, every ICE processor with major version "&major-version" and ANY minor version can successfully parse the payload. A sample payload for ICE major version 1 is:

Request is ice-nop with minor version = 0 syntax

<?xml version="1.0"?>

<!DOCTYPE ice-payload

        SYSTEM "http://www.gca.org/ice/dtds/ICE1_1.dtd"

>

<ice-payload

   payload-id="1999-11-30T07:27:09@myenterprise.com"

   timestamp="07:27:23,449"

   ice.version="1.1" >

  <ice-header>

    <ice-sender

       name="MyEnterprise Corporation"

       role="syndicator" />

    <ice-user-agent >

       MyEnterprise Syndication Services.  Please

       contact Dan Koger for assistance in Syndication

       matters at 1-800-ICE-CALL 

    </ice-user-agent >

  </ice-header >

  <ice-request

     request-id="1999-11-30T07:29:15@myenterprise.com-1" >

    <ice-nop />

  </ice-request >

</ice-payload >

Note that the payload attribute, sender-location is not part of the payload header in this request because it is part of the semantics of ICE version 1.1 and is not used in this interchange. ICE processors at the 1.0 and 1.01 levels may not know how to process the sender-location attribute and conservative implementations MAY refuse to communicate.

There are only two responses possible to the request; an ice-code of "200 OK" or an ice-code of "320 Incompatible Version". Each response will have the ice.version attribute in the payload header set to the target's ice version number. At a successful conclusion of the interchange, both the target and inquiring processor know each other's version. Each can (intelligently) decide whether to proceed and at which minor version level of semantics to proceed.

This simple exchange allows the widest possible number of ICE processors to respond since ALL processors within a major version MUST be able to respond to minor version 0 requests within that major version.

This basic process MAY be beneficial for all major versions of ICE provided that future versions maintain the same basic syntactic structure for payloads, requests and responses; including the ice-nop operation. However, there can be NO assurance that these conditions will remain in the future.

At major version changes only is there likely to be potential for 

interoperability issues.  To assure maximum interoperability, when such 

change is contemplated, significant advance notice would be prudent.

Appendix C. Change Log

15-November-1999 Release 1.1

Change Summary
Release 1.1 is an update to correct and extend the ICE 1.01 protocol while maintaining interoperability with the previous releases of the protocol. Specifically, it corrects misleading terms, deprecates the unused cancellation identifier, adds a product name attribute on a subscription offer and introduces formal extension mechanisms that support extensions to subscriptions, content-models, subscription semantics and protocol semantics. These mechanisms exploit a newly clarified and enhanced parameter negotiation mechanism. This mechanism provides an inter-operable means to determine and use ICE extensions. Controls on revisions to the ICE protocol are also introduced in this version. These controls are designed to achieve two conflicting goals:

They are achieved by providing fall back semantics and a feature deprecation strategy that announces pending changes in feature support prior to removal. These semantics have been exploited to announce the pending removal of several attributes including "cancellation-id", "minfreq", "maxfreq", "mincount" and "maxcount".

15-October-1999 Release 1.01

Change Summary
Release 1.01 is an update of the previous, initial, release. It corrects typographic errors, includes tables of identifier usage, a table of contents and clarifies the specification using knowledge gained from several implementation efforts, while preserving compatibility with the earlier specification. No changes have been made to the protocol. The delivery policy parameters have been clarified (see 4.2 Delivery Policies) and many DTD fragments have been corrected to correspond with the ICE DTD (see Appendix A, Complete ICE DTD).
Editors:
Neil Webber, Vignette Corporation
Conleth O'Connell, Vignette Corporation
Bruce Hunt, Adobe Systems, Inc.
Rick Levine, Sun Microsystems, Inc.
Laird Popkin, Sothebys.com
ICE Authoring Group:
Paula Angerstein, Vignette Corporation
Jay Brodsky, Tribune Media Services
Phil Gibson, National Semiconductor Corporation
Bruce Hunt, Adobe Systems, Inc.
Kimberly Jones, CNET: The Computer Network
Diane Kennedy, (Invited Expert), GCA
Sami Khoury, Microsoft Corporation
Rick Levine, Sun Microsystems, Inc.
Laird Popkin,Chairman ICE-AG, Sothebys.com
Craig Pullen, Reuters, Inc.
Adam Souzis, ShiftKey, Inc.
Andy Werth, CNET: The Computer Network

26-October-1998 Release 1.0

Change Summary
Initial release in a Note to W3C. http://www.w3.org/TR/Note-ice-19981026
Editors:
Neil Webber, Vignette Corporation
Conleth O'Connell, Vignette Corporation
Bruce Hunt, Adobe Systems
Rick Levine, Sun Microsystems
Laird Popkin, News Internet Services
Gord Larose, Channelware Inc.

References

[W3C-WD-xml]
Tim Bray, Jean Paoli, C. M. Sperberg-McQueen, Extensible Markup Language (XML)
[W3C-WD-smil]
Synchronized Multimedia Integration Language (SMIL) 1.0 Specification (SMIL)
[NOTE-DRP]
Arthur van Hoff, John Giannandrea, Mark Hapner, Steve Carter, Milo Medin, The HTTP Distribution and Replication Protocol
[P3P-arch]
Joseph Reagle, Martin Presler-Martin, Melissa Dunn, Philip DesAutels, Lorrie Cranor, Mark Ackerman, General Overview of P3P Architecture.
[WebDAV]
Jim Whitehead, D. Jensen, S. Carter, Y. Goland, A. Faizi, S. Carter, D. Jensen, HTTP Extensions for Distributed Authoring -- WEBDAV.
[RFC-959]
J. Postel, J. Reynolds, File Transfer Protocol
[RFC-1766]
H. Alvestrand. March 1995, Tags for the Identification of Languages
[RFC-1808]
R. Fielding, Relative Uniform Resource Locators
[RFC-1738]
T. Berners-Lee, L. Masinter, M. McCahill, Uniform Resource Locators (URL)
[RFC 1945]
T. Berners-Lee, R. Fielding, H. Frystyk, Hypertext Transfer Protocol - HTTP/1.0
[RFC-2045]
N. Freed & N. Borenstein. November 1996, Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet Message Bodies.
[RFC-2046]
N. Freed & N. Borenstein. November 1996, Multipurpose Internet Mail Extensions (MIME) Part Two: Media Types.
[RFC-2119]
S. Bradner, Key words for use in RFCs to Indicate Requirement Level
[RFC-2183]
R. Troost, S. Dorner, K. Moore. Communicating Presentation Information in Internet Messages: The Content-Disposition Header Field.
[ISO-639]
ISO-639: Code for the representation of names of languages, 1988 et seq.
[ISO-8601]
ISO (International Organization for Standardization), ISO 8601:1988 (E), Data elements and interchange formats - Information interchange - Representation of dates and times, 1998. See also "The Time Service Department of the US Naval Observatory, International Time Scales". The following provide discussions of ISO-8601:
http://www.cl.cam.ac.uk/~mgk25/iso-time.html
http://ourworld.compuserve.com/homepages/dstrange/y2k.htm
http://www.jat.org/jtt/datetime.html
http://www.w3.org/TR/NOTE-datetime
[W3C-NOTE-datetime]
Misha Wolf, Charles Wicksteed, Date and Time Formats
[OG-UUID]
The Open Group, Universal Unique Identifier Format


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